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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Dec-18 5:00 PM View:  | Bookham Inc. (OCLR) | 10-Dec-18 | Disposition | 347,035 | -- | -- | (100%) 347.04K to 0 | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 06-Dec-18 | Grant | 30,000 | -- | -- | 8% 358.95K to 388.95K | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 06-Dec-18 | Payment of Exercise | 41,917 | $8.44 | $353,779.00 | (11%) 388.95K to 347.04K | 2% |
| 13-Nov-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Nov-18 | Payment of Exercise | 5,622 | $8.43 | $47,393.50 | (2%) 364.57K to 358.95K | 2% |
| 17-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 15-Aug-18 | Payment of Exercise | 5,888 | $9.07 | $53,404.20 | (2%) 370.46K to 364.57K | 9% |
| 17-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 15-Aug-18 | Option Exercise | 6,000 | $9.07 | $54,420.00 | 2% 364.46K to 370.46K | (9%) |
| 14-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Aug-18 | Payment of Exercise | 15,992 | $9.04 | $144,568.00 | (4%) 380.45K to 364.46K | 9% |
| 03-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 01-Aug-18 | Grant | 90,000 | -- | -- | 31% 290.45K to 380.45K | |
| 14-May-18 7:45 PM View: | Bookham Inc. (OCLR) | 10-May-18 | Payment of Exercise | 9,074 | $8.58 | $77,854.90 | (3%) 299.53K to 290.45K | 4% |
| 13-Mar-18 7:00 PM View: | Bookham Inc. (OCLR) | 09-Mar-18 | Option Exercise | 4,875 | $6.15 | $29,981.20 | 2% 294.65K to 299.53K | |
| 13-Feb-18 7:34 PM View: | Bookham Inc. (OCLR) | 10-Feb-18 | Payment of Exercise | 9,693 | $6.41 | $62,132.10 | (3%) 304.35K to 294.65K | (29%) |
| 14-Nov-17 7:05 PM View: | Bookham Inc. (OCLR) | 10-Nov-17 | Payment of Exercise | 15,552 | $6.22 | $96,733.40 | (5%) 319.9K to 304.35K | (33%) |
| 14-Aug-17 7:23 PM View: | Bookham Inc. (OCLR) | 10-Aug-17 | Grant | 80,000 | -- | -- | 30% 269.26K to 349.26K | |
| 14-Aug-17 7:23 PM View: | Bookham Inc. (OCLR) | 10-Aug-17 | Payment of Exercise | 29,361 | $8.32 | $244,284.00 | (8%) 349.26K to 319.9K | < 1% |
| 07-Aug-17 8:22 PM View: | Bookham Inc. (OCLR) | 25-Jul-17 | Grant | 90,000 | -- | -- | 50% 179.26K to 269.26K | |
| 12-May-17 7:12 PM View: | Bookham Inc. (OCLR) | 10-May-17 | Payment of Exercise | 8,538 | $8.94 | $76,329.70 | (5%) 187.8K to 179.26K | 8% |
| 14-Feb-17 7:47 PM View: | Bookham Inc. (OCLR) | 10-Feb-17 | Payment of Exercise | 11,544 | $9.49 | $109,553.00 | (3%) 460.22K to 448.68K | 13% |
| 14-Feb-17 7:47 PM View: | Bookham Inc. (OCLR) | 10-Feb-17 | Option Exercise | 53,752 | $3.75 | $201,582.00 | 13% 406.47K to 460.22K | |
| 14-Feb-17 7:47 PM View: | Bookham Inc. (OCLR) | 10-Feb-17 | Market Option Sale | 53,752 | $9.27 | $498,186.00 | (12%) 448.68K to 394.92K | 11% |
| 14-Feb-17 7:47 PM View: | Bookham Inc. (OCLR) | 10-Feb-17 | Market Sale | 207,127 | $9.27 | $1,919,700.00 | (52%) 394.92K to 187.8K | 11% |
| 14-Nov-16 5:46 PM View: | Bookham Inc. (OCLR) | 10-Nov-16 | Payment of Exercise | 11,855 | $8.01 | $94,958.60 | (3%) 418.32K to 406.47K | (3%) |
| 17-Aug-16 7:18 PM View: | Bookham Inc. (OCLR) | 15-Aug-16 | Payment of Exercise | 1,957 | $7.17 | $14,031.70 | (< 1%) 420.28K to 418.32K | (15%) |
| 12-Aug-16 9:17 PM View: | Bookham Inc. (OCLR) | 11-Aug-16 | Payment of Exercise | 8,557 | $6.20 | $53,053.40 | (2%) 428.84K to 420.28K | (33%) |
| 12-Aug-16 9:17 PM View: | Bookham Inc. (OCLR) | 10-Aug-16 | Grant | 90,000 | -- | -- | 25% 362.77K to 452.77K | |
| 12-Aug-16 9:17 PM View: | Bookham Inc. (OCLR) | 10-Aug-16 | Payment of Exercise | 23,933 | $6.22 | $148,863.00 | (5%) 452.77K to 428.84K | (33%) |
