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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Nov-16 10:54 AM View:  | Kona Grill Inc. (KONA) | 23-Nov-16 | Option Exercise | 10,000 | $5.37 | $53,700.00 | 2% 583.79K to 593.79K | |
| 23-May-16 6:14 PM View: | Arabella Exploration, Inc. (AXPLF) | 20-May-16 | Purchase Duplicate | 30,000 | $8.25 | $247,500.00 | 7% 406.93K to 436.93K | |
| 18-Feb-16 7:23 PM View: | Kona Grill Inc. (KONA) | 16-Feb-16 | Option Exercise | 7,500 | $5.15 | $38,625.00 | 9% 85.39K to 92.89K | |
| 21-Apr-16 4:56 PM View: | Arabella Exploration, Inc. (AXPLF) | 13-Nov-15 | Purchase Duplicate | 61,000 | $8.31 | $506,910.00 | 18% 345.93K to 406.93K | |
| 26-Mar-15 7:00 PM View: | Kona Grill Inc. (KONA) | 26-Mar-15 | Market Sale | 1,000 | $26.18 | $26,180.00 | (< 1%) 583.8K to 582.8K | 99% |
| 26-Mar-15 7:00 PM View: | Kona Grill Inc. (KONA) | 25-Mar-15 | Market Sale | 3,000 | $26.23 | $78,690.00 | (< 1%) 586.8K to 583.8K | 99% |
| 26-Mar-15 7:00 PM View: | Kona Grill Inc. (KONA) | 24-Mar-15 | Market Sale | 3,500 | $26.71 | $93,485.00 | (< 1%) 590.3K to 586.8K | 99% |
| 27-Mar-15 5:27 PM View: | Kona Grill Inc. (KONA) | 23-Mar-15 | Market Sale | 6,514 | $26.57 | $173,077.00 | (1%) 582.8K to 576.29K | 99% |
| 26-Nov-14 5:41 PM View: | Kona Grill Inc. (KONA) | 25-Nov-14 | Option Exercise | 4,800 | $6.00 | $28,800.00 | < 1% 590.3K to 595.1K | |
| 26-Nov-14 5:41 PM View: | Kona Grill Inc. (KONA) | 25-Nov-14 | Market Option Sale | 4,800 | $24.59 | $118,032.00 | (< 1%) 595.1K to 590.3K | 99% |
| 26-Jun-14 2:03 PM View: | Kona Grill Inc. (KONA) | 25-Jun-14 | Market Sale Duplicate | 100,000 | $17.58 | $1,757,500.00 | (14%) 690.3K to 590.3K | 99% |
| 07-Sep-11 7:53 PM View: | Kona Grill Inc. (KONA) | 06-Sep-11 | Option Exercise | 10,000 | $2.29 | $22,900.00 | 1% 680.3K to 690.3K | |
| 25-Aug-11 5:29 PM View: | Kona Grill Inc. (KONA) | 24-Aug-11 | Option Exercise | 10,000 | $2.74 | $27,450.00 | 1% 675.3K to 685.3K | |
| 25-Aug-11 5:29 PM View: | Kona Grill Inc. (KONA) | 24-Aug-11 | Market Option Sale | 5,000 | $5.71 | $28,565.00 | (< 1%) 685.3K to 680.3K | 97% |
| 24-Aug-09 4:12 PM View: | Kona Grill Inc. (KONA) | 24-Aug-09 | Market Purchase | 3,000 | $3.74 | $11,220.00 | < 1% 672.3K to 675.3K | (95%) |
| 24-Aug-09 4:12 PM View: | Kona Grill Inc. (KONA) | 20-Aug-09 | Market Purchase | 1,000 | $3.60 | $3,600.00 | < 1% 671.3K to 672.3K | (95%) |
| 12-Aug-09 5:04 PM View: | Kona Grill Inc. (KONA) | 11-Aug-09 | Market Purchase | 1,250 | $3.72 | $4,650.00 | < 1% 670.05K to 671.3K | (95%) |
