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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Apr-13 10:33 AM View:  | Duff & Phelps Corporation (DUF) | 23-Apr-13 | Disposition | 22,567 | -- | -- | (22%) 102.77K to 80.2K | |
| 25-Apr-13 10:33 AM View: | Duff & Phelps Corporation (DUF) | 23-Apr-13 | Disposition (other) | 80,198 | $15.55 | $1,247,080.00 | (100%) 80.2K to 0 | |
| 12-Mar-13 4:09 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-13 | Payment of Exercise | 1,991 | $15.51 | $30,880.40 | (2%) 104.76K to 102.77K | (< 1%) |
| 13-Mar-12 4:07 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-12 | Payment of Exercise | 1,942 | $14.36 | $27,887.10 | (2%) 106.7K to 104.76K | < 1% |
| 05-Mar-12 4:55 PM View: | Duff & Phelps Corporation (DUF) | 02-Mar-12 | Payment of Exercise | 1,426 | $13.77 | $19,636.00 | (1%) 108.12K to 106.7K | 0% |
| 05-Mar-12 4:55 PM View: | Duff & Phelps Corporation (DUF) | 01-Mar-12 | Grant | 34,065 | -- | -- | 46% 74.06K to 108.12K | |
| 28-Feb-12 5:13 PM View: | Duff & Phelps Corporation (DUF) | 26-Feb-12 | Payment of Exercise | 3,389 | $15.21 | $51,546.70 | (4%) 77.45K to 74.06K | < 1% |
| 28-Apr-11 4:12 PM View: | Duff & Phelps Corporation (DUF) | 26-Apr-11 | Market Sale (Planned) | 4,490 | $16.07 | $72,166.00 | (5%) 81.94K to 77.45K | (2%) |
| 05-Apr-11 4:13 PM View: | Duff & Phelps Corporation (DUF) | 04-Apr-11 | Market Sale (Planned) | 1,700 | $15.77 | $26,809.00 | (2%) 83.64K to 81.94K | (< 1%) |
| 05-Apr-11 4:13 PM View: | Duff & Phelps Corporation (DUF) | 01-Apr-11 | Market Sale (Planned) | 10,899 | $15.89 | $173,192.00 | (12%) 94.54K to 83.64K | < 1% |
| 22-Mar-11 1:13 PM View: | Duff & Phelps Corporation (DUF) | 21-Mar-11 | Payment of Exercise | 3,309 | $15.15 | $50,131.30 | (3%) 97.85K to 94.54K | (2%) |
| 14-Mar-11 2:03 PM View: | Duff & Phelps Corporation (DUF) | 11-Mar-11 | Grant | 19,672 | -- | -- | 25% 78.17K to 97.85K | |
| 14-Mar-11 2:03 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-11 | Payment of Exercise | 1,950 | $15.25 | $29,737.50 | (2%) 80.12K to 78.17K | 1% |
| 03-Mar-11 4:12 PM View: | Duff & Phelps Corporation (DUF) | 02-Mar-11 | Grant | 28,356 | -- | -- | 55% 51.77K to 80.12K | |
| 01-Mar-11 1:04 PM View: | Duff & Phelps Corporation (DUF) | 28-Feb-11 | Payment of Exercise | 3,403 | $16.44 | $55,945.30 | (6%) 55.17K to 51.77K | 4% |
| 29-Mar-10 10:22 AM View: | Duff & Phelps Corporation (DUF) | 25-Mar-10 | Market Sale (Planned) | 757 | $17.64 | $13,353.50 | (1%) 55.93K to 55.17K | 2% |
| 23-Mar-10 1:05 PM View: | Duff & Phelps Corporation (DUF) | 22-Mar-10 | Market Sale (Planned) | 760 | $17.58 | $13,360.80 | (1%) 56.69K to 55.93K | 0% |
| 23-Mar-10 1:05 PM View: | Duff & Phelps Corporation (DUF) | 19-Mar-10 | Payment of Exercise | 3,309 | $17.72 | $58,635.50 | (6%) 60.0K to 56.69K | < 1% |
| 18-Mar-10 4:27 PM View: | Duff & Phelps Corporation (DUF) | 17-Mar-10 | Market Sale (Planned) | 5,646 | $17.63 | $99,532.00 | (9%) 65.64K to 60.0K | < 1% |
| 12-Mar-10 8:50 AM View: | Duff & Phelps Corporation (DUF) | 10-Mar-10 | Grant | 16,150 | -- | -- | 33% 49.49K to 65.64K | |
| 02-Mar-10 11:09 AM View: | Duff & Phelps Corporation (DUF) | 26-Feb-10 | Payment of Exercise | 3,592 | $16.68 | $59,914.60 | (7%) 53.09K to 49.49K | (2%) |
| 23-Mar-09 12:09 PM View: | Duff & Phelps Corporation (DUF) | 19-Mar-09 | Payment of Exercise | 3,042 | $14.79 | $44,991.20 | (5%) 56.13K to 53.09K | (30%) |
| 27-Feb-09 3:11 PM View: | Duff & Phelps Corporation (DUF) | 26-Feb-09 | Grant | 28,182 | -- | -- | 101% 27.95K to 56.13K | |
| 24-Nov-08 5:13 PM View: | Duff & Phelps Corporation (DUF) | 21-Nov-08 | Market Purchase | 541 | $9.04 | $4,892.48 | 2% 27.4K to 27.95K | 120% |
| 20-Mar-08 4:12 PM View: | Duff & Phelps Corporation (DUF) | 19-Mar-08 | Grant | 27,404 | -- | -- | 100% 0 to 27.4K | |
| 26-Aug-05 11:11 AM View: | Bisys Group Inc (N/A) | 25-Aug-05 | Grant | 7,500 | -- | -- | 77% 9.72K to 17.22K | |
| 16-Aug-05 4:53 PM View: | Bisys Group Inc (N/A) | 14-Aug-05 | Payment of Exercise | 174 | $15.49 | $2,695.26 | (2%) 9.9K to 9.72K |