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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Dec-23 4:59 PM View:  | Western Asset Mortgage Capi... (WMC) | 06-Dec-23 | Disposition | 27,299 | -- | -- | (100%) 27.3K to 0 | |
| 27-Jun-23 7:27 PM View: | Western Asset Mortgage Capi... (WMC) | 23-Jun-23 | Grant | 7,796 | -- | -- | 48% 16.1K to 23.9K | |
| 30-Nov-22 2:17 PM View: | Peakstone Realty Trust (PKST) | 30-Nov-22 | Grant | 10,094 | -- | -- | 28% 36.38K to 46.48K | |
| 08-Jul-22 6:41 PM View: | Western Asset Mortgage Capi... (WMC) | 24-Jun-22 | Grant | 54,264 | -- | -- | 76% 71.54K to 125.81K | |
| 29-Jun-21 6:03 PM View: | Western Asset Mortgage Capi... (WMC) | 25-Jun-21 | Grant | 20,290 | -- | -- | 40% 51.25K to 71.54K | |
| 16-Jun-21 9:09 PM View: | Peakstone Realty Trust (PKST) | 15-Jun-21 | Grant | 8,269 | -- | -- | 29% 28.11K to 36.38K | |
| 23-Jun-20 5:59 PM View: | Western Asset Mortgage Capi... (WMC) | 19-Jun-20 | Grant | 25,455 | -- | -- | 99% 25.8K to 51.25K | |
| 16-Jun-20 12:49 PM View: | Peakstone Realty Trust (PKST) | 15-Jun-20 | Grant | 8,055 | -- | -- | 40% 20.06K to 28.11K | |
| 10-Jun-19 7:49 PM View: | Western Asset Mortgage Capi... (WMC) | 06-Jun-19 | Grant | 7,195 | -- | -- | 39% 18.6K to 25.8K | |
| 01-May-19 5:01 PM View: | Griffin Capital Essential A... (N/A) | 30-Apr-19 | Disposition | 19,000 | -- | -- | (100%) 19.0K to 0 | |
| 01-May-19 5:30 PM View: | Peakstone Realty Trust (PKST) | 30-Apr-19 | Grant | 19,913 | -- | -- | (6032910%) 0 to 19.91K | |
| 14-Mar-19 5:19 PM View: | Griffin Capital Essential A... (N/A) | 14-Mar-19 | Grant | 7,000 | -- | -- | 58% 12.0K to 19.0K | |
| 08-Jun-18 12:51 PM View: | Western Asset Mortgage Capi... (WMC) | 07-Jun-18 | Grant | 6,746 | -- | -- | 56% 12.13K to 18.87K | |
| 08-Jun-18 1:38 PM View: | Western Asset Mortgage Capi... (WMC) | 07-Jun-18 | Grant | 6,746 | -- | -- | 30% 22.73K to 29.48K | |
| 15-Jun-17 5:25 PM View: | Griffin Capital Essential A... (N/A) | 14-Jun-17 | Grant | 7,000 | -- | -- | 140% 5.0K to 12.0K | |
| 02-Jun-17 4:08 PM View: | Western Asset Mortgage Capi... (WMC) | 01-Jun-17 | Grant | 3,884 | -- | -- | 47% 8.24K to 12.13K | |
| 02-Feb-17 8:05 PM View: | Griffin Capital Essential A... (N/A) | 31-Jan-17 | Grant | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 06-Jun-16 4:57 PM View: | Western Asset Mortgage Capi... (WMC) | 02-Jun-16 | Grant | 4,283 | -- | -- | 108% 3.96K to 8.24K | |
| 08-Apr-16 4:08 PM View: | Western Asset Mortgage Capi... (WMC) | 04-Jun-15 | Grant | 2,625 | -- | -- | 197% 1.33K to 3.96K | |
| 03-Jul-08 4:52 PM View: | Countrywide Financial Corp. (CFC) | 01-Jul-08 | Disposition | 27,638 | -- | -- | (89%) 31.23K to 3.59K | |
