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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Mar-20 4:47 PM View:  | Goldman Sachs Bdc, Inc. (GSBD) | 20-Mar-20 | Market Purchase | 5,000 | $11.81 | $59,043.50 | 100% 5.0K to 10.0K | |
| 23-Mar-20 4:31 PM View: | Goldman Sachs Private Middl... (NONE) | 19-Mar-20 | Purchase | 92 | $87.36 | $7,999.64 | 5% 1.86K to 1.95K | |
| 17-Sep-19 4:47 PM View: | Goldman Sachs Private Middl... (NONE) | 13-Sep-19 | Purchase | 11 | $94.12 | $999.55 | < 1% 1.84K to 1.86K | |
| 24-May-19 4:13 PM View: | Goldman Sachs Private Middl... (NONE) | 22-May-19 | Purchase | 42 | $94.30 | $4,000.32 | 2% 1.8K to 1.84K | |
| 24-Apr-19 5:38 PM View: | Goldman Sachs Private Middl... (NONE) | 22-Apr-19 | Purchase | 43 | $93.72 | $3,999.86 | 2% 1.76K to 1.8K | |
| 25-Mar-19 5:27 PM View: | Goldman Sachs Private Middl... (NONE) | 21-Mar-19 | Purchase | 83 | $96.28 | $7,999.66 | 5% 1.68K to 1.76K | |
| 19-Feb-19 4:29 PM View: | Goldman Sachs Private Middl... (NONE) | 14-Feb-19 | Purchase | 126 | $95.56 | $11,999.80 | 8% 1.55K to 1.68K | |
| 07-Nov-18 4:42 PM View: | Goldman Sachs Private Middl... (NONE) | 05-Nov-18 | Purchase Duplicate | -- | -- | -- | 0% 1.41K | |
| 24-Sep-18 4:47 PM View: | Goldman Sachs Private Middl... (NONE) | 20-Sep-18 | Purchase | 61 | $97.81 | $6,000.48 | 5% 1.34K to 1.41K | |
| 22-Aug-18 4:31 PM View: | Goldman Sachs Private Middl... (NONE) | 20-Aug-18 | Purchase | 165 | $97.16 | $16,000.40 | 14% 1.18K to 1.34K | |
| 25-Jun-18 4:55 PM View: | Goldman Sachs Private Middl... (NONE) | 21-Jun-18 | Purchase | 102 | $98.20 | $9,999.73 | 9% 1.08K to 1.18K | |
| 24-Apr-18 4:30 PM View: | Goldman Sachs Private Middl... (NONE) | 20-Apr-18 | Purchase | 62 | $96.98 | $5,999.86 | 6% 1.02K to 1.08K | |
| 23-Mar-18 5:08 PM View: | Goldman Sachs Private Middl... (NONE) | 21-Mar-18 | Purchase | 40 | $98.81 | $3,999.72 | 4% 0.98K to 1.02K | |
| 15-Feb-18 1:37 PM View: | Goldman Sachs Private Middl... (NONE) | 13-Feb-18 | Purchase | 61 | $97.99 | $6,000.22 | 7% 0.92K to 0.98K | |
| 25-Oct-17 10:23 AM View: | Goldman Sachs Private Middl... (NONE) | 23-Oct-17 | Purchase | 164 | $97.51 | $15,999.90 | 22% 0.75K to 0.92K | |
| 25-Sep-17 1:47 PM View: | Goldman Sachs Private Middl... (NONE) | 21-Sep-17 | Purchase | 61 | $99.16 | $6,000.00 | 9% 0.69K to 0.75K | |
| 16-Aug-17 4:05 PM View: | Goldman Sachs Private Middl... (NONE) | 14-Aug-17 | Purchase | 102 | $98.37 | $10,000.30 | 17% 0.59K to 0.69K | |
| 22-Jun-17 5:33 PM View: | Goldman Sachs Private Middl... (NONE) | 22-Jun-17 | Purchase | 81 | $99.35 | $7,999.79 | 16% 0.51K to 0.59K | |
| 24-May-17 7:37 PM View: | Goldman Sachs Bdc, Inc. (GSBD) | 23-May-17 | Market Purchase | 5,000 | $22.24 | $111,179.00 | 100% 0 to 5.0K | (20%) |
| 23-May-17 5:35 PM View: | Goldman Sachs Private Middl... (NONE) | 19-May-17 | Purchase | 81 | $98.83 | $7,999.59 | 19% 0.43K to 0.51K | |
