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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Mar-13 6:00 PM View:  | Epoch Holding Corporation (EPHC) | 27-Mar-13 | Disposition | 98,796 | -- | -- | (100%) 98.8K to 0 | |
| 21-Feb-13 8:00 PM View: | Epoch Holding Corporation (EPHC) | 21-Feb-13 | Payment of Exercise | 7,024 | $28.00 | $196,672.00 | (7%) 105.82K to 98.8K | < 1% |
| 21-Dec-12 4:38 PM View: | Epoch Holding Corporation (EPHC) | 20-Dec-12 | Option Exercise | 38,938 | $6.17 | $240,247.00 | 58% 66.88K to 105.82K | |
| 27-Sep-12 8:49 PM View: | Epoch Holding Corporation (EPHC) | 25-Sep-12 | Option Exercise | 2,300 | $6.17 | $14,191.00 | 3% 66.88K to 69.18K | |
| 27-Sep-12 8:49 PM View: | Epoch Holding Corporation (EPHC) | 25-Sep-12 | Market Option Sale | 2,300 | $23.41 | $53,843.00 | (3%) 69.18K to 66.88K | (24%) |
| 21-Feb-12 5:41 PM View: | Epoch Holding Corporation (EPHC) | 21-Feb-12 | Payment of Exercise | 3,706 | $24.67 | $91,427.00 | (5%) 70.59K to 66.88K | (25%) |
| 17-Feb-12 7:55 PM View: | Epoch Holding Corporation (EPHC) | 15-Feb-12 | Grant | 10,726 | $25.17 | $269,973.00 | 18% 59.86K to 70.59K | 22% |
| 03-Feb-12 5:25 PM View: | Epoch Holding Corporation (EPHC) | 03-Feb-12 | Payment of Exercise | 4,021 | $23.81 | $95,740.00 | (6%) 63.88K to 59.86K | (29%) |
| 05-Jul-11 4:28 PM View: | Epoch Holding Corporation (EPHC) | 01-Jul-11 | Market Sale (Planned) | 5,000 | $17.77 | $88,850.00 | (7%) 68.88K to 63.88K | (81%) |
| 01-Apr-11 5:22 PM View: | Epoch Holding Corporation (EPHC) | 01-Apr-11 | Market Sale (Planned) | 7,500 | $15.83 | $118,725.00 | (10%) 76.38K to 68.88K | (104%) |
| 24-Feb-11 4:18 PM View: | Epoch Holding Corporation (EPHC) | 23-Feb-11 | Payment of Exercise | 1,204 | $15.42 | $18,565.70 | (2%) 63.15K to 61.94K | (110%) |
| 25-Feb-11 5:02 PM View: | Epoch Holding Corporation (EPHC) | 23-Feb-11 | Payment of Exercise | 770 | $15.42 | $11,873.40 | (< 1%) 77.15K to 76.38K | (110%) |
| 25-Feb-11 5:02 PM View: | Epoch Holding Corporation (EPHC) | 15-Feb-11 | Grant | 15,211 | $15.45 | $235,010.00 | 25% 61.94K to 77.15K | 109% |
| 03-Feb-11 7:36 PM View: | Epoch Holding Corporation (EPHC) | 03-Feb-11 | Payment of Exercise | 6,168 | $14.86 | $91,656.50 | (9%) 69.31K to 63.15K | (118%) |
| 07-Jan-11 5:43 PM View: | Epoch Holding Corporation (EPHC) | 06-Jan-11 | Market Sale (Planned) | 5,500 | $15.34 | $84,370.00 | (7%) 74.81K to 69.31K | (112%) |
| 05-Jan-11 5:59 PM View: | Epoch Holding Corporation (EPHC) | 05-Jan-11 | Market Sale (Planned) | 1,700 | $15.02 | $25,534.00 | (2%) 76.51K to 74.81K | (116%) |
| 05-Jan-11 5:59 PM View: | Epoch Holding Corporation (EPHC) | 04-Jan-11 | Market Sale (Planned) | 300 | $15.31 | $4,593.00 | (< 1%) 76.81K to 76.51K | (112%) |
| 05-Jan-11 5:59 PM View: | Epoch Holding Corporation (EPHC) | 03-Jan-11 | Market Sale (Planned) | 2,500 | $15.71 | $39,275.00 | (3%) 79.31K to 76.81K | (107%) |
