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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Mar-24 1:49 PM View:  | Heritage Commerce Corp. (HTBK) | 08-Mar-24 | Grant | 5,889 | -- | -- | 45% 13.18K to 19.07K | |
| 04-May-23 10:00 PM View: | Heritage Commerce Corp. (HTBK) | 02-May-23 | Grant | 6,747 | -- | -- | 105% 6.44K to 13.18K | |
| 28-Feb-23 7:32 PM View: | Heritage Commerce Corp. (HTBK) | 22-Feb-23 | Market Purchase | 2,000 | $12.25 | $24,507.00 | 45% 4.44K to 6.44K | < 1% |
| 31-May-22 2:20 PM View: | Heritage Commerce Corp. (HTBK) | 26-May-22 | Grant | 4,436 | -- | -- | 100% 0 to 4.44K | |
| 06-May-19 1:55 PM View: | SVB Financial Group (SIVBQ) | 02-May-19 | Payment of Exercise | 251 | $255.42 | $64,110.40 | (14%) 1.84K to 1.59K | (47%) |
| 06-May-19 1:55 PM View: | SVB Financial Group (SIVBQ) | 02-May-19 | Option Exercise | 725 | -- | -- | 65% 1.11K to 1.84K | |
| 03-May-19 3:09 PM View: | SVB Financial Group (SIVBQ) | 01-May-19 | Payment of Exercise | 191 | $250.43 | $47,832.10 | (15%) 1.3K to 1.11K | (50%) |
| 03-May-19 3:09 PM View: | SVB Financial Group (SIVBQ) | 01-May-19 | Option Exercise | 551 | -- | -- | 73% 0.75K to 1.3K | |
| 06-Feb-19 10:00 PM View: | SVB Financial Group (SIVBQ) | 29-Jun-18 | Grant | 105 | $201.77 | $21,186.20 | 16% 0.64K to 0.74K | |
| 14-May-18 6:52 PM View: | SVB Financial Group (SIVBQ) | 10-May-18 | Option Exercise | 1,000 | $122.29 | $122,294.00 | 88% 1.14K to 2.14K | |
| 14-May-18 6:52 PM View: | SVB Financial Group (SIVBQ) | 10-May-18 | Market Option Sale | 1,000 | $320.38 | $320,384.00 | (47%) 2.14K to 1.14K | (17%) |
| 14-May-18 6:52 PM View: | SVB Financial Group (SIVBQ) | 10-May-18 | Market Sale | 500 | $320.38 | $160,192.00 | (44%) 1.14K to 0.64K | (17%) |
| 04-May-18 5:33 PM View: | SVB Financial Group (SIVBQ) | 02-May-18 | Payment of Exercise | 252 | $306.01 | $77,114.50 | (18%) 1.39K to 1.14K | (23%) |
| 04-May-18 5:33 PM View: | SVB Financial Group (SIVBQ) | 02-May-18 | Option Exercise | 726 | -- | -- | 110% 0.66K to 1.39K | |
| 03-May-18 8:58 PM View: | SVB Financial Group (SIVBQ) | 01-May-18 | Payment of Exercise | 118 | $305.46 | $36,044.30 | (15%) 0.78K to 0.66K | (23%) |
| 03-May-18 8:58 PM View: | SVB Financial Group (SIVBQ) | 01-May-18 | Option Exercise | 329 | -- | -- | 73% 0.45K to 0.78K | |
| 02-May-18 8:00 PM View: | SVB Financial Group (SIVBQ) | 29-Apr-18 | Payment of Exercise | 70 | $299.61 | $20,972.70 | (13%) 0.52K to 0.45K | (25%) |
| 02-May-18 8:00 PM View: | SVB Financial Group (SIVBQ) | 29-Apr-18 | Option Exercise | 201 | -- | -- | 63% 0.32K to 0.52K | |
| 02-Nov-17 7:37 PM View: | SVB Financial Group (SIVBQ) | 31-Oct-17 | Option Exercise | 2,000 | $105.14 | $210,285.00 | 166% 1.2K to 3.2K | |
| 02-Nov-17 7:37 PM View: | SVB Financial Group (SIVBQ) | 31-Oct-17 | Market Option Sale | 2,000 | $220.20 | $440,392.00 | (62%) 3.2K to 1.2K | (71%) |
| 02-Nov-17 7:37 PM View: | SVB Financial Group (SIVBQ) | 31-Oct-17 | Market Sale | 890 | $220.20 | $195,974.00 | (74%) 1.2K to 0.31K | (71%) |
| 02-Nov-17 7:37 PM View: | SVB Financial Group (SIVBQ) | 30-Jun-17 | Grant | 145 | $146.30 | $21,213.80 | 14% 1.06K to 1.2K | |
| 04-May-17 8:57 PM View: | SVB Financial Group (SIVBQ) | 02-May-17 | Payment of Exercise | 167 | $178.39 | $29,791.10 | (14%) 1.23K to 1.06K | (111%) |
| 04-May-17 8:57 PM View: | SVB Financial Group (SIVBQ) | 02-May-17 | Option Exercise | 442 | -- | -- | 56% 0.78K to 1.23K | |
| 03-May-17 2:57 PM View: | SVB Financial Group (SIVBQ) | 01-May-17 | Payment of Exercise | 125 | $180.28 | $22,535.00 | (14%) 0.91K to 0.78K | (109%) |
