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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Oct-14 7:35 PM View:  | Protara Therapeutics, Inc. (TARA) | 27-Oct-14 | Conversion | 1,167,210 | -- | -- | 100% 0 to 1.17M | |
| 29-Oct-14 7:35 PM View: | Protara Therapeutics, Inc. (TARA) | 27-Oct-14 | Purchase | 200,000 | $10.00 | $2,000,000.00 | 17% 1.17M to 1.37M | |
| 29-Oct-14 7:35 PM View: | Protara Therapeutics, Inc. (TARA) | 27-Oct-14 | Sale | 56,038 | $10.00 | $560,380.00 | (4%) 1.49M to 1.43M | |
| 29-Oct-14 7:35 PM View: | Protara Therapeutics, Inc. (TARA) | 27-Oct-14 | Exercise (in-the money or at-the-money) | 121,760 | $4.60 | $560,376.00 | 9% 1.37M to 1.49M | |
| 14-Mar-14 2:43 PM View: | Tetraphase Pharmaceuticals,... (TTPH) | 12-Mar-14 | Acquisition (other) Duplicate | 4,493 | -- | -- | < 1% 2.19M to 2.19M | |
| 14-Mar-14 2:43 PM View: | Tetraphase Pharmaceuticals,... (TTPH) | 12-Mar-14 | Disposition (other) Duplicate | 300,000 | -- | -- | (14%) 2.19M to 1.89M | |
| 11-Mar-14 8:29 PM View: | AcelRx Pharmaceuticals, Inc. (TLPH) | 07-Mar-14 | Disposition (other) | 1,300,000 | -- | -- | (31%) 4.17M to 2.87M | |
| 21-Feb-14 5:46 PM View: | Concert Pharmaceuticals, Inc. (CNCE) | 20-Feb-14 | Conversion | 1,026,550 | -- | -- | 3171% 32.37K to 1.06M | |
| 21-Feb-14 5:46 PM View: | Concert Pharmaceuticals, Inc. (CNCE) | 20-Feb-14 | Market Purchase | 150,000 | $14.00 | $2,100,000.00 | 14% 1.06M to 1.21M | (73%) |
| 27-Mar-13 8:10 PM View: | Tetraphase Pharmaceuticals,... (TTPH) | 25-Mar-13 | Conversion | 1,498,790 | -- | -- | 14488% 10.34K to 1.51M | |
| 27-Mar-13 8:10 PM View: | Tetraphase Pharmaceuticals,... (TTPH) | 25-Mar-13 | Market Purchase | 681,012 | $7.00 | $4,767,080.00 | 45% 1.51M to 2.19M | (86%) |
| 31-May-12 9:56 PM View: | AcelRx Pharmaceuticals, Inc. (TLPH) | 29-May-12 | Market Purchase Duplicate | 284,698 | $3.40 | $967,973.00 | 7% 3.88M to 4.16M | (80%) |
| 18-Feb-11 6:32 PM View: | AcelRx Pharmaceuticals, Inc. (TLPH) | 16-Feb-11 | Conversion | 2,651,290 | -- | -- | (26513%) (-10.0K) to 2.64M | |
| 18-Feb-11 6:32 PM View: | AcelRx Pharmaceuticals, Inc. (TLPH) | 16-Feb-11 | Purchase | 1,235,940 | $5.00 | $6,179,720.00 | 47% 2.64M to 3.88M | |
| 15-Jun-09 6:32 PM View: | Nuvelo Inc. (ORKA) | 15-Jun-09 | Market Sale | 6,100 | $3.90 | $23,818.10 | (2%) 341.5K to 335.4K | 100% |
| 15-Jun-09 6:32 PM View: | Nuvelo Inc. (ORKA) | 12-Jun-09 | Market Sale | 3,800 | $3.94 | $14,989.90 | (1%) 345.3K to 341.5K | 100% |
| 15-Jun-09 6:32 PM View: | Nuvelo Inc. (ORKA) | 11-Jun-09 | Market Sale | 40,700 | $3.84 | $156,479.00 | (11%) 386.0K to 345.3K | 100% |
| 10-Jun-09 6:14 PM View: | Nuvelo Inc. (ORKA) | 10-Jun-09 | Market Sale | 36,000 | $3.96 | $142,448.00 | (9%) 422.0K to 386.0K | 100% |
| 10-Jun-09 6:14 PM View: | Nuvelo Inc. (ORKA) | 09-Jun-09 | Market Sale | 47,500 | $3.99 | $189,392.00 | (10%) 469.5K to 422.0K | 100% |
| 10-Jun-09 6:14 PM View: | Nuvelo Inc. (ORKA) | 08-Jun-09 | Market Sale | 65,708 | $4.21 | $276,388.00 | (12%) 535.21K to 469.5K | 100% |
| 03-Jun-09 2:28 PM View: | Nuvelo Inc. (ORKA) | 01-Jun-09 | Disposition (other) | 342,375 | -- | -- | (39%) 877.58K to 535.21K | |
| 27-Feb-09 2:03 PM View: | Targanta Therapeutics Corp. (TLG) | 25-Feb-09 | Disposition (change in control) | 2,217,910 | -- | -- | (100%) 2.22M to 0 |