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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Feb-17 6:36 PM View:  | Caredx, Inc. (CDNA) | 17-Feb-17 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 05-Jun-15 4:45 PM View: | Procera Networks, Inc. (PKT) | 05-Jun-15 | Disposition | 25,417 | -- | -- | (100%) 25.42K to 0 | |
| 05-Jun-15 4:45 PM View: | Procera Networks, Inc. (PKT) | 04-Jun-15 | Disposition (change in control) | 27,201 | -- | -- | (100%) 27.2K to 0 | |
| 04-Jun-15 1:07 PM View: | Procera Networks, Inc. (PKT) | 03-Jun-15 | Payment of Exercise | 1,855 | $11.48 | $21,295.40 | (3%) 54.47K to 52.62K | (< 1%) |
| 03-Jun-15 6:08 PM View: | Procera Networks, Inc. (PKT) | 02-Jun-15 | Payment of Exercise | 381 | $11.48 | $4,373.88 | (< 1%) 54.85K to 54.47K | (< 1%) |
| 03-Mar-15 8:30 PM View: | Procera Networks, Inc. (PKT) | 02-Mar-15 | Payment of Exercise | 446 | $9.47 | $4,223.62 | (< 1%) 55.3K to 54.85K | (21%) |
| 03-Dec-14 8:35 PM View: | Procera Networks, Inc. (PKT) | 02-Dec-14 | Grant | 12,500 | -- | -- | 29% 42.8K to 55.3K | |
| 02-Jan-14 7:10 PM View: | Procera Networks, Inc. (PKT) | 02-Jan-14 | Market Sale (Planned) | 2,500 | $15.00 | $37,500.00 | (6%) 45.3K to 42.8K | 23% |
| 10-Dec-13 9:45 PM View: | Procera Networks, Inc. (PKT) | 06-Dec-13 | Market Sale (Planned) | 10,000 | $14.85 | $148,500.00 | (18%) 55.3K to 45.3K | 23% |
| 04-Dec-13 9:29 PM View: | Procera Networks, Inc. (PKT) | 03-Dec-13 | Grant | 10,000 | -- | -- | 22% 45.3K to 55.3K | |
| 02-Dec-13 7:16 PM View: | Procera Networks, Inc. (PKT) | 02-Dec-13 | Market Sale (Planned) | 2,500 | $15.25 | $38,125.00 | (7%) 37.8K to 35.3K | 25% |
| 02-Dec-13 7:16 PM View: | Procera Networks, Inc. (PKT) | 02-Dec-13 | Exercise (in-the money or at-the-money) | 2,500 | $6.90 | $17,250.00 | 7% 35.3K to 37.8K | |
| 18-Nov-13 7:17 PM View: | Procera Networks, Inc. (PKT) | 18-Nov-13 | Market Sale (Planned) | 2,500 | $15.00 | $37,500.00 | (7%) 37.8K to 35.3K | 23% |
| 18-Nov-13 7:17 PM View: | Procera Networks, Inc. (PKT) | 18-Nov-13 | Exercise (in-the money or at-the-money) | 2,500 | $6.90 | $17,250.00 | 7% 35.3K to 37.8K | |
| 02-Oct-13 6:08 AM View: | Procera Networks, Inc. (PKT) | 01-Oct-13 | Market Sale (Planned) | 2,500 | $15.21 | $38,035.00 | (7%) 37.8K to 35.3K | 24% |
| 02-Oct-13 6:08 AM View: | Procera Networks, Inc. (PKT) | 01-Oct-13 | Exercise (in-the money or at-the-money) | 2,500 | $6.90 | $17,250.00 | 7% 35.3K to 37.8K | |
| 20-Sep-13 4:20 PM View: | Procera Networks, Inc. (PKT) | 20-Sep-13 | Market Sale (Planned) | 2,500 | $15.02 | $37,540.20 | (7%) 37.8K to 35.3K | 23% |
| 20-Sep-13 4:20 PM View: | Procera Networks, Inc. (PKT) | 20-Sep-13 | Exercise (in-the money or at-the-money) | 2,500 | $6.90 | $17,250.00 | 7% 35.3K to 37.8K | |
| 03-Dec-12 9:20 PM View: | Procera Networks, Inc. (PKT) | 03-Dec-12 | Grant | 10,000 | -- | -- | 28% 35.3K to 45.3K | |
| 01-Nov-12 7:46 PM View: | Procera Networks, Inc. (PKT) | 01-Nov-12 | Market Sale (Planned) | 5,000 | $22.86 | $114,312.00 | (12%) 40.3K to 35.3K | 50% |
| 01-Nov-12 7:46 PM View: | Procera Networks, Inc. (PKT) | 01-Nov-12 | Exercise (in-the money or at-the-money) | 5,000 | $6.90 | $34,500.00 | 14% 35.3K to 40.3K | |
| 01-Oct-12 9:43 PM View: | Procera Networks, Inc. (PKT) | 01-Oct-12 | Market Sale (Planned) | 5,000 | $23.38 | $116,900.00 | (12%) 40.3K to 35.3K | 51% |
| 01-Oct-12 9:43 PM View: | Procera Networks, Inc. (PKT) | 01-Oct-12 | Exercise (in-the money or at-the-money) | 5,000 | $6.90 | $34,500.00 | 14% 35.3K to 40.3K | |
| 04-Sep-12 9:13 PM View: | Procera Networks, Inc. (PKT) | 04-Sep-12 | Market Sale (Planned) | 5,000 | $22.42 | $112,112.00 | (12%) 40.3K to 35.3K | 49% |
| 04-Sep-12 9:13 PM View: | Procera Networks, Inc. (PKT) | 04-Sep-12 | Exercise (in-the money or at-the-money) | 5,000 | $6.90 | $34,500.00 | 14% 35.3K to 40.3K | |
| 08-Aug-12 9:39 PM View: | Procera Networks, Inc. (PKT) | 08-Aug-12 | Market Sale (Planned) | 5,000 | $23.86 | $119,278.00 | (12%) 40.3K to 35.3K | 52% |
| 08-Aug-12 9:39 PM View: | Procera Networks, Inc. (PKT) | 08-Aug-12 | Exercise (in-the money or at-the-money) | 5,000 | $6.90 | $34,500.00 | 14% 35.3K to 40.3K | |
| 07-Aug-12 9:57 PM View: | Procera Networks, Inc. (PKT) | 07-Aug-12 | Market Sale (Planned) | 10,000 | $23.45 | $234,500.00 | (22%) 45.3K to 35.3K | 51% |
| 07-Aug-12 9:57 PM View: | Procera Networks, Inc. (PKT) | 07-Aug-12 | Exercise (in-the money or at-the-money) | 10,000 | $6.90 | $69,000.00 | 28% 35.3K to 45.3K | |
| 15-Nov-11 12:17 PM View: | Procera Networks, Inc. (PKT) | 10-Nov-11 | Grant | 15,000 | -- | -- | 74% 20.3K to 35.3K | |
| 08-Dec-10 8:50 PM View: | Procera Networks, Inc. (PKT) | 06-Dec-10 | Grant | 200,000 | -- | -- | 6667% 3.0K to 203.0K | |
| 15-Nov-10 5:33 PM View: | Procera Networks, Inc. (PKT) | 12-Nov-10 | Market Purchase | 3,000 | $0.49 | $1,470.00 | 100% 0 to 3.0K | 2248% |
| 08-Feb-07 8:06 PM View: | Netopia Inc (NTPA) | 06-Feb-07 | Disposition | 10,000 | -- | -- | (100%) 10.0K to 0 |