| 17-May-16 8:58 PM View: | Bookham Inc. (OCLR) | 15-May-16 | Payment of Exercise | 1,410 | -- | -- | (< 1%) 274.18K to 272.77K | |
| 12-May-16 7:07 PM View: | Bookham Inc. (OCLR) | 10-May-16 | Payment of Exercise | 1,340 | -- | -- | (< 1%) 275.52K to 274.18K | |
| 17-Feb-16 8:58 PM View: | Bookham Inc. (OCLR) | 15-Feb-16 | Payment of Exercise | 1,410 | $4.27 | $6,020.70 | (< 1%) 276.93K to 275.52K | (93%) |
| 12-Feb-16 10:00 PM View: | Bookham Inc. (OCLR) | 10-Feb-16 | Grant | 8,000 | -- | -- | 3% 270.27K to 278.27K | |
| 12-Feb-16 10:00 PM View: | Bookham Inc. (OCLR) | 10-Feb-16 | Payment of Exercise | 1,340 | $4.11 | $5,507.40 | (< 1%) 278.27K to 276.93K | (101%) |
| 04-Feb-16 7:16 PM View: | Bookham Inc. (OCLR) | 02-Feb-16 | Payment of Exercise | 20,085 | $3.67 | $73,712.00 | (7%) 290.36K to 270.27K | (125%) |
| 17-Nov-15 7:21 AM View: | Bookham Inc. (OCLR) | 15-Nov-15 | Payment of Exercise | 1,410 | $3.28 | $4,624.80 | (< 1%) 241.76K to 240.35K | (152%) |
| 12-Nov-15 1:33 PM View: | Bookham Inc. (OCLR) | 10-Nov-15 | Payment of Exercise | 1,340 | $3.41 | $4,569.40 | (< 1%) 243.1K to 241.76K | (142%) |
| 12-Aug-16 9:17 PM View: | Bookham Inc. (OCLR) | 29-Oct-15 | Grant | 90,000 | -- | -- | 33% 272.77K to 362.77K | |
| 19-Aug-15 6:08 PM View: | Bookham Inc. (OCLR) | 17-Aug-15 | Payment of Exercise | 2,541 | $2.79 | $7,089.39 | (1%) 245.65K to 243.1K | (196%) |
| 12-Aug-15 7:12 PM View: | Bookham Inc. (OCLR) | 11-Aug-15 | Payment of Exercise | 6,264 | $2.70 | $16,912.80 | (2%) 252.89K to 246.63K | (206%) |
| 12-Aug-15 7:12 PM View: | Bookham Inc. (OCLR) | 11-Aug-15 | Payment of Exercise | 984 | $2.70 | $2,660.93 | (< 1%) 246.63K to 245.65K | (205%) |
| 12-Aug-15 7:12 PM View: | Bookham Inc. (OCLR) | 10-Aug-15 | Grant | 90,000 | -- | -- | 55% 164.23K to 254.23K | |
| 12-Aug-15 7:12 PM View: | Bookham Inc. (OCLR) | 10-Aug-15 | Payment of Exercise | 1,339 | $2.72 | $3,642.08 | (< 1%) 254.23K to 252.89K | (204%) |
| 20-May-15 6:20 PM View: | Bookham Inc. (OCLR) | 18-May-15 | Payment of Exercise | 2,640 | $2.05 | $5,412.00 | (2%) 166.87K to 164.23K | (303%) |
| 12-May-15 7:58 PM View: | Bookham Inc. (OCLR) | 11-May-15 | Payment of Exercise | 958 | $1.89 | $1,811.58 | (< 1%) 167.83K to 166.87K | (337%) |
| 12-May-15 7:58 PM View: | Bookham Inc. (OCLR) | 10-May-15 | Payment of Exercise | 1,340 | $1.86 | $2,492.40 | (< 1%) 169.17K to 167.83K | (344%) |
| 19-Feb-15 7:47 PM View: | Bookham Inc. (OCLR) | 17-Feb-15 | Payment of Exercise | 3,036 | $1.50 | $4,553.70 | (2%) 172.21K to 169.17K | (451%) |
| 11-Feb-15 8:59 PM View: | Bookham Inc. (OCLR) | 11-Feb-15 | Payment of Exercise | 1,186 | $1.71 | $2,024.15 | (< 1%) 173.39K to 172.21K | (384%) |
| 11-Feb-15 8:59 PM View: | Bookham Inc. (OCLR) | 10-Feb-15 | Payment of Exercise | 4,187 | $1.81 | $7,578.47 | (2%) 177.58K to 173.39K | (356%) |
| 18-Nov-14 7:53 PM View: | Bookham Inc. (OCLR) | 17-Nov-14 | Payment of Exercise | 2,573 | $1.66 | $4,271.28 | (1%) 180.15K to 177.58K | (398%) |
| 12-Nov-14 6:12 PM View: | Bookham Inc. (OCLR) | 11-Nov-14 | Payment of Exercise | 995 | $1.64 | $1,631.90 | (< 1%) 181.15K to 180.15K | (404%) |
| 12-Nov-14 6:12 PM View: | Bookham Inc. (OCLR) | 10-Nov-14 | Payment of Exercise | 2,349 | $1.66 | $3,899.34 | (1%) 183.5K to 181.15K | (398%) |
| 20-Aug-14 6:05 PM View: | Bookham Inc. (OCLR) | 19-Aug-14 | Payment of Exercise | 1,700 | $1.66 | $2,829.99 | (< 1%) 185.2K to 183.5K | (396%) |
| 20-Aug-14 6:05 PM View: | Bookham Inc. (OCLR) | 18-Aug-14 | Payment of Exercise | 2,538 | $1.72 | $4,357.49 | (1%) 187.74K to 185.2K | (381%) |