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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jan-17 9:29 PM View:  | Rmg Networks Holding Corp (RMGN) | 29-Dec-16 | Exercise (in-the money or at-the-money) | 14,231 | $0.62 | $8,823.22 | 285% 5.0K to 19.23K | |
| 20-Mar-14 9:45 PM View: | Rmg Networks Holding Corp (RMGN) | 18-Mar-14 | Grant | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 04-Mar-11 4:25 PM View: | Deerfield Capital Corp. (CIFC) | 03-Mar-11 | Payment of Exercise | 20,245 | $6.32 | $127,948.00 | (24%) 82.75K to 62.51K | (123%) |
| 04-Mar-11 4:25 PM View: | Deerfield Capital Corp. (CIFC) | 03-Mar-11 | Option Exercise | 56,789 | -- | -- | 219% 25.96K to 82.75K | |
| 12-Mar-08 5:58 PM View: | Deerfield Capital Corp. (CIFC) | 11-Mar-08 | Conversion | 210,299 | -- | -- | 426% 49.33K to 259.63K | |
| 26-Dec-07 4:35 PM View: | Deerfield Capital Corp. (CIFC) | 21-Dec-07 | Grant | 210,299 | -- | -- | 517% 40.65K to 250.95K | |
| 26-Dec-07 4:35 PM View: | Deerfield Capital Corp. (CIFC) | 21-Dec-07 | Acquisition (other) | 8,680 | -- | -- | 3% 250.95K to 259.63K | |
| 30-Mar-07 3:24 PM View: | Deerfield Capital Corp. (CIFC) | 28-Mar-07 | Acquisition (other) | 12,987 | -- | -- | 47% 27.67K to 40.65K | |
| 12-Apr-06 2:29 PM View: | Deerfield Capital Corp. (CIFC) | 11-Apr-06 | Market Purchase | 7,000 | $13.06 | $91,420.00 | 34% 20.67K to 27.67K | (95%) |
| 19-Sep-05 4:18 PM View: | Deerfield Capital Corp. (CIFC) | 19-Sep-05 | Market Purchase | 7,500 | $13.09 | $98,190.00 | 57% 13.17K to 20.67K | (95%) |
| 20-Jul-05 4:37 PM View: | Deerfield Capital Corp. (CIFC) | 20-Jul-05 | Market Purchase | 2,400 | $14.79 | $35,496.00 | 22% 10.77K to 13.17K | (96%) |
| 13-Jul-05 11:44 AM View: | Deerfield Capital Corp. (CIFC) | 12-Jul-05 | Market Purchase | 4,100 | $15.23 | $62,443.00 | 4% 103.57K to 107.67K | (96%) |