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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Apr-24 4:11 PM View:  | Northwestern Energy Group, ... (NWE) | 02-Apr-24 | Grant | 854 | $50.93 | $43,494.20 | 4% 23.52K to 24.38K | (2%) |
| 08-Jan-24 1:16 PM View: | Northwestern Energy Group, ... (NWE) | 08-Jan-24 | Grant | 687 | $50.89 | $34,961.40 | 3% 22.58K to 23.27K | |
| 06-Jan-23 4:35 PM View: | Northwestern Corp. (NWE) | 06-Jan-23 | Grant | 2,750 | $59.34 | $163,185.00 | 15% 18.91K to 21.66K | (4%) |
| 02-Feb-22 5:09 PM View: | Northwestern Corp. (NWE) | 01-Feb-22 | Grant | 2,750 | $58.12 | $159,830.00 | 18% 15.35K to 18.1K | (2%) |
| 02-Feb-21 5:28 PM View: | Northwestern Corp. (NWE) | 01-Feb-21 | Grant | 2,750 | $54.47 | $149,792.00 | 23% 11.98K to 14.73K | < 1% |
| 04-Feb-20 4:57 PM View: | Northwestern Corp. (NWE) | 03-Feb-20 | Grant | 2,750 | $76.97 | $211,668.00 | 32% 8.72K to 11.47K | (25%) |
| 19-Feb-19 4:56 PM View: | American Water Works Compan... (AWK) | 14-Feb-19 | Grant | 2,630 | -- | -- | 8% 33.05K to 35.68K | |
| 04-Feb-19 6:35 PM View: | Northwestern Corp. (NWE) | 01-Feb-19 | Grant | 2,750 | $63.91 | $175,752.00 | 48% 5.71K to 8.46K | (10%) |
| 24-Jan-19 7:01 PM View: | American Water Works Compan... (AWK) | 23-Jan-19 | Grant | 7,190 | -- | -- | 25% 28.43K to 35.62K | |
| 24-Jan-19 7:01 PM View: | American Water Works Compan... (AWK) | 23-Jan-19 | Payment of Exercise | 2,568 | $94.24 | $242,008.00 | (7%) 35.62K to 33.05K | |
| 02-Jan-19 5:17 PM View: | American Water Works Compan... (AWK) | 01-Jan-19 | Payment of Exercise | 847 | $90.77 | $76,882.20 | (3%) 29.27K to 28.43K | (< 1%) |
| 25-Jul-18 12:47 PM View: | Northwestern Corp. (NWE) | 24-Jul-18 | Grant | 74 | $58.96 | $4,363.04 | 1% 5.53K to 5.6K | (4%) |
| 16-Feb-18 1:46 PM View: | American Water Works Compan... (AWK) | 14-Feb-18 | Grant | 2,583 | -- | -- | 10% 26.2K to 28.78K | |
| 05-Feb-18 2:01 PM View: | Northwestern Corp. (NWE) | 02-Feb-18 | Grant | 2,750 | $54.34 | $149,435.00 | 103% 2.67K to 5.42K | 2% |
| 29-Jan-18 7:17 PM View: | American Water Works Compan... (AWK) | 25-Jan-18 | Grant | 3,747 | -- | -- | 18% 20.48K to 24.23K | |
| 29-Jan-18 7:17 PM View: | American Water Works Compan... (AWK) | 25-Jan-18 | Payment of Exercise | 2,979 | $84.53 | $251,815.00 | (10%) 29.18K to 26.2K | (4%) |
| 29-Jan-18 7:17 PM View: | American Water Works Compan... (AWK) | 25-Jan-18 | Option Exercise | 4,947 | -- | -- | 20% 24.23K to 29.18K | |
| 03-Jan-18 2:29 PM View: | American Water Works Compan... (AWK) | 01-Jan-18 | Payment of Exercise | 876 | $91.49 | $80,145.20 | (4%) 21.36K to 20.48K | 4% |
| 30-May-17 11:29 AM View: | Northwestern Corp. (NWE) | 26-May-17 | Grant | 2,600 | $61.41 | $159,666.00 | 100% 0 to 2.6K | < 1% |
| 16-Feb-17 7:26 PM View: | American Water Works Compan... (AWK) | 14-Feb-17 | Grant | 2,501 | -- | -- | 13% 18.58K to 21.09K | |
| 27-Jan-17 4:54 PM View: | American Water Works Compan... (AWK) | 25-Jan-17 | Grant | 9,584 | -- | -- | 152% 6.29K to 15.87K | |
| 27-Jan-17 4:54 PM View: | American Water Works Compan... (AWK) | 25-Jan-17 | Payment of Exercise | 10,055 | $71.72 | $721,145.00 | (35%) 28.64K to 18.58K | (20%) |
| 27-Jan-17 4:54 PM View: | American Water Works Compan... (AWK) | 25-Jan-17 | Option Exercise | 12,770 | -- | -- | 80% 15.87K to 28.64K | |
| 04-Jan-17 5:05 PM View: | American Water Works Compan... (AWK) | 01-Jan-17 | Payment of Exercise | 1,572 | $72.36 | $113,750.00 | (20%) 7.84K to 6.27K | (19%) |
