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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-May-19 4:15 PM View:  | Hercules Technology Growth ... (HTGC) | 20-May-19 | Grant | 32,138 | $13.13 | $421,972.00 | 3% 1.28M to 1.31M | (8%) |
| 11-Apr-19 4:07 PM View: | Hercules Technology Growth ... (HTGC) | 09-Apr-19 | Disposition | 9,509 | $12.64 | $120,194.00 | (< 1%) 1.98M to 1.97M | 2% |
| 13-Mar-19 4:31 PM View: | Hercules Technology Growth ... (HTGC) | 11-Mar-19 | Grant | 28,766 | $13.47 | $387,478.00 | 2% 1.25M to 1.28M | (8%) |
| 04-Feb-19 4:38 PM View: | Hercules Technology Growth ... (HTGC) | 31-Jan-19 | Grant | 570,776 | $13.14 | $7,500,000.00 | 84% 679.21K to 1.25M | (4%) |
| 11-Jan-19 5:13 PM View: | Hercules Technology Growth ... (HTGC) | 10-Jan-19 | Payment of Exercise | 10,057 | $12.14 | $122,092.00 | (< 1%) 1.99M to 1.98M | (4%) |
| 11-Jan-19 5:13 PM View: | Hercules Technology Growth ... (HTGC) | 09-Jan-19 | Payment of Exercise | 29,808 | $12.03 | $358,590.00 | (1%) 2.02M to 1.99M | (5%) |
| 21-Nov-18 4:31 PM View: | Hercules Technology Growth ... (HTGC) | 19-Nov-18 | Grant | 17,773 | $12.28 | $218,252.00 | 3% 661.45K to 679.22K | 3% |
| 15-Oct-18 1:25 PM View: | Hercules Technology Growth ... (HTGC) | 10-Oct-18 | Disposition | 13,780 | $12.80 | $176,384.00 | (< 1%) 2.04M to 2.02M | 4% |
| 21-Aug-18 12:51 PM View: | Hercules Technology Growth ... (HTGC) | 20-Aug-18 | Grant | 14,912 | $13.44 | $200,417.00 | 2% 646.51K to 661.42K | (8%) |
| 12-Jul-18 1:47 PM View: | Hercules Technology Growth ... (HTGC) | 10-Jul-18 | Disposition | 13,780 | $12.93 | $178,175.00 | (< 1%) 2.05M to 2.04M | 7% |
| 21-May-18 10:00 PM View: | Hercules Technology Growth ... (HTGC) | 21-May-18 | Grant | 15,768 | $12.40 | $195,523.00 | 2% 630.74K to 646.51K | (3%) |
| 12-Apr-18 4:23 PM View: | Hercules Technology Growth ... (HTGC) | 10-Apr-18 | Payment of Exercise | 13,780 | $12.09 | $166,600.00 | (< 1%) 2.06M to 2.05M | 3% |
| 14-Mar-18 4:27 PM View: | Hercules Technology Growth ... (HTGC) | 12-Mar-18 | Grant | 15,543 | $12.27 | $190,713.00 | 3% 615.2K to 630.74K | (4%) |
| 13-Mar-18 3:12 PM View: | Hercules Technology Growth ... (HTGC) | 10-Mar-18 | Payment of Exercise | 13,070 | $12.25 | $160,108.00 | (< 1%) 2.08M to 2.06M | 4% |
| 12-Jan-18 1:44 PM View: | Hercules Technology Growth ... (HTGC) | 10-Jan-18 | Payment of Exercise | 10,142 | $12.93 | $131,136.00 | (< 1%) 2.09M to 2.08M | 11% |
| 12-Jan-18 12:03 PM View: | Hercules Technology Growth ... (HTGC) | 09-Jan-18 | Grant | 460,250 | $13.04 | $6,001,660.00 | 21% 2.24M to 2.7M | (12%) |
| 11-Dec-17 12:38 PM View: | Hercules Technology Growth ... (HTGC) | 10-Dec-17 | Payment of Exercise | 13,154 | $13.34 | $175,474.00 | (< 1%) 1.87M to 1.86M | 14% |
