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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Jun-24 4:41 PM View:  | Caredx, Inc. (CDNA) | 14-Jun-24 | Grant | 10,570 | -- | -- | 10% 104.98K to 115.55K | |
| 16-May-24 4:38 PM View: | Caredx, Inc. (CDNA) | 14-May-24 | Option Exercise | 5,255 | $10.00 | $52,550.00 | 5% 99.72K to 104.98K | |
| 11-Aug-23 7:47 PM View: | Caredx, Inc. (CDNA) | 11-Aug-23 | Option Exercise | 19,453 | $5.09 | $99,064.80 | 24% 80.27K to 99.72K | |
| 21-Jun-23 6:49 PM View: | Caredx, Inc. (CDNA) | 16-Jun-23 | Grant | 18,844 | -- | -- | 31% 61.42K to 80.27K | |
| 09-Jan-23 5:27 PM View: | Caredx, Inc. (CDNA) | 06-Jan-23 | Grant | 1,323 | -- | -- | 2% 60.1K to 61.42K | |
| 23-Nov-22 6:03 PM View: | Caredx, Inc. (CDNA) | 23-Nov-22 | Option Exercise | 15,000 | $1.22 | $18,300.00 | 33% 45.1K to 60.1K | |
| 04-Oct-22 5:39 PM View: | Caredx, Inc. (CDNA) | 04-Oct-22 | Grant | 986 | -- | -- | 2% 44.12K to 45.1K | |
| 06-Jul-22 4:33 PM View: | Caredx, Inc. (CDNA) | 01-Jul-22 | Grant | 812 | -- | -- | 2% 43.3K to 44.12K | |
| 21-Jun-22 5:02 PM View: | Caredx, Inc. (CDNA) | 16-Jun-22 | Grant | 4,863 | -- | -- | 13% 38.44K to 43.3K | |
| 10-May-22 6:20 PM View: | Caredx, Inc. (CDNA) | 09-May-22 | Grant | 223 | $22.46 | $5,008.58 | < 1% 38.22K to 38.44K | |
| 27-Apr-22 6:52 PM View: | Theravance Inc. (INVA) | 25-Apr-22 | Grant | 12,647 | -- | -- | 10% 124.56K to 137.21K | |
| 05-Apr-22 4:48 PM View: | Caredx, Inc. (CDNA) | 01-Apr-22 | Grant | 481 | -- | -- | 1% 37.74K to 38.22K | |
| 01-Mar-22 8:48 PM View: | Caredx, Inc. (CDNA) | 28-Feb-22 | Market Sale | 25,000 | $39.11 | $977,672.00 | (40%) 62.74K to 37.74K | (18%) |
| 06-Jan-22 6:08 PM View: | Caredx, Inc. (CDNA) | 03-Jan-22 | Grant | 287 | -- | -- | < 1% 62.45K to 62.74K | |
| 04-Oct-21 4:39 PM View: | Caredx, Inc. (CDNA) | 01-Oct-21 | Grant | 196 | -- | -- | < 1% 62.25K to 62.45K | |
| 06-Jul-21 6:34 PM View: | Caredx, Inc. (CDNA) | 01-Jul-21 | Grant | 188 | -- | -- | < 1% 62.06K to 62.25K | |
| 21-Jun-21 8:00 PM View: | Caredx, Inc. (CDNA) | 16-Jun-21 | Grant | 1,127 | -- | -- | 2% 60.94K to 62.06K | |
| 25-May-21 6:44 PM View: | Theravance Inc. (INVA) | 24-May-21 | Market Purchase | 10,000 | $13.46 | $134,619.00 | 9% 114.56K to 124.56K | < 1% |
| 25-May-21 6:44 PM View: | Theravance Inc. (INVA) | 21-May-21 | Market Purchase | 10,000 | $12.97 | $129,670.00 | 10% 104.56K to 114.56K | 4% |
| 21-May-21 7:50 PM View: | Caredx, Inc. (CDNA) | 21-May-21 | Market Sale | 10,000 | $75.34 | $753,374.00 | (14%) 70.94K to 60.94K | 4% |
| 20-May-21 8:16 PM View: | Theravance Inc. (INVA) | 14-May-21 | Grant | 17,482 | -- | -- | 20% 87.08K to 104.56K | |
| 13-May-21 9:11 PM View: | Caredx, Inc. (CDNA) | 12-May-21 | Market Sale | 10,000 | $63.07 | $630,747.00 | (12%) 80.94K to 70.94K | < 1% |
| 05-Apr-21 8:50 PM View: | Caredx, Inc. (CDNA) | 01-Apr-21 | Grant | 193 | -- | -- | < 1% 80.75K to 80.94K | |
| 06-Jan-21 6:08 PM View: | Caredx, Inc. (CDNA) | 04-Jan-21 | Grant | 258 | -- | -- | < 1% 80.49K to 80.75K | |
| 14-Dec-20 7:50 PM View: | Caredx, Inc. (CDNA) | 14-Dec-20 | Market Sale | 10,000 | $71.76 | $717,644.00 | (11%) 90.49K to 80.49K | (7%) |
