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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Sep-14 11:38 AM View:  | Liquid Holdings Group, Inc. (LIQD) | 18-Sep-14 | Market Sale (Planned) | 13,480 | $1.43 | $19,342.50 | (21%) 64.19K to 50.71K | 100% |
| 22-Aug-14 10:06 AM View: | Liquid Holdings Group, Inc. (LIQD) | 20-Aug-14 | Market Sale (Planned) | 20,260 | $1.35 | $27,261.90 | (24%) 84.45K to 64.19K | 100% |
| 02-Oct-13 5:17 PM View: | Liquid Holdings Group, Inc. (LIQD) | 19-Sep-13 | Payment of Exercise | 11,836 | $9.06 | $107,234.00 | (12%) 96.29K to 84.45K | 100% |
| 27-Aug-08 8:09 PM View: | NYMEX Holdings Inc. (NMX) | 22-Aug-08 | Disposition | 4,534 | -- | -- | (66%) 6.85K to 2.32K | |
| 27-Aug-08 8:09 PM View: | NYMEX Holdings Inc. (NMX) | 22-Aug-08 | Payment of Exercise | 2,316 | $81.15 | $187,943.00 | (100%) 2.32K to 0 | < 1% |
| 27-Aug-08 8:09 PM View: | NYMEX Holdings Inc. (NMX) | 22-Aug-08 | Option Exercise | 6,850 | -- | -- | 100% 0 to 6.85K | |
| 21-Nov-07 6:03 PM View: | NYMEX Holdings Inc. (NMX) | 19-Nov-07 | Option Exercise | 1,750 | -- | -- | 100% 0 to 1.75K | |
| 21-Nov-07 6:03 PM View: | NYMEX Holdings Inc. (NMX) | 19-Nov-07 | Option Exercise | 16,250 | $59.00 | $958,750.00 | 929% 1.75K to 18.0K | |
| 21-Nov-07 6:03 PM View: | NYMEX Holdings Inc. (NMX) | 19-Nov-07 | Market Option Sale (Planned) | 18,000 | $121.89 | $2,194,060.00 | (100%) 18.0K to 0 | 31% |