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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Jan-14 4:52 PM View:  | ZELTIQ Aesthetics, Inc. (ZLTQ) | 21-Jan-14 | Market Sale | 15,220 | $22.35 | $340,100.00 | (< 1%) 1.9M to 1.88M | (85%) |
| 22-Jan-14 4:52 PM View: | ZELTIQ Aesthetics, Inc. (ZLTQ) | 21-Jan-14 | Market Sale | 8,560 | $22.35 | $191,278.00 | (< 1%) 1.88M to 1.88M | (85%) |
| 22-Jan-14 4:52 PM View: | ZELTIQ Aesthetics, Inc. (ZLTQ) | 17-Jan-14 | Acquisition (other) | 19,893 | -- | -- | < 1% 3.88M to 3.9M | |
| 22-Jan-14 4:52 PM View: | ZELTIQ Aesthetics, Inc. (ZLTQ) | 17-Jan-14 | Disposition (other) | 1,988,810 | -- | -- | (51%) 3.9M to 1.91M | |
| 22-Jan-14 4:52 PM View: | ZELTIQ Aesthetics, Inc. (ZLTQ) | 17-Jan-14 | Market Sale | 4,673 | $23.50 | $109,824.00 | (< 1%) 1.91M to 1.9M | (75%) |
| 22-Jan-14 4:52 PM View: | ZELTIQ Aesthetics, Inc. (ZLTQ) | 17-Jan-14 | Market Sale | 2,627 | $23.50 | $61,739.50 | (< 1%) 1.9M to 1.9M | (75%) |
| 18-Nov-13 4:28 PM View: | ZELTIQ Aesthetics, Inc. (ZLTQ) | 14-Nov-13 | Sale Duplicate | 4,025,000 | $12.22 | $49,185,500.00 | (51%) 7.9M to 3.88M | |
| 13-Nov-13 4:47 PM View: | Channeladvisor Corp (ECOM) | 12-Nov-13 | Disposition Duplicate | 98,580 | $36.08 | $3,556,770.00 | (< 1%) 15.37M to 15.27M | 54% |
| 13-Nov-13 4:47 PM View: | Channeladvisor Corp (ECOM) | 12-Nov-13 | Market Sale Duplicate | 815,824 | $32.37 | $26,408,200.00 | (5%) 15.27M to 14.45M | 49% |
| 13-Nov-13 4:47 PM View: | Channeladvisor Corp (ECOM) | 12-Nov-13 | Exercise (in-the money or at-the-money) Duplicate | 257,899 | $13.79 | $3,556,700.00 | 2% 15.11M to 15.37M | |
| 29-May-13 5:09 PM View: | Channeladvisor Corp (ECOM) | 29-May-13 | Conversion | 2,495,900 | -- | -- | 100% 0 to 2.5M | |
| 23-Sep-11 6:15 PM View: | TranS1, Inc. (BAXS) | 21-Sep-11 | Market Purchase Duplicate | 1,000,000 | $3.25 | $3,250,000.00 | 48% 2.09M to 3.09M | (99%) |
| 07-May-08 7:36 PM View: | TranS1, Inc. (BAXS) | 06-May-08 | Market Sale | 400,000 | $14.45 | $5,780,000.00 | (16%) 2.49M to 2.09M | 100% |
| 07-May-08 7:36 PM View: | TranS1, Inc. (BAXS) | 05-May-08 | Market Sale | 103,000 | $15.01 | $1,546,030.00 | (4%) 2.59M to 2.49M | 100% |
| 23-Oct-07 9:35 PM View: | TranS1, Inc. (BAXS) | 22-Oct-07 | Conversion | 2,586,000 | -- | -- | 100% 0 to 2.59M |