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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-May-24 6:57 PM View:  | Discover Financial Services (DFS) | 09-May-24 | Grant | 1,532 | -- | -- | 7% 21.14K to 22.67K | |
| 02-Feb-24 5:34 PM View: | Discover Financial Services (DFS) | 31-Jan-24 | Grant | 15,164 | $105.52 | $1,600,110.00 | 188% 8.05K to 23.21K | |
| 02-Feb-24 5:34 PM View: | Discover Financial Services (DFS) | 31-Jan-24 | Payment of Exercise | 2,077 | $105.52 | $219,165.00 | (9%) 23.21K to 21.14K | |
| 16-Aug-23 4:22 PM View: | Discover Financial Services (DFS) | 14-Aug-23 | Grant | 4,871 | -- | -- | 153% 3.18K to 8.05K | |
| 15-May-23 4:24 PM View: | Discover Financial Services (DFS) | 11-May-23 | Grant | 1,774 | -- | -- | 126% 1.4K to 3.18K | |
| 08-Jun-22 4:42 PM View: | Discover Financial Services (DFS) | 06-Jun-22 | Grant | 1,404 | -- | -- | 100% 0 to 1.4K | |
| 05-Apr-21 5:29 PM View: | Regions Financial Corp. (RF) | 11-Feb-21 | Gift | 6,000 | -- | -- | (20%) 30.19K to 24.19K | |
| 09-Feb-21 4:21 PM View: | Regions Financial Corp. (RF) | 05-Feb-21 | Market Sale | 40,000 | $19.04 | $761,456.00 | (57%) 70.19K to 30.19K | (3%) |
| 28-Jan-21 4:41 PM View: | Regions Financial Corp. (RF) | 26-Jan-21 | Market Sale | 75,000 | $17.73 | $1,329,940.00 | (52%) 145.19K to 70.19K | 3% |
| 07-Apr-20 4:01 PM View: | Regions Financial Corp. (RF) | 03-Apr-20 | Option Exercise | 58,035 | -- | -- | 67% 87.15K to 145.19K | |
| 12-Aug-19 5:44 PM View: | Regions Financial Corp. (RF) | 09-Aug-19 | Market Sale | 40,000 | $14.63 | $585,016.00 | (31%) 127.15K to 87.15K | (2%) |
| 25-Apr-19 4:47 PM View: | Regions Financial Corp. (RF) | 23-Apr-19 | Market Sale | 61,756 | $15.25 | $941,513.00 | (33%) 188.91K to 127.15K | 1% |
| 03-Apr-19 7:03 PM View: | Regions Financial Corp. (RF) | 01-Apr-19 | Payment of Exercise | 49,219 | $14.67 | $722,043.00 | (21%) 238.13K to 188.91K | (3%) |
| 03-Apr-19 7:03 PM View: | Regions Financial Corp. (RF) | 01-Apr-19 | Option Exercise | 110,975 | -- | -- | 87% 127.15K to 238.13K | |
| 03-May-18 4:37 PM View: | Regions Financial Corp. (RF) | 02-May-18 | Market Sale | 46,374 | $18.52 | $858,846.00 | (27%) 173.53K to 127.15K | 19% |
| 03-May-18 4:37 PM View: | Regions Financial Corp. (RF) | 01-May-18 | Market Sale | 53,626 | $18.70 | $1,002,760.00 | (24%) 227.15K to 173.53K | 20% |
| 03-Apr-18 5:46 PM View: | Regions Financial Corp. (RF) | 02-Apr-18 | Payment of Exercise | 36,960 | $18.58 | $686,717.00 | (14%) 264.11K to 227.15K | 20% |
| 03-Apr-18 5:46 PM View: | Regions Financial Corp. (RF) | 01-Apr-18 | Option Exercise | 83,334 | -- | -- | 46% 180.78K to 264.11K | |
| 08-Nov-17 3:33 PM View: | Regions Financial Corp. (RF) | 07-Nov-17 | Market Sale | 40,000 | $15.67 | $626,864.00 | (18%) 220.78K to 180.78K | 6% |
| 26-Apr-17 7:13 PM View: | Regions Financial Corp. (RF) | 25-Apr-17 | Market Sale | 30,000 | $13.94 | $418,299.00 | (12%) 250.78K to 220.78K | (5%) |
| 04-Apr-17 6:14 PM View: | Regions Financial Corp. (RF) | 01-Apr-17 | Payment of Exercise | 32,336 | $14.53 | $469,842.00 | (11%) 283.11K to 250.78K | (< 1%) |
| 04-Apr-17 6:14 PM View: | Regions Financial Corp. (RF) | 01-Apr-17 | Option Exercise | 68,871 | -- | -- | 32% 214.24K to 283.11K | |
| 27-Jan-17 3:43 PM View: | Regions Financial Corp. (RF) | 25-Jan-17 | Disposition | 47,163 | $14.40 | $679,040.00 | (18%) 261.41K to 214.24K | (2%) |
| 27-Jan-17 3:43 PM View: | Regions Financial Corp. (RF) | 03-Jan-17 | Acquisition (other) | 212 | -- | -- | < 1% 261.19K to 261.41K | |
| 27-Jan-17 3:43 PM View: | Regions Financial Corp. (RF) | 31-Dec-16 | Acquisition (other) | 1,297 | -- | -- | < 1% 259.9K to 261.19K | |
