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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Jun-18 12:41 PM View:  | 8point3 Energy Partners LP (CAFD) | 19-Jun-18 | Disposition | 22,462 | -- | -- | (100%) 22.46K to 0 | |
| 01-Jun-18 2:27 PM View: | 8point3 Energy Partners LP (CAFD) | 31-May-18 | Grant | 1,527 | $12.28 | $18,751.60 | 7% 20.93K to 22.46K | 1% |
| 01-Mar-18 12:00 PM View: | 8point3 Energy Partners LP (CAFD) | 28-Feb-18 | Grant | 1,544 | $12.15 | $18,759.60 | 8% 19.39K to 20.93K | (< 1%) |
| 01-Dec-17 4:59 PM View: | 8point3 Energy Partners LP (CAFD) | 30-Nov-17 | Grant | 1,246 | $15.06 | $18,764.80 | 7% 18.14K to 19.39K | (21%) |
| 01-Sep-17 11:26 AM View: | 8point3 Energy Partners LP (CAFD) | 31-Aug-17 | Grant | 1,301 | $14.42 | $18,760.40 | 8% 16.84K to 18.14K | (19%) |
| 01-Jun-17 3:41 PM View: | 8point3 Energy Partners LP (CAFD) | 31-May-17 | Grant | 1,375 | $13.64 | $18,755.00 | 9% 15.47K to 16.84K | (16%) |
| 01-Mar-17 12:13 PM View: | 8point3 Energy Partners LP (CAFD) | 28-Feb-17 | Grant | 1,409 | $13.31 | $18,753.80 | 10% 14.06K to 15.47K | (15%) |
| 28-Feb-17 10:00 PM View: | Tesoro Logistics LP (ANDX) | 24-Feb-17 | Option Exercise | 2,009 | -- | -- | 12% 16.73K to 18.73K | |
| 21-Feb-17 6:21 PM View: | Tesoro Logistics LP (ANDX) | 17-Feb-17 | Grant | 1,400 | -- | -- | 9% 15.33K to 16.73K | |
| 01-Dec-16 10:32 AM View: | 8point3 Energy Partners LP (CAFD) | 30-Nov-16 | Grant | 1,468 | $12.78 | $18,761.00 | 12% 12.59K to 14.06K | |
| 01-Sep-16 2:38 PM View: | 8point3 Energy Partners LP (CAFD) | 31-Aug-16 | Grant | 1,206 | $15.56 | $18,765.40 | 11% 11.39K to 12.59K | (28%) |
| 31-May-16 7:08 PM View: | 8point3 Energy Partners LP (CAFD) | 31-May-16 | Grant | 1,216 | $15.42 | $18,750.70 | 12% 10.17K to 11.39K | (27%) |
| 01-Mar-16 8:54 PM View: | 8point3 Energy Partners LP (CAFD) | 29-Feb-16 | Grant | 1,243 | $15.09 | $18,756.90 | 14% 8.93K to 10.17K | (26%) |
| 24-Feb-16 2:57 PM View: | Tesoro Logistics LP (ANDX) | 23-Feb-16 | Option Exercise | 1,371 | -- | -- | 10% 13.96K to 15.33K | |
| 14-Dec-15 8:45 PM View: | 8point3 Energy Partners LP (CAFD) | 03-Dec-15 | Grant | 1,534 | $12.23 | $18,760.80 | 21% 7.39K to 8.93K | (8%) |
| 18-Aug-15 3:42 PM View: | 8point3 Energy Partners LP (CAFD) | 18-Aug-15 | Market Purchase | 6,500 | $15.50 | $100,750.00 | 728% 0.89K to 7.39K | (28%) |
| 17-Jul-15 12:12 PM View: | 8point3 Energy Partners LP (CAFD) | 16-Jul-15 | Grant | 893 | $21.00 | $18,753.00 | 100% 0 to 0.89K | |
| 25-Feb-15 2:28 PM View: | Tesoro Logistics LP (ANDX) | 24-Feb-15 | Option Exercise | 1,108 | -- | -- | 9% 12.85K to 13.96K | |
| 02-Oct-14 5:42 PM View: | Tesoro Logistics LP (ANDX) | 01-Oct-14 | Option Exercise | 45 | -- | -- | < 1% 12.8K to 12.85K | |
| 04-Mar-14 6:25 PM View: | Qep Resources, Inc. (QEP) | 28-Feb-14 | Market Purchase | 5,000 | $28.91 | $144,550.00 | 79% 6.3K to 11.3K | (86%) |
| 25-Feb-14 5:01 PM View: | Tesoro Logistics LP (ANDX) | 25-Feb-14 | Option Exercise | 1,173 | -- | -- | 10% 11.63K to 12.8K | |
| 18-Feb-14 7:06 PM View: | Qep Resources, Inc. (QEP) | 13-Feb-14 | Grant | 6,302 | $31.74 | $200,025.00 | 100% 0 to 6.3K | (87%) |
| 23-Jul-13 4:48 PM View: | Tesoro Logistics LP (ANDX) | 19-Jul-13 | Option Exercise | 72 | -- | -- | < 1% 11.56K to 11.63K | |
| 27-Feb-13 12:20 PM View: | Tesoro Logistics LP (ANDX) | 27-Feb-13 | Option Exercise | 1,411 | -- | -- | 14% 10.15K to 11.56K | |
