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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Jun-16 3:45 PM View:  | Alexza Pharmaceuticals Inc. (ALXA) | 21-Jun-16 | Disposition (change in control) | 3,492 | -- | -- | (100%) 3.49K to 0 | |
| 28-Jan-10 6:18 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 26-Jan-10 | Grant | 18,908 | -- | -- | 1% 1.37M to 1.39M | |
| 26-Jan-09 8:28 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 22-Jan-09 | Grant | 16,014 | -- | -- | 1% 1.35M to 1.37M | |
| 14-Mar-06 8:43 PM View: | Alexza Pharmaceuticals Inc. (ALXA) | 13-Mar-06 | Conversion | 1,353,950 | -- | -- | 100% 0 to 1.35M |