| 18-Feb-16 5:57 PM View: | American Water Works Compan... (AWK) | 16-Feb-16 | Grant | 1,818 | -- | -- | 30% 6.03K to 7.84K | |
| 05-Jan-16 6:48 PM View: | American Water Works Compan... (AWK) | 01-Jan-16 | Payment of Exercise | 1,077 | $59.75 | $64,350.80 | (15%) 7.1K to 6.03K | (42%) |
| 19-Feb-15 6:27 PM View: | American Water Works Compan... (AWK) | 17-Feb-15 | Grant | 2,180 | -- | -- | 44% 4.92K to 7.1K | |
| 05-Jan-15 2:44 PM View: | American Water Works Compan... (AWK) | 01-Jan-15 | Payment of Exercise | 783 | $53.30 | $41,733.90 | (14%) 5.71K to 4.92K | (55%) |
| 30-Apr-14 1:49 PM View: | American Water Works Compan... (AWK) | 28-Apr-14 | Grant | 5,705 | -- | -- | 100% 0 to 5.71K | |
| 13-Feb-09 2:04 PM View: | Edison International (EIX) | 02-Feb-09 | Gift | 912 | -- | -- | 70% 1.3K to 2.21K | |
| 13-Feb-09 2:04 PM View: | Edison International (EIX) | 02-Feb-09 | Gift | 912 | -- | -- | (41%) 2.21K to 1.3K | |
| 03-Jan-08 5:33 PM View: | Edison International (EIX) | 31-Dec-07 | Grant | 1,824 | -- | -- | 489% 0.37K to 2.2K | |
| 03-Jan-08 5:33 PM View: | Edison International (EIX) | 31-Dec-07 | Disposition | 912 | $53.78 | $49,051.90 | (42%) 2.2K to 1.28K | 4% |
| 14-May-07 5:57 PM View: | Edison International (EIX) | 11-May-07 | Market Sale | 746 | $56.35 | $42,037.10 | (47%) 1.57K to 0.83K | 7% |
| 14-May-07 5:57 PM View: | Edison International (EIX) | 11-May-07 | Market Sale | 460 | $56.28 | $25,890.40 | (56%) 0.83K to 0.37K | 7% |
| 02-May-07 6:46 PM View: | Edison International (EIX) | 24-Apr-07 | Gift | 460 | -- | -- | 29% 1.57K to 2.03K | |
| 02-May-07 6:46 PM View: | Edison International (EIX) | 24-Apr-07 | Gift | 460 | -- | -- | (23%) 2.03K to 1.57K | |
| 03-Jan-07 5:31 PM View: | Edison International (EIX) | 31-Dec-06 | Grant | 2,412 | -- | -- | 657% 0.37K to 2.78K | |
| 03-Jan-07 5:31 PM View: | Edison International (EIX) | 31-Dec-06 | Disposition | 1,206 | $45.61 | $55,005.70 | (43%) 2.78K to 1.57K | (15%) |
| 09-Nov-06 5:06 PM View: | Edison International (EIX) | 07-Nov-06 | Option Exercise | 16,542 | $19.73 | $326,307.00 | 4532% 0.36K to 16.91K | |
| 09-Nov-06 5:06 PM View: | Edison International (EIX) | 07-Nov-06 | Market Option Sale | 16,542 | $44.84 | $741,820.00 | (98%) 16.91K to 0.36K | (18%) |
| 11-Aug-06 1:23 PM View: | Edison International (EIX) | 09-Aug-06 | Market Sale | 3,599 | $42.65 | $153,497.00 | (80%) 4.5K to 0.9K | (25%) |
| 11-Aug-06 1:23 PM View: | Edison International (EIX) | 09-Aug-06 | Market Sale | 540 | $42.59 | $22,998.60 | (60%) 0.9K to 0.36K | (25%) |
| 21-Apr-06 1:19 PM View: | Edison International (EIX) | 08-Mar-06 | Gift | 540 | -- | -- | 12% 4.5K to 5.04K | |
| 21-Apr-06 1:19 PM View: | Edison International (EIX) | 08-Mar-06 | Gift | 540 | -- | -- | (11%) 5.04K to 4.5K | |
| 04-Jan-06 1:07 PM View: | Edison International (EIX) | 31-Dec-05 | Grant | 3,846 | -- | -- | 137% 2.81K to 6.65K | |
| 04-Jan-06 1:07 PM View: | Edison International (EIX) | 31-Dec-05 | Disposition | 1,923 | $43.45 | $83,567.80 | (29%) 6.65K to 4.73K | (24%) |
| 04-Jan-06 1:07 PM View: | Edison International (EIX) | 31-Dec-05 | Payment of Exercise | 233 | $43.45 | $10,110.40 | (5%) 4.73K to 4.5K | (24%) |
| 30-Nov-05 7:15 PM View: | Edison International (EIX) | 29-Nov-05 | Disposition | 1 | $45.46 | $23.18 | (< 1%) 3.08K to 3.08K | (20%) |
| 30-Nov-05 7:15 PM View: | Edison International (EIX) | 29-Nov-05 | Payment of Exercise | 273 | $45.46 | $12,432.90 | (9%) 3.08K to 2.8K | (20%) |