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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Jan-11 5:16 PM View:  | Morgan Stanley (MS) | 21-Jan-11 | Grant | 97,022 | -- | -- | 73% 133.39K to 230.41K | |
| 22-Jan-10 4:53 PM View: | Morgan Stanley (MS) | 21-Jan-10 | Grant | 78,757 | -- | -- | 145% 54.43K to 133.19K | |
| 16-Nov-07 6:41 PM View: | MSCI Inc. (MSCI) | 14-Nov-07 | Grant | 8,888 | -- | -- | 100% 0 to 8.89K | |
| 16-Nov-07 6:41 PM View: | MSCI Inc. (MSCI) | 14-Nov-07 | Acquisition (other) | 25,000 | $18.00 | $450,000.00 | 281% 8.89K to 33.89K | |
| 26-Sep-07 4:27 PM View: | KKR Financial Holdings LLC (KFN.PR) | 24-Sep-07 | Exercise (in-the money or at-the-money) | 13,601 | $14.40 | $195,854.00 | 18% 77.03K to 90.63K | |
| 01-Aug-07 4:14 PM View: | KKR Financial Holdings LLC (KFN.PR) | 01-Aug-07 | Market Purchase | 10,000 | $19.54 | $195,400.00 | 15% 67.03K to 77.03K | (80%) |
| 03-Jul-07 4:04 PM View: | KKR Financial Holdings LLC (KFN.PR) | 02-Jul-07 | Grant | 2,839 | -- | -- | 4% 64.19K to 67.03K | |
| 29-May-07 10:00 PM View: | KKR Financial Holdings LLC (KFN.PR) | 25-May-07 | Market Purchase | 10,000 | $25.86 | $258,644.00 | 18% 54.19K to 64.19K | (85%) |
| 09-May-07 5:43 PM View: | KKR Financial Holdings LLC (KFN.PR) | 09-May-07 | Market Purchase | 10,000 | $26.32 | $263,200.00 | 23% 44.19K to 54.19K | (85%) |
| 09-May-07 5:43 PM View: | KKR Financial Holdings LLC (KFN.PR) | 08-May-07 | Market Purchase | 10,000 | $26.85 | $268,500.00 | 29% 34.19K to 44.19K | (85%) |
| 01-Mar-07 4:25 PM View: | Kkr Financial Corp (KFN) | 01-Mar-07 | Market Purchase | 10,000 | $27.22 | $272,188.00 | 41% 24.19K to 34.19K | (85%) |
| 06-Jul-06 4:31 PM View: | Kkr Financial Corp (KFN) | 03-Jul-06 | Grant | 3,275 | -- | -- | 16% 20.91K to 24.19K | |
| 31-May-06 4:21 PM View: | Kkr Financial Corp (KFN) | 31-May-06 | Market Purchase | 500 | $21.69 | $10,847.00 | 2% 20.41K to 20.91K | (81%) |
| 19-May-06 10:00 PM View: | Kkr Financial Corp (KFN) | 18-May-06 | Market Purchase | 1,000 | $21.81 | $21,810.00 | 5% 19.41K to 20.41K | (81%) |
| 03-Mar-06 5:18 PM View: | Kkr Financial Corp (KFN) | 03-Mar-06 | Market Purchase | 16,000 | $22.67 | $362,720.00 | 469% 3.42K to 19.41K | (81%) |
| 06-Jul-05 7:10 PM View: | Kkr Financial Corp (KFN) | 01-Jul-05 | Grant | 3,415 | -- | -- | 100% 0 to 3.42K |