| 21-Nov-17 3:07 PM View: | Hercules Technology Growth ... (HTGC) | 20-Nov-17 | Grant | 8,681 | $13.44 | $116,673.00 | 2% 376.39K to 385.08K | (15%) |
| 11-Oct-17 4:13 PM View: | Hercules Technology Growth ... (HTGC) | 10-Oct-17 | Payment of Exercise | 13,752 | $12.74 | $175,200.00 | (< 1%) 1.88M to 1.87M | 12% |
| 11-Sep-17 4:02 PM View: | Hercules Technology Growth ... (HTGC) | 10-Sep-17 | Payment of Exercise | 13,154 | $12.04 | $158,374.00 | (< 1%) 1.9M to 1.88M | 7% |
| 22-Aug-17 4:03 PM View: | Hercules Technology Growth ... (HTGC) | 21-Aug-17 | Grant | 8,819 | $12.92 | $113,941.00 | 2% 367.58K to 376.39K | (13%) |
| 11-Jul-17 2:02 PM View: | Hercules Technology Growth ... (HTGC) | 10-Jul-17 | Payment of Exercise | 13,752 | $13.43 | $184,689.00 | (< 1%) 1.91M to 1.9M | 19% |
| 13-Jun-17 11:19 AM View: | Hercules Technology Growth ... (HTGC) | 10-Jun-17 | Payment of Exercise | 13,226 | $13.05 | $172,599.00 | (< 1%) 1.92M to 1.91M | 16% |
| 23-May-17 4:19 PM View: | Hercules Technology Growth ... (HTGC) | 22-May-17 | Grant | 8,366 | $13.31 | $111,351.00 | 2% 359.21K to 367.58K | (18%) |
| 11-Apr-17 4:37 PM View: | Hercules Technology Growth ... (HTGC) | 10-Apr-17 | Payment of Exercise | 13,752 | $15.08 | $207,380.00 | (< 1%) 1.94M to 1.92M | 29% |
| 14-Mar-17 5:02 PM View: | Hercules Technology Growth ... (HTGC) | 13-Mar-17 | Grant | 7,345 | $14.85 | $109,073.00 | 2% 351.87K to 359.21K | (28%) |
| 13-Mar-17 6:15 PM View: | Hercules Technology Growth ... (HTGC) | 10-Mar-17 | Payment of Exercise | 13,154 | $14.69 | $193,232.00 | (< 1%) 1.95M to 1.94M | 27% |
| 07-Mar-17 11:43 AM View: | Hercules Technology Growth ... (HTGC) | 04-Mar-17 | Payment of Exercise | 6,079 | $14.82 | $90,090.80 | (< 1%) 1.96M to 1.95M | 28% |
| 26-Jan-17 4:10 PM View: | Hercules Technology Growth ... (HTGC) | 24-Jan-17 | Grant | 351,865 | -- | -- | 100% 0 to 351.87K | |
| 12-Jan-17 1:45 PM View: | Hercules Technology Growth ... (HTGC) | 10-Jan-17 | Payment of Exercise | 47,088 | $14.21 | $669,120.00 | (2%) 2.0M to 1.96M | 23% |
| 12-Dec-16 5:09 PM View: | Hercules Technology Growth ... (HTGC) | 10-Dec-16 | Payment of Exercise | 13,154 | $13.67 | $179,815.00 | (< 1%) 2.02M to 2.0M | 20% |
| 06-Dec-16 3:37 PM View: | Hercules Technology Growth ... (HTGC) | 04-Dec-16 | Payment of Exercise | 6,079 | $13.55 | $82,370.50 | (< 1%) 2.02M to 2.02M | 19% |
| 13-Sep-16 12:50 PM View: | Hercules Technology Growth ... (HTGC) | 10-Sep-16 | Payment of Exercise | 13,154 | $13.53 | $177,974.00 | (< 1%) 2.04M to 2.02M | 17% |