| 03-Jul-08 4:52 PM View: | Countrywide Financial Corp. (CFC) | 01-Jul-08 | Disposition | 3,587 | -- | -- | (100%) 3.59K to 0 | |
| 08-May-07 6:44 PM View: | Countrywide Financial Corp. (CFC) | 08-May-07 | Option Exercise | 14,002 | $14.69 | $205,743.00 | 47% 30.07K to 44.07K | |
| 08-May-07 6:44 PM View: | Countrywide Financial Corp. (CFC) | 08-May-07 | Option Sale | 14,002 | $40.77 | $570,808.00 | (32%) 44.07K to 30.07K | 88% |
| 04-Apr-07 12:58 PM View: | Countrywide Financial Corp. (CFC) | 02-Apr-07 | Grant | 22,918 | -- | -- | 320% 7.15K to 30.07K | |
| 29-Nov-06 7:18 PM View: | Countrywide Financial Corp. (CFC) | 29-Nov-06 | Option Exercise | 32,000 | $17.10 | $547,353.00 | 348% 9.19K to 41.19K | |
| 29-Nov-06 7:18 PM View: | Countrywide Financial Corp. (CFC) | 29-Nov-06 | Option Sale | 32,000 | $40.16 | $1,285,230.00 | (78%) 41.19K to 9.19K | 88% |
| 29-Nov-06 7:18 PM View: | Countrywide Financial Corp. (CFC) | 29-Nov-06 | Sale | 2,866 | $40.16 | $115,109.00 | (31%) 9.19K to 6.32K | 88% |
| 31-Oct-06 1:26 PM View: | Countrywide Financial Corp. (CFC) | 30-Oct-06 | Option Exercise | 15,008 | $10.28 | $154,293.00 | 163% 9.19K to 24.19K | |
| 31-Oct-06 1:26 PM View: | Countrywide Financial Corp. (CFC) | 30-Oct-06 | Option Sale | 15,008 | $38.10 | $571,825.00 | (62%) 24.19K to 9.19K | 87% |
| 02-May-06 4:09 PM View: | Countrywide Financial Corp. (CFC) | 02-May-06 | Sale | 4,144 | $40.24 | $166,756.00 | (31%) 13.33K to 9.19K | 88% |
| 17-Apr-06 7:22 PM View: | Countrywide Financial Corp. (CFC) | 20-Mar-06 | Payment of Exercise | 2,182 | $36.18 | $78,944.80 | (8%) 26.06K to 23.88K | 86% |
| 18-Nov-05 11:06 AM View: | Countrywide Financial Corp. (CFC) | 17-Nov-05 | Option Exercise | 22,048 | $9.83 | $216,783.00 | 122% 18.0K to 40.05K | |
| 18-Nov-05 11:06 AM View: | Countrywide Financial Corp. (CFC) | 17-Nov-05 | Option Sale | 22,048 | $34.43 | $759,113.00 | (55%) 40.05K to 18.0K | 85% |
| 17-Apr-06 7:22 PM View: | Countrywide Financial Corp. (CFC) | 31-Oct-05 | Payment of Exercise | 1,311 | $31.42 | $41,191.60 | (5%) 27.37K to 26.06K | 84% |
| 17-Jun-05 6:44 PM View: | Countrywide Financial Corp. (CFC) | 17-Jun-05 | Sale | 4,143 | $38.67 | $160,210.00 | (19%) 22.14K to 18.0K | 87% |
| 09-May-05 5:24 PM View: | Countrywide Financial Corp. (CFC) | 06-May-05 | Option Exercise | 21,946 | $13.31 | $292,184.00 | 99% 22.14K to 44.09K | |
| 09-May-05 5:24 PM View: | Countrywide Financial Corp. (CFC) | 06-May-05 | Option Sale | 21,946 | $35.90 | $787,861.00 | (50%) 44.09K to 22.14K | 86% |
| 17-Apr-06 7:22 PM View: | Countrywide Financial Corp. (CFC) | 19-Mar-05 | Payment of Exercise | 2,181 | $32.57 | $71,035.20 | (7%) 29.55K to 27.37K | 84% |