| 29-May-12 11:38 AM View: | Tesoro Logistics LP (ANDX) | 24-May-12 | Option Exercise | 2,146 | -- | -- | 27% 8.0K to 10.15K | |
| 01-Jun-11 4:20 PM View: | Tesoro Logistics LP (ANDX) | 01-Jun-11 | Grant | 4,000 | $24.97 | $99,876.80 | 100% 4.0K to 8.0K | (< 1%) |
| 01-Jun-11 4:20 PM View: | Tesoro Logistics LP (ANDX) | 31-May-11 | Grant | 4,000 | $24.88 | $99,508.00 | 100% 0 to 4.0K | (< 1%) |
| 09-Mar-11 2:13 PM View: | DCP Midstream Partners LP (DCP) | 09-Mar-11 | Market Purchase | 2,500 | $40.04 | $100,106.00 | 21% 12.0K to 14.5K | (73%) |
| 12-Mar-10 2:21 PM View: | DCP Midstream Partners LP (DCP) | 12-Mar-10 | Market Purchase | 4,000 | $33.42 | $133,700.00 | 50% 8.0K to 12.0K | (66%) |
| 11-Dec-08 7:09 PM View: | DCP Midstream Partners LP (DCP) | 10-Dec-08 | Market Purchase | 4,000 | $10.73 | $42,936.00 | 100% 4.0K to 8.0K | 19% |
| 15-Aug-08 9:24 PM View: | DCP Midstream Partners LP (DCP) | 14-Aug-08 | Market Purchase | 4,000 | $24.93 | $99,720.00 | 100% 0 to 4.0K | (54%) |
| 08-Nov-07 3:44 PM View: | Duke Energy Corp. (DUK) | 07-Nov-07 | Option Exercise | 10,600 | $15.74 | $166,844.00 | 19% 55.77K to 66.37K | |
| 08-Nov-07 3:44 PM View: | Duke Energy Corp. (DUK) | 07-Nov-07 | Market Option Sale | 10,600 | $19.28 | $204,368.00 | (16%) 66.37K to 55.77K | (359%) |
| 23-Jul-07 7:03 PM View: | Duke Energy Corp. (DUK) | 23-May-07 | Gift | 123 | -- | -- | (< 1%) 55.4K to 55.28K | |
| 23-Jul-07 7:03 PM View: | Duke Energy Corp. (DUK) | 22-May-07 | Gift | 990 | -- | -- | (2%) 56.39K to 55.4K | |
| 23-Jul-07 7:03 PM View: | Duke Energy Corp. (DUK) | 17-May-07 | Gift | 147 | -- | -- | (< 1%) 56.54K to 56.39K | |
| 05-Apr-07 4:20 PM View: | Duke Energy Corp. (DUK) | 04-Apr-07 | Payment of Exercise | 1,618 | $20.77 | $33,605.90 | (3%) 58.15K to 56.54K | (335%) |
| 05-Apr-07 4:20 PM View: | Duke Energy Corp. (DUK) | 04-Apr-07 | Option Exercise | 3,808 | -- | -- | 7% 54.35K to 58.15K | |
| 01-Mar-07 10:00 PM View: | Duke Energy Corp. (DUK) | 28-Feb-07 | Payment of Exercise | 1,066 | -- | -- | (2%) 55.41K to 54.35K | |
| 01-Mar-07 10:00 PM View: | Duke Energy Corp. (DUK) | 28-Feb-07 | Option Exercise | 3,284 | -- | -- | 6% 52.13K to 55.41K | |
| 26-Feb-07 8:10 PM View: | Duke Energy Corp. (DUK) | 22-Feb-07 | Payment of Exercise | 9,018 | $19.95 | $179,909.00 | (15%) 60.84K to 51.82K | (353%) |
| 26-Feb-07 8:10 PM View: | Duke Energy Corp. (DUK) | 22-Feb-07 | Option Exercise | 27,786 | -- | -- | 84% 33.05K to 60.84K | |
| 04-Dec-06 5:08 PM View: | Duke Energy Corp. (DUK) | 30-Nov-06 | Option Exercise | 31,000 | $13.77 | $426,870.00 | 94% 33.08K to 64.08K | |
| 04-Dec-06 5:08 PM View: | Duke Energy Corp. (DUK) | 30-Nov-06 | Market Option Sale | 31,000 | $31.51 | $976,686.00 | (48%) 64.08K to 33.08K | (398%) |
| 22-Aug-06 5:00 PM View: | Duke Energy Corp. (DUK) | 18-Aug-06 | Payment of Exercise | 3,796 | $29.74 | $112,893.00 | (10%) 36.97K to 33.18K | (433%) |
| 22-Aug-06 5:00 PM View: | Duke Energy Corp. (DUK) | 18-Aug-06 | Option Exercise | 9,333 | -- | -- | 34% 27.64K to 36.97K | |
| 05-Apr-06 5:24 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 13,814 | -- | -- | (51%) 27.34K to 13.52K | |
| 05-Apr-06 5:24 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 13,521 | -- | -- | (100%) 13.52K to 0 | |
| 02-Mar-06 7:07 PM View: | Duke Power Co LLC (DUK) | 28-Feb-06 | Payment of Exercise | 1,066 | -- | -- | (4%) 27.97K to 26.91K | |
| 02-Mar-06 7:07 PM View: | Duke Power Co LLC (DUK) | 28-Feb-06 | Option Exercise | 3,284 | -- | -- | 13% 24.69K to 27.97K |