| 28-Jun-10 5:47 PM View: | Epoch Holding Corporation (EPHC) | 28-Jun-10 | Market Sale (Planned) | 7,500 | $12.76 | $95,692.50 | (9%) 86.81K to 79.31K | (178%) |
| 28-Jun-10 5:47 PM View: | Epoch Holding Corporation (EPHC) | 25-Jun-10 | Market Sale (Planned) | 2,500 | $12.77 | $31,937.50 | (3%) 89.31K to 86.81K | (178%) |
| 16-Jun-10 5:15 PM View: | Epoch Holding Corporation (EPHC) | 16-Jun-10 | Market Sale (Planned) | 4,800 | $12.25 | $58,800.00 | (5%) 94.11K to 89.31K | (190%) |
| 16-Jun-10 5:15 PM View: | Epoch Holding Corporation (EPHC) | 15-Jun-10 | Market Sale (Planned) | 5,200 | $12.25 | $63,700.00 | (5%) 99.31K to 94.11K | (190%) |
| 24-May-10 4:57 PM View: | Epoch Holding Corporation (EPHC) | 21-May-10 | Market Sale (Planned) | 20,000 | $12.08 | $241,586.00 | (17%) 119.31K to 99.31K | (194%) |
| 03-Mar-10 8:53 PM View: | Epoch Holding Corporation (EPHC) | 02-Mar-10 | Payment of Exercise | 1,197 | $10.16 | $12,161.50 | (< 1%) 120.51K to 119.31K | (251%) |
| 17-Feb-10 7:40 PM View: | Epoch Holding Corporation (EPHC) | 15-Feb-10 | Grant | 23,789 | $9.46 | $225,001.00 | 25% 96.72K to 120.51K | |
| 05-Feb-10 7:11 PM View: | Epoch Holding Corporation (EPHC) | 04-Feb-10 | Payment of Exercise | 9,139 | $8.96 | $81,885.40 | (9%) 105.86K to 96.72K | (298%) |
| 18-Feb-09 8:19 AM View: | Epoch Holding Corporation (EPHC) | 17-Feb-09 | Payment of Exercise | 132 | $6.48 | $855.36 | (< 1%) 105.99K to 105.86K | 9% |
| 11-Feb-09 6:44 PM View: | Epoch Holding Corporation (EPHC) | 10-Feb-09 | Payment of Exercise | 6,227 | $6.13 | $38,171.50 | (6%) 112.22K to 105.99K | (491%) |
| 03-Feb-09 9:46 PM View: | Epoch Holding Corporation (EPHC) | 30-Jan-09 | Grant | 19,465 | $6.16 | $120,002.00 | 21% 92.75K to 112.22K | 491% |
| 12-Aug-08 2:12 PM View: | Epoch Holding Corporation (EPHC) | 12-Aug-08 | Payment of Exercise | 10,162 | $11.74 | $119,302.00 | (10%) 102.92K to 92.75K | (211%) |
| 05-Feb-08 4:20 PM View: | Epoch Holding Corporation (EPHC) | 05-Feb-08 | Payment of Exercise | 3,118 | $11.50 | $35,857.00 | (3%) 106.03K to 102.92K | (219%) |
| 04-Feb-08 5:41 PM View: | Epoch Holding Corporation (EPHC) | 31-Jan-08 | Grant | 19,560 | $10.74 | $210,074.00 | 23% 86.47K to 106.03K | 243% |
| 14-Aug-07 12:42 PM View: | Epoch Holding Corporation (EPHC) | 13-Aug-07 | Payment of Exercise | 5,081 | $14.06 | $71,438.90 | (6%) 91.56K to 86.47K | (162%) |
| 02-Feb-07 3:45 PM View: | Epoch Holding Corporation (EPHC) | 31-Jan-07 | Grant | 27,836 | $9.06 | $252,194.00 | 44% 63.72K to 91.56K | 307% |
| 16-Feb-06 5:53 PM View: | Epoch Holding Corporation (EPHC) | 15-Feb-06 | Grant | 695 | $5.40 | $3,753.00 | 1% 63.02K to 63.72K | 583% |
| 02-Feb-06 5:00 PM View: | Epoch Holding Corporation (EPHC) | 31-Jan-06 | Grant | 9,260 | $5.40 | $50,004.00 | 17% 53.77K to 63.02K | 583% |