| 06-Sep-16 4:07 PM View: | Hercules Technology Growth ... (HTGC) | 04-Sep-16 | Payment of Exercise | 6,079 | $13.76 | $83,647.00 | (< 1%) 2.04M to 2.04M | 19% |
| 13-Jun-16 6:56 PM View: | Hercules Technology Growth ... (HTGC) | 10-Jun-16 | Payment of Exercise | 13,154 | $12.20 | $160,479.00 | (< 1%) 2.06M to 2.04M | 6% |
| 07-Jun-16 12:53 PM View: | Hercules Technology Growth ... (HTGC) | 04-Jun-16 | Payment of Exercise | 6,078 | $12.33 | $74,941.70 | (< 1%) 2.06M to 2.06M | 7% |
| 18-Apr-16 4:24 PM View: | Hercules Technology Growth ... (HTGC) | 15-Apr-16 | Payment of Exercise | 9,896 | $12.17 | $120,434.00 | (< 1%) 2.07M to 2.06M | 4% |
| 11-Apr-16 4:07 PM View: | Hercules Technology Growth ... (HTGC) | 10-Apr-16 | Payment of Exercise | 17,009 | $12.23 | $208,020.00 | (< 1%) 2.09M to 2.07M | 4% |
| 11-Mar-16 2:33 PM View: | Hercules Technology Growth ... (HTGC) | 10-Mar-16 | Payment of Exercise | 52,606 | $11.38 | $598,656.00 | (2%) 2.14M to 2.09M | (3%) |
| 11-Mar-16 2:33 PM View: | Hercules Technology Growth ... (HTGC) | 09-Mar-16 | Payment of Exercise | 2,526 | $11.11 | $28,063.90 | (< 1%) 2.14M to 2.14M | (5%) |
| 07-Mar-16 6:08 PM View: | Hercules Technology Growth ... (HTGC) | 04-Mar-16 | Payment of Exercise | 6,079 | $11.22 | $68,206.40 | (< 1%) 2.15M to 2.14M | (4%) |
| 10-Feb-16 4:12 PM View: | Hercules Technology Growth ... (HTGC) | 09-Feb-16 | Payment of Exercise | 2,526 | $10.32 | $26,068.30 | (< 1%) 2.15M to 2.15M | (17%) |
| 19-Jan-16 4:08 PM View: | Hercules Technology Growth ... (HTGC) | 15-Jan-16 | Payment of Exercise | 7,516 | $10.90 | $81,924.40 | (< 1%) 2.16M to 2.15M | (11%) |
| 12-Jan-16 4:40 PM View: | Hercules Technology Growth ... (HTGC) | 10-Jan-16 | Grant | 333,500 | $12.01 | $4,005,340.00 | 18% 1.83M to 2.16M | < 1% |
| 11-Jan-16 2:50 PM View: | Hercules Technology Growth ... (HTGC) | 10-Jan-16 | Payment of Exercise | 13,142 | $12.01 | $157,835.00 | (< 1%) 1.84M to 1.83M | (< 1%) |
| 11-Jan-16 2:50 PM View: | Hercules Technology Growth ... (HTGC) | 09-Jan-16 | Payment of Exercise | 2,235 | $12.01 | $26,842.30 | (< 1%) 1.84M to 1.84M | (< 1%) |
| 14-Dec-15 3:08 PM View: | Hercules Technology Growth ... (HTGC) | 14-Dec-15 | Market Purchase | 1,000 | $10.99 | $10,990.00 | < 1% 1.84M to 1.84M | 10% |
| 10-Dec-15 4:05 PM View: | Hercules Technology Growth ... (HTGC) | 09-Dec-15 | Payment of Exercise | 2,526 | $11.75 | $29,680.50 | (< 1%) 1.84M to 1.84M | (3%) |
| 08-Dec-15 2:57 PM View: | Hercules Technology Growth ... (HTGC) | 04-Dec-15 | Payment of Exercise | 6,079 | $11.77 | $71,549.80 | (< 1%) 1.85M to 1.84M | (2%) |
| 12-Nov-15 1:38 PM View: | Hercules Technology Growth ... (HTGC) | 09-Nov-15 | Payment of Exercise | 2,526 | $11.36 | $28,695.40 | (< 1%) 1.85M to 1.85M | (9%) |