| 03-May-17 2:57 PM View: | SVB Financial Group (SIVBQ) | 01-May-17 | Option Exercise | 330 | -- | -- | 57% 0.58K to 0.91K | |
| 03-May-17 2:57 PM View: | SVB Financial Group (SIVBQ) | 30-Apr-17 | Payment of Exercise | 85 | $180.28 | $15,323.80 | (13%) 0.66K to 0.58K | (109%) |
| 03-May-17 2:57 PM View: | SVB Financial Group (SIVBQ) | 30-Apr-17 | Option Exercise | 225 | -- | -- | 51% 0.44K to 0.66K | |
| 03-May-17 2:57 PM View: | SVB Financial Group (SIVBQ) | 29-Apr-17 | Payment of Exercise | 76 | $180.28 | $13,701.30 | (15%) 0.51K to 0.44K | (109%) |
| 03-May-17 2:57 PM View: | SVB Financial Group (SIVBQ) | 29-Apr-17 | Option Exercise | 201 | -- | -- | 64% 0.31K to 0.51K | |
| 15-Nov-16 5:38 PM View: | SVB Financial Group (SIVBQ) | 15-Nov-16 | Option Exercise | 300 | $107.98 | $32,394.00 | 99% 0.3K to 0.6K | |
| 15-Nov-16 5:38 PM View: | SVB Financial Group (SIVBQ) | 15-Nov-16 | Market Sale | 300 | $148.62 | $44,586.00 | (50%) 0.6K to 0.3K | (153%) |
| 15-Nov-16 5:38 PM View: | SVB Financial Group (SIVBQ) | 10-Nov-16 | Option Exercise | 1,802 | $73.42 | $132,297.00 | 121% 1.49K to 3.29K | |
| 15-Nov-16 5:38 PM View: | SVB Financial Group (SIVBQ) | 10-Nov-16 | Market Option Sale | 2,102 | $138.53 | $291,189.00 | (64%) 3.29K to 1.19K | (171%) |
| 15-Nov-16 5:38 PM View: | SVB Financial Group (SIVBQ) | 10-Nov-16 | Market Sale | 887 | $138.53 | $122,876.00 | (74%) 1.19K to 0.3K | (171%) |
| 15-Nov-16 5:38 PM View: | SVB Financial Group (SIVBQ) | 30-Jun-16 | Grant | 214 | $95.16 | $20,364.20 | 17% 1.28K to 1.49K | 295% |
| 04-May-16 8:53 PM View: | SVB Financial Group (SIVBQ) | 02-May-16 | Payment of Exercise | 316 | $105.18 | $33,236.90 | (20%) 1.59K to 1.28K | (257%) |
| 04-May-16 8:53 PM View: | SVB Financial Group (SIVBQ) | 01-May-16 | Option Exercise | 610 | -- | -- | 62% 0.98K to 1.59K | |
| 04-May-16 8:53 PM View: | SVB Financial Group (SIVBQ) | 30-Apr-16 | Option Exercise | 225 | -- | -- | 30% 0.76K to 0.98K | |
| 03-May-16 7:53 PM View: | SVB Financial Group (SIVBQ) | 29-Apr-16 | Payment of Exercise | 76 | $104.28 | $7,925.28 | (9%) 0.83K to 0.76K | (261%) |
| 03-May-16 7:53 PM View: | SVB Financial Group (SIVBQ) | 29-Apr-16 | Option Exercise | 202 | -- | -- | 32% 0.63K to 0.83K | |
| 14-May-15 7:58 PM View: | SVB Financial Group (SIVBQ) | 12-May-15 | Option Exercise | 2,950 | $70.92 | $209,200.00 | 339% 0.87K to 3.82K | |
| 14-May-15 7:58 PM View: | SVB Financial Group (SIVBQ) | 12-May-15 | Market Option Sale | 2,950 | $135.04 | $398,360.00 | (77%) 3.82K to 0.87K | (178%) |
| 14-May-15 7:58 PM View: | SVB Financial Group (SIVBQ) | 12-May-15 | Market Sale | 500 | $135.04 | $67,518.70 | (57%) 0.87K to 0.37K | (178%) |
| 05-May-15 8:23 PM View: | SVB Financial Group (SIVBQ) | 01-May-15 | Payment of Exercise | 106 | $129.81 | $13,759.90 | (11%) 0.98K to 0.87K | (190%) |
| 05-May-15 8:23 PM View: | SVB Financial Group (SIVBQ) | 01-May-15 | Option Exercise | 280 | -- | -- | 40% 0.7K to 0.98K | |
| 04-May-15 8:27 PM View: | SVB Financial Group (SIVBQ) | 30-Apr-15 | Payment of Exercise | 85 | $132.76 | $11,284.60 | (11%) 0.78K to 0.7K | (183%) |
| 04-May-15 8:27 PM View: | SVB Financial Group (SIVBQ) | 30-Apr-15 | Option Exercise | 225 | -- | -- | 40% 0.56K to 0.78K | |
| 01-May-15 6:45 PM View: | SVB Financial Group (SIVBQ) | 29-Apr-15 | Payment of Exercise | 76 | $133.12 | $10,117.10 | (12%) 0.63K to 0.56K | (182%) |
| 01-May-15 6:45 PM View: | SVB Financial Group (SIVBQ) | 29-Apr-15 | Option Exercise | 202 | -- | -- | 47% 0.43K to 0.63K |