| 24-Apr-17 6:51 PM View: | Goldman Sachs Private Middl... (NONE) | 20-Apr-17 | Purchase | 428 | $98.22 | $41,999.60 | 109639% 0 to 0.43K | |
| 02-May-14 5:15 PM View: | KKR Financial Holdings LLC (KFN.PR) | 30-Apr-14 | Disposition | 57,766 | -- | -- | (100%) 57.77K to 0 | |
| 12-Aug-13 6:25 PM View: | KKR Financial Holdings LLC (KFN.PR) | 09-Aug-13 | Grant | 6,548 | $10.69 | $69,998.10 | 9% 71.22K to 77.77K | 0% |
| 08-Mar-13 5:07 PM View: | KKR Financial Holdings LLC (KFN.PR) | 07-Mar-13 | Market Sale | 20,000 | $11.47 | $229,464.00 | (28%) 71.22K to 51.22K | < 1% |
| 09-Aug-12 8:28 PM View: | KKR Financial Holdings LLC (KFN.PR) | 09-Aug-12 | Grant | 7,559 | $9.26 | $69,996.30 | 12% 63.66K to 71.22K | 21% |
| 10-Aug-11 3:17 PM View: | KKR Financial Holdings LLC (KFN.PR) | 09-Aug-11 | Grant | 8,849 | $7.91 | $69,995.60 | 16% 54.81K to 63.66K | 42% |
| 09-Aug-10 7:14 PM View: | KKR Financial Holdings LLC (KFN.PR) | 09-Aug-10 | Grant | 7,865 | $8.90 | $69,998.50 | 17% 46.95K to 54.81K | 38% |
| 14-Aug-09 5:35 PM View: | KKR Financial Holdings LLC (KFN.PR) | 12-Aug-09 | Grant | 25,089 | $2.79 | $69,998.30 | 115% 21.86K to 46.95K | 354% |
| 23-Apr-09 5:23 PM View: | Fifth Third Bancorp (FITB) | 21-Apr-09 | Grant | 27,500 | -- | -- | 100% 0 to 27.5K | |
| 06-Jan-09 5:46 PM View: | Fifth Third Bancorp (FITB) | 02-Jan-09 | Grant | 20,000 | -- | -- | 100% 0 to 20.0K | |
| 24-Sep-08 7:53 PM View: | Safeco Corp. (SAF) | 22-Sep-08 | Disposition (change in control) | 5,604 | $68.25 | $382,473.00 | (100%) 5.6K to 0 | 65% |
| 02-Jul-08 4:55 PM View: | KKR Financial Holdings LLC (KFN.PR) | 01-Jul-08 | Grant | 6,711 | -- | -- | 44% 15.14K to 21.86K | |
| 20-Feb-08 7:35 PM View: | Safeco Corp. (SAF) | 15-Feb-08 | Payment of Exercise | 637 | $47.75 | $30,416.80 | (10%) 6.24K to 5.6K | 49% |
| 20-Feb-08 7:35 PM View: | Safeco Corp. (SAF) | 15-Feb-08 | Option Exercise | 2,170 | -- | -- | 53% 4.07K to 6.24K | |
| 26-Sep-07 4:31 PM View: | KKR Financial Holdings LLC (KFN.PR) | 24-Sep-07 | Exercise (in-the money or at-the-money) | 2,219 | $14.40 | $31,953.60 | 17% 12.93K to 15.14K | |
| 07-Aug-07 6:31 PM View: | Safeco Corp. (SAF) | 06-Aug-07 | Market Purchase | 2,500 | $57.91 | $144,775.00 | 159% 1.57K to 4.07K | (57%) |
| 03-Jul-07 4:06 PM View: | KKR Financial Holdings LLC (KFN.PR) | 02-Jul-07 | Grant | 2,839 | -- | -- | 28% 10.09K to 12.93K | |
| 20-Feb-07 7:46 PM View: | Safeco Corp. (SAF) | 15-Feb-07 | Payment of Exercise | 599 | $68.90 | $41,271.10 | (28%) 2.17K to 1.57K | 64% |
| 20-Feb-07 7:46 PM View: | Safeco Corp. (SAF) | 15-Feb-07 | Option Exercise | 2,170 | -- | -- | 100% 0 to 2.17K | |
| 06-Jul-06 4:33 PM View: | Kkr Financial Corp (KFN) | 03-Jul-06 | Grant | 3,275 | -- | -- | 49% 6.75K to 10.03K | |
| 06-Jul-05 7:17 PM View: | Kkr Financial Corp (KFN) | 01-Jul-05 | Grant | 2,812 | -- | -- | 70% 4.0K to 6.81K |