| 12-Aug-09 5:04 PM View: | Kona Grill Inc. (KONA) | 10-Aug-09 | Market Purchase | 1,000 | $3.72 | $3,720.00 | < 1% 669.05K to 670.05K | (95%) |
| 10-Aug-09 4:01 PM View: | Kona Grill Inc. (KONA) | 07-Aug-09 | Market Purchase | 7,500 | $3.78 | $28,350.00 | 1% 661.55K to 669.05K | (95%) |
| 06-Aug-09 3:37 PM View: | Kona Grill Inc. (KONA) | 05-Aug-09 | Market Purchase | 8,000 | $3.68 | $29,440.00 | 1% 653.55K to 661.55K | (95%) |
| 16-Jun-09 9:59 AM View: | Kona Grill Inc. (KONA) | 12-Jun-09 | Exercise (in-the money or at-the-money) | 40,182 | $1.35 | $54,245.70 | 7% 613.37K to 653.55K | |
| 09-Jun-09 7:50 PM View: | Kona Grill Inc. (KONA) | 09-Jun-09 | Exercise (in-the money or at-the-money) | 21,651 | $1.35 | $29,228.80 | 5% 438.8K to 460.45K | |
| 09-Jun-09 7:50 PM View: | Kona Grill Inc. (KONA) | 09-Jun-09 | Exercise (in-the money or at-the-money) | 152,921 | $1.35 | $206,443.00 | 33% 460.45K to 613.37K | |
| 15-May-09 1:13 PM View: | Kona Grill Inc. (KONA) | 14-May-09 | Market Purchase | 2,366 | $2.25 | $5,323.50 | < 1% 436.43K to 438.8K | (91%) |
| 07-Aug-08 6:47 PM View: | Kona Grill Inc. (KONA) | 05-Aug-08 | Market Purchase | 7,500 | $6.26 | $46,946.20 | 2% 428.93K to 436.43K | (97%) |
| 05-Aug-08 5:25 PM View: | Kona Grill Inc. (KONA) | 04-Aug-08 | Market Purchase | 7,400 | $6.03 | $44,616.80 | 2% 421.53K to 428.93K | (97%) |
| 05-Aug-08 5:25 PM View: | Kona Grill Inc. (KONA) | 01-Aug-08 | Market Purchase | 9,638 | $5.66 | $54,572.10 | 3% 374.37K to 384.01K | (97%) |
| 05-Aug-08 5:25 PM View: | Kona Grill Inc. (KONA) | 01-Aug-08 | Market Purchase | 37,522 | $5.69 | $213,624.00 | 10% 384.01K to 421.53K | (97%) |
| 20-Nov-06 10:00 PM View: | Kona Grill Inc. (KONA) | 17-Nov-06 | Sale Duplicate | 300,000 | $15.50 | $4,650,000.00 | (45%) 674.05K to 374.05K | |
| 09-Feb-07 10:00 PM View: | Kona Grill Inc. (KONA) | 28-Aug-06 | Market Purchase | 320 | $13.00 | $4,160.00 | < 1% 374.05K to 374.37K | (99%) |
| 25-Aug-06 6:15 PM View: | Kona Grill Inc. (KONA) | 25-Aug-06 | Market Purchase | 44 | $13.00 | $572.00 | < 1% 672.62K to 672.67K | (99%) |
| 25-Aug-06 6:15 PM View: | Kona Grill Inc. (KONA) | 25-Aug-06 | Market Purchase | 1,386 | $13.00 | $18,018.00 | < 1% 672.67K to 674.05K | (99%) |
| 25-Aug-06 6:15 PM View: | Kona Grill Inc. (KONA) | 24-Aug-06 | Market Purchase | 307 | $13.00 | $3,991.00 | < 1% 672.32K to 672.62K | (99%) |
| 25-Aug-06 6:15 PM View: | Kona Grill Inc. (KONA) | 23-Aug-06 | Market Purchase | 4,196 | $12.99 | $54,506.00 | < 1% 668.12K to 672.32K | (99%) |
| 18-Aug-06 6:11 PM View: | Kona Grill Inc. (KONA) | 16-Aug-06 | Market Purchase | 1,453 | $12.75 | $18,525.80 | < 1% 666.67K to 668.12K | (98%) |