| 05-Apr-16 6:13 PM View: | Regions Financial Corp. (RF) | 01-Apr-16 | Payment of Exercise | 31,666 | $7.89 | $249,845.00 | (11%) 291.56K to 259.9K | (89%) |
| 05-Apr-16 6:13 PM View: | Regions Financial Corp. (RF) | 01-Apr-16 | Option Exercise | 71,052 | -- | -- | 32% 220.51K to 291.56K | |
| 16-Feb-16 10:00 PM View: | Regions Financial Corp. (RF) | 31-Dec-15 | Acquisition (other) | 1,005 | -- | -- | < 1% 219.5K to 220.51K | |
| 03-Jun-15 6:05 PM View: | Regions Financial Corp. (RF) | 01-Jun-15 | Payment of Exercise | 57,537 | $9.98 | $574,219.00 | (21%) 277.04K to 219.5K | (53%) |
| 03-Jun-15 6:05 PM View: | Regions Financial Corp. (RF) | 01-Jun-15 | Option Exercise | 122,548 | -- | -- | 79% 154.49K to 277.04K | |
| 14-May-15 5:00 PM View: | Regions Financial Corp. (RF) | 13-May-15 | Market Sale | 40,000 | $10.14 | $405,652.00 | (21%) 194.49K to 154.49K | (51%) |
| 24-Feb-15 3:02 PM View: | Regions Financial Corp. (RF) | 23-Feb-15 | Payment of Exercise | 21,607 | $9.66 | $208,724.00 | (10%) 216.1K to 194.49K | (59%) |
| 12-Feb-15 5:02 PM View: | Regions Financial Corp. (RF) | 31-Dec-14 | Acquisition (other) | 6,538 | -- | -- | 3% 209.56K to 216.1K | |
| 25-Feb-14 5:22 PM View: | Regions Financial Corp. (RF) | 24-Feb-14 | Payment of Exercise | 26,364 | $10.24 | $269,967.00 | (11%) 235.93K to 209.56K | (53%) |
| 04-Feb-14 3:44 PM View: | Regions Financial Corp. (RF) | 31-Jan-14 | Payment of Exercise | 86,910 | $10.21 | $886,969.00 | (21%) 407.52K to 320.62K | (53%) |
| 04-Feb-14 3:44 PM View: | Regions Financial Corp. (RF) | 31-Jan-14 | Option Exercise | 171,598 | $3.29 | $564,557.00 | 73% 235.93K to 407.52K | |
| 04-Feb-14 3:44 PM View: | Regions Financial Corp. (RF) | 31-Jan-14 | Market Option Sale (Planned) | 84,688 | $10.21 | $864,292.00 | (26%) 320.62K to 235.93K | (53%) |
| 04-Feb-14 3:44 PM View: | Regions Financial Corp. (RF) | 31-Dec-13 | Acquisition (other) | 7,166 | -- | -- | 3% 228.76K to 235.93K | |
| 29-Jan-13 3:35 PM View: | Regions Financial Corp. (RF) | 31-Dec-12 | Acquisition (other) | 4,970 | -- | -- | 2% 223.79K to 228.76K | |
| 02-Oct-12 6:26 PM View: | Regions Financial Corp. (RF) | 01-Oct-12 | Payment of Exercise | 5,661 | -- | -- | (2%) 229.45K to 223.79K | |
| 25-May-12 8:44 PM View: | Regions Financial Corp. (RF) | 24-May-12 | Payment of Exercise | 23,519 | -- | -- | (9%) 252.97K to 229.45K | |
| 23-Apr-12 11:25 AM View: | Regions Financial Corp. (RF) | 19-Apr-12 | Disposition | 33,287 | -- | -- | (12%) 286.26K to 252.97K | |
| 24-Feb-12 12:57 PM View: | Regions Financial Corp. (RF) | 22-Feb-12 | Grant | 51,724 | $5.80 | $299,999.00 | 22% 234.53K to 286.26K | 161% |
| 03-Feb-12 4:33 PM View: | Regions Financial Corp. (RF) | 31-Dec-11 | Acquisition (other) | 11,713 | -- | -- | 5% 222.82K to 234.53K | |
| 25-Feb-11 4:23 PM View: | Regions Financial Corp. (RF) | 23-Feb-11 | Grant | 56,152 | $7.38 | $414,402.00 | 34% 166.67K to 222.82K | 106% |
| 15-Feb-11 1:31 PM View: | Regions Financial Corp. (RF) | 31-Dec-10 | Acquisition (other) | 4,446 | -- | -- | 3% 162.22K to 166.67K | |
| 04-Oct-10 4:07 PM View: | Regions Financial Corp. (RF) | 01-Oct-10 | Payment of Exercise | 5,661 | -- | -- | (3%) 167.88K to 162.22K | |
| 16-Feb-10 6:37 PM View: | Regions Financial Corp. (RF) | 31-Dec-09 | Acquisition (other) | 8,467 | -- | -- | 5% 159.42K to 167.88K | |
| 26-Feb-09 7:31 PM View: | Regions Financial Corp. (RF) | 24-Feb-09 | Grant | 144,069 | $3.29 | $473,987.00 | 939% 15.35K to 159.42K | 462% |
| 04-Feb-09 11:08 AM View: | Regions Financial Corp. (RF) | 03-Feb-09 | Market Purchase | 3,000 | $2.89 | $8,664.00 | 24% 12.35K to 15.35K | 540% |