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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Feb-16 1:36 PM View:  | Flaherty & Crumrine/Claymor... (FLC) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 0.5K | |
| 17-Feb-16 1:04 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 1.5K | |
| 17-Feb-16 12:27 PM View: | Flaherty & Crumrine Preferr... (PFD) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 0.5K | |
| 17-Feb-16 12:43 PM View: | Flaherty & Crumrine Preferr... (PFO) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 0.5K | |
| 17-Feb-16 2:12 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 2.5K | |
| 30-Jun-15 3:13 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 29-Jun-15 | Market Purchase | 1,000 | $18.37 | $18,366.60 | 200% 0.5K to 1.5K | 4% |
| 30-Jun-15 3:48 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 29-Jun-15 | Market Purchase | 500 | $21.97 | $10,984.80 | 25% 2.0K to 2.5K | 2% |
| 20-Nov-13 5:13 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 20-Nov-13 | Market Purchase | 1,000 | $19.90 | $19,900.00 | 100% 1.0K to 2.0K | 27% |
| 16-Aug-13 2:59 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 16-Aug-13 | Market Purchase | 1,000 | $20.90 | $20,900.00 | 100% 0 to 1.0K | 24% |
| 03-Jun-13 5:34 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 03-Jun-13 | Market Purchase | 500 | $19.44 | $9,720.00 | 100% 0 to 0.5K | 21% |
| 03-Jun-13 5:28 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 03-Jun-13 | Market Purchase | 500 | $18.44 | $9,219.30 | 100% 0 to 0.5K | 24% |
| 03-Jun-13 5:09 PM View: | Flaherty & Crumrine Preferr... (PFD) | 03-Jun-13 | Market Purchase | 500 | $14.08 | $7,040.01 | 100% 0 to 0.5K | 31% |
| 03-Jun-13 5:18 PM View: | Flaherty & Crumrine Preferr... (PFO) | 03-Jun-13 | Market Purchase | 500 | $11.33 | $5,665.00 | 100% 0 to 0.5K | 28% |