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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Jun-21 7:01 PM View:  | BioTime Inc. (LCTX) | 29-Jun-21 | Option Exercise | 24,720 | $2.20 | $54,384.00 | 247% 10.0K to 34.72K | |
| 30-Jun-21 7:01 PM View: | BioTime Inc. (LCTX) | 29-Jun-21 | Market Option Sale | 19,142 | $2.93 | $56,086.10 | (55%) 34.72K to 15.58K | |
| 24-Mar-20 4:09 PM View: | STAAR Surgical Co. (STAA) | 23-Mar-20 | Market Sale | 834 | $27.42 | $22,868.30 | (3%) 32.1K to 31.27K | (197%) |
| 23-Jan-20 4:06 PM View: | STAAR Surgical Co. (STAA) | 21-Jan-20 | Option Exercise | 106,604 | $11.11 | $1,184,230.00 | 332% 32.1K to 138.71K | |
| 23-Jan-20 4:06 PM View: | STAAR Surgical Co. (STAA) | 21-Jan-20 | Market Option Sale | 106,604 | $42.20 | $4,498,690.00 | (77%) 138.71K to 32.1K | (93%) |
| 15-Nov-19 4:15 PM View: | STAAR Surgical Co. (STAA) | 14-Nov-19 | Market Sale | 4,167 | $34.68 | $144,512.00 | (11%) 36.27K to 32.1K | (135%) |
| 05-Apr-19 4:04 PM View: | STAAR Surgical Co. (STAA) | 04-Apr-19 | Market Sale | 1,000 | $34.35 | $34,350.00 | (3%) 37.27K to 36.27K | (137%) |
| 22-Mar-19 4:11 PM View: | STAAR Surgical Co. (STAA) | 22-Mar-19 | Market Sale | 833 | $38.88 | $32,387.00 | (2%) 38.1K to 37.27K | (109%) |
| 13-Sep-18 4:17 PM View: | BioTime Inc. (LCTX) | 11-Sep-18 | Market Purchase | 1,604 | $2.35 | $3,769.40 | 19% 8.4K to 10.0K | 23% |
| 07-May-18 4:06 PM View: | STAAR Surgical Co. (STAA) | 07-May-18 | Option Exercise | 25,000 | $5.68 | $142,000.00 | 160% 15.67K to 40.67K | |
| 07-May-18 4:06 PM View: | STAAR Surgical Co. (STAA) | 03-May-18 | Option Exercise | 13,331 | $2.91 | $38,793.20 | 85% 15.67K to 29.0K | |
| 07-May-18 4:06 PM View: | STAAR Surgical Co. (STAA) | 03-May-18 | Market Option Sale | 13,331 | $17.60 | $234,626.00 | (46%) 29.0K to 15.67K | (363%) |
| 22-Mar-18 12:46 PM View: | STAAR Surgical Co. (STAA) | 22-Mar-18 | Market Sale | 333 | $16.05 | $5,344.65 | (2%) 16.0K to 15.67K | (407%) |
| 28-Sep-17 3:13 PM View: | STAAR Surgical Co. (STAA) | 13-Nov-17 | Grant | 12,500 | -- | -- | 357% 3.5K to 16.0K | |
| 23-Aug-17 6:31 PM View: | BioTime Inc. (LCTX) | 21-Aug-17 | Market Purchase | 2,396 | $2.50 | $5,990.00 | 40% 6.0K to 8.4K | 16% |
| 21-Jun-17 8:19 PM View: | BioTime Inc. (LCTX) | 16-Jun-17 | Market Purchase | 2,000 | $2.95 | $5,900.00 | 50% 4.0K to 6.0K | (2%) |
| 17-May-17 8:52 PM View: | BioTime Inc. (LCTX) | 16-May-17 | Market Purchase | 2,000 | $3.21 | $6,410.40 | 100% 2.0K to 4.0K | (10%) |
| 26-Aug-15 6:18 PM View: | BioTime Inc. (LCTX) | 26-Aug-15 | Market Purchase | 2,000 | $2.82 | $5,640.00 | 100% 0 to 2.0K | (5%) |
| 04-Sep-13 4:16 PM View: | STAAR Surgical Co. (STAA) | 04-Sep-13 | Option Exercise | 10,300 | $4.71 | $48,513.00 | 28% 36.4K to 46.7K | |
| 04-Sep-13 4:16 PM View: | STAAR Surgical Co. (STAA) | 04-Sep-13 | Market Option Sale | 10,300 | $12.58 | $129,541.00 | (22%) 46.7K to 36.4K | (547%) |
| 04-Sep-13 4:16 PM View: | STAAR Surgical Co. (STAA) | 03-Sep-13 | Option Exercise | 39,700 | $4.71 | $186,987.00 | 109% 36.4K to 76.1K | |