| 02-Oct-20 6:41 PM View: | Caredx, Inc. (CDNA) | 01-Oct-20 | Grant | 444 | -- | -- | < 1% 90.04K to 90.49K | |
| 06-Jul-20 11:49 AM View: | Caredx, Inc. (CDNA) | 01-Jul-20 | Grant | 527 | -- | -- | < 1% 89.52K to 90.04K | |
| 19-Jun-20 9:12 PM View: | Caredx, Inc. (CDNA) | 18-Jun-20 | Grant | 3,190 | -- | -- | 4% 85.66K to 88.85K | |
| 13-May-20 5:28 PM View: | Caredx, Inc. (CDNA) | 13-May-20 | Market Sale | 10,000 | $27.65 | $276,458.00 | (10%) 95.66K to 85.66K | (177%) |
| 28-Apr-20 4:15 PM View: | Theravance Inc. (INVA) | 24-Apr-20 | Grant | 16,917 | -- | -- | 24% 70.16K to 87.08K | |
| 06-Jul-20 11:41 AM View: | Caredx, Inc. (CDNA) | 01-Apr-20 | Grant | 669 | -- | -- | < 1% 95.66K to 96.33K | |
| 03-Jan-20 9:06 PM View: | Caredx, Inc. (CDNA) | 02-Jan-20 | Grant | 653 | -- | -- | < 1% 95.0K to 95.66K | |
| 02-Oct-19 5:20 PM View: | Caredx, Inc. (CDNA) | 01-Oct-19 | Grant | 541 | -- | -- | < 1% 94.46K to 95.0K | |
| 02-Jul-19 9:12 PM View: | Caredx, Inc. (CDNA) | 01-Jul-19 | Grant | 468 | -- | -- | < 1% 94.0K to 94.46K | |
| 19-Jun-19 6:01 PM View: | Caredx, Inc. (CDNA) | 17-Jun-19 | Grant | 2,613 | -- | -- | 3% 91.38K to 94.0K | |
| 24-May-19 9:57 PM View: | Theravance Inc. (INVA) | 24-Apr-19 | Grant | 16,399 | -- | -- | 31% 53.76K to 70.16K | |
| 17-Apr-19 9:33 PM View: | Caredx, Inc. (CDNA) | 16-Apr-19 | Exercise (in-the money or at-the-money) | 4,415 | $1.12 | $4,944.80 | 5% 86.97K to 91.38K | |
| 03-Apr-19 8:27 PM View: | Caredx, Inc. (CDNA) | 01-Apr-19 | Grant | 514 | -- | -- | < 1% 86.45K to 86.97K | |
| 21-Mar-19 7:12 PM View: | Caredx, Inc. (CDNA) | 21-Mar-19 | Exercise (in-the money or at-the-money) | 32,980 | $1.12 | $36,937.60 | 62% 53.47K to 86.45K | |
| 28-Feb-19 10:00 PM View: | Theravance Inc. (INVA) | 27-Feb-19 | Market Purchase | 15,000 | $15.90 | $238,500.00 | 39% 38.76K to 53.76K | (22%) |
| 22-Feb-19 5:27 PM View: | Theravance Inc. (INVA) | 21-Feb-19 | Market Purchase | 10,000 | $14.90 | $148,958.00 | 35% 28.76K to 38.76K | (17%) |
| 03-Jan-19 9:11 PM View: | Caredx, Inc. (CDNA) | 02-Jan-19 | Grant | 535 | -- | -- | 1% 52.94K to 53.47K | |
| 02-Oct-18 9:11 PM View: | Caredx, Inc. (CDNA) | 01-Oct-18 | Grant | 734 | -- | -- | 1% 52.2K to 52.94K | |
| 13-Aug-18 5:26 PM View: | Sio Gene Therapies Inc. (SIOX) | 09-Aug-18 | Market Purchase | 25,000 | $2.07 | $51,750.00 | 100% 25.0K to 50.0K | (80%) |
| 03-Jul-18 5:29 PM View: | Caredx, Inc. (CDNA) | 29-Jun-18 | Grant | 1,197 | -- | -- | 2% 51.01K to 52.2K | |
| 03-Jul-18 5:15 PM View: | Caredx, Inc. (CDNA) | 20-Jun-18 | Grant | 5,000 | -- | -- | 11% 46.01K to 51.01K | |
| 26-Apr-18 4:10 PM View: | Theravance Inc. (INVA) | 24-Apr-18 | Grant | 14,249 | -- | -- | 98% 14.51K to 28.76K | |
| 04-Apr-18 6:52 PM View: | Caredx, Inc. (CDNA) | 02-Apr-18 | Grant | 2,221 | -- | -- | 5% 43.79K to 46.01K | |
| 22-Mar-18 2:17 PM View: | Inovio Biomedical Corp. (INO) | 21-Mar-18 | Option Exercise | 4,090 | -- | -- | 100% 0 to 4.09K | |
| 01-Mar-18 10:00 PM View: | Sio Gene Therapies Inc. (SIOX) | 27-Feb-18 | Market Purchase | 25,000 | $1.50 | $37,425.00 | 100% 0 to 25.0K | (72%) |