| 04-Sep-13 4:16 PM View: | STAAR Surgical Co. (STAA) | 03-Sep-13 | Market Option Sale | 39,700 | $12.95 | $514,262.00 | (52%) 76.1K to 36.4K | (529%) |
| 22-Aug-13 4:34 PM View: | STAAR Surgical Co. (STAA) | 20-Aug-13 | Option Exercise | 33,515 | $3.95 | $132,384.00 | 92% 36.4K to 69.92K | |
| 22-Aug-13 4:34 PM View: | STAAR Surgical Co. (STAA) | 20-Aug-13 | Market Option Sale | 33,515 | $11.65 | $390,450.00 | (48%) 69.92K to 36.4K | (599%) |
| 15-Aug-13 4:35 PM View: | STAAR Surgical Co. (STAA) | 13-Aug-13 | Market Sale | 685 | $11.70 | $8,013.68 | (3%) 22.62K to 21.94K | (596%) |
| 12-Aug-13 5:54 PM View: | STAAR Surgical Co. (STAA) | 12-Aug-13 | Market Sale | 800 | $11.66 | $9,326.00 | (3%) 23.42K to 22.62K | (598%) |
| 15-Aug-13 4:35 PM View: | STAAR Surgical Co. (STAA) | 12-Aug-13 | Market Sale Duplicate | 800 | $11.66 | $9,326.00 | (3%) 23.42K to 22.62K | (598%) |
| 12-Aug-13 5:54 PM View: | STAAR Surgical Co. (STAA) | 09-Aug-13 | Market Sale | 2,443 | $11.60 | $28,338.80 | (9%) 25.86K to 23.42K | (602%) |
| 15-Aug-13 4:35 PM View: | STAAR Surgical Co. (STAA) | 09-Aug-13 | Market Sale Duplicate | 2,443 | $11.60 | $28,338.80 | (9%) 25.86K to 23.42K | (602%) |
| 12-Aug-13 5:54 PM View: | STAAR Surgical Co. (STAA) | 08-Aug-13 | Market Sale | 5,836 | $11.63 | $67,864.50 | (18%) 31.7K to 25.86K | (600%) |
| 07-Aug-13 5:01 PM View: | STAAR Surgical Co. (STAA) | 07-Aug-13 | Market Sale | 6,187 | $11.71 | $72,447.30 | (20%) 30.83K to 24.64K | (595%) |
| 07-Aug-13 5:01 PM View: | STAAR Surgical Co. (STAA) | 06-Aug-13 | Market Sale | 834 | $11.72 | $9,773.98 | (3%) 31.7K to 30.87K | (595%) |
| 07-Aug-13 5:01 PM View: | STAAR Surgical Co. (STAA) | 05-Aug-13 | Market Sale | 4,700 | $11.91 | $55,956.30 | (13%) 36.4K to 31.7K | (584%) |
| 09-May-13 8:56 PM View: | STAAR Surgical Co. (STAA) | 09-May-13 | Market Sale | 5,000 | $8.96 | $44,818.50 | (12%) 41.4K to 36.4K | (808%) |
| 06-Mar-13 9:56 PM View: | STAAR Surgical Co. (STAA) | 04-Mar-13 | Grant | 7,500 | -- | -- | 22% 33.9K to 41.4K | |
| 11-Dec-12 12:27 PM View: | STAAR Surgical Co. (STAA) | 07-Dec-12 | Option Exercise | 3,000 | $3.60 | $10,800.00 | 10% 30.9K to 33.9K | |
| 06-Mar-12 9:19 PM View: | STAAR Surgical Co. (STAA) | 02-Mar-12 | Grant | 7,500 | -- | -- | 32% 23.4K to 30.9K | |
| 19-Aug-11 8:33 PM View: | STAAR Surgical Co. (STAA) | 18-Aug-11 | Market Sale | 30,000 | $6.59 | $197,561.00 | (56%) 53.4K to 23.4K | (1138%) |
| 17-Mar-11 9:42 PM View: | STAAR Surgical Co. (STAA) | 15-Mar-11 | Grant | 7,500 | -- | -- | 3% 238.9K to 246.4K | |
| 04-Mar-11 5:55 PM View: | STAAR Surgical Co. (STAA) | 02-Mar-11 | Grant | 4,000 | -- | -- | 2% 234.9K to 238.9K | |
| 09-Mar-10 8:20 PM View: | STAAR Surgical Co. (STAA) | 05-Mar-10 | Grant | 10,000 | -- | -- | 5% 211.57K to 221.57K | |
| 01-Apr-09 9:58 PM View: | STAAR Surgical Co. (STAA) | 30-Mar-09 | Grant | 25,000 | -- | -- | 18% 137.73K to 162.73K | |
| 07-Sep-06 6:18 PM View: | STAAR Surgical Co. (STAA) | 06-Sep-06 | Option Exercise | 13,000 | $3.10 | $40,250.00 | 9% 143.0K to 156.0K | |
| 07-Sep-06 6:18 PM View: | STAAR Surgical Co. (STAA) | 06-Sep-06 | Market Option Sale | 6,100 | $6.85 | $41,785.00 | (4%) 156.0K to 149.9K | (1126%) |