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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Jan-18 5:45 PM View:  | Phillips 66 (PSX) | 16-Jan-18 | Grant | 1,923 | $104.03 | $200,050.00 | 2% 93.28K to 95.21K | (10%) |
| 18-Jan-17 11:39 AM View: | Phillips 66 (PSX) | 17-Jan-17 | Grant | 2,392 | $83.61 | $200,001.00 | 3% 90.23K to 92.62K | 13% |
| 14-Jun-16 11:01 AM View: | Phillips 66 (PSX) | 13-Jun-16 | Market Purchase | 12,680 | $78.87 | $1,000,010.00 | 16% 77.14K to 89.82K | 21% |
| 19-Jan-16 3:17 PM View: | Phillips 66 (PSX) | 15-Jan-16 | Grant | 2,578 | $77.61 | $200,066.00 | 3% 74.45K to 77.03K | 25% |
| 28-May-15 12:06 PM View: | Phillips 66 (PSX) | 26-May-15 | Market Purchase | 6,325 | $79.28 | $501,431.00 | 9% 67.83K to 74.16K | 24% |
| 27-May-15 2:42 PM View: | Limited Brands Inc. (BBWI) | 22-May-15 | Grant | 5,700 | $87.69 | $499,856.00 | 125% 4.56K to 10.26K | (12%) |
| 26-May-15 12:17 PM View: | Phillips 66 (PSX) | 22-May-15 | Market Purchase | 12,300 | $81.04 | $996,786.00 | 22% 55.53K to 67.83K | 21% |
| 20-Jan-15 1:27 PM View: | Phillips 66 (PSX) | 15-Jan-15 | Grant | 2,853 | $59.59 | $170,010.00 | 5% 52.59K to 55.44K | 67% |
| 05-Jan-15 12:43 PM View: | Phillips 66 (PSX) | 31-Dec-14 | Grant | 162 | $72.35 | $11,719.90 | < 1% 52.42K to 52.59K | 38% |
| 11-Dec-14 11:07 AM View: | Phillips 66 (PSX) | 10-Dec-14 | Market Purchase | 7,420 | $67.31 | $499,450.00 | 16% 45.0K to 52.42K | 48% |
| 02-Dec-14 4:17 PM View: | Phillips 66 (PSX) | 28-Nov-14 | Grant | 155 | $75.68 | $11,730.40 | < 1% 44.77K to 44.93K | 32% |
| 04-Nov-14 12:02 PM View: | Phillips 66 (PSX) | 31-Oct-14 | Grant | 151 | $77.71 | $11,733.50 | < 1% 44.62K to 44.77K | 29% |
| 02-Oct-14 5:10 PM View: | Phillips 66 (PSX) | 30-Sep-14 | Grant | 144 | $81.28 | $11,704.30 | < 1% 44.48K to 44.62K | 23% |
| 03-Sep-14 3:33 PM View: | Phillips 66 (PSX) | 29-Aug-14 | Grant | 135 | $86.80 | $11,717.60 | < 1% 44.28K to 44.42K | 16% |
| 04-Aug-14 11:31 AM View: | Phillips 66 (PSX) | 31-Jul-14 | Grant | 144 | $81.54 | $11,741.00 | < 1% 44.14K to 44.28K | 24% |
| 02-Jul-14 9:27 AM View: | Phillips 66 (PSX) | 30-Jun-14 | Grant | 145 | $80.62 | $11,689.90 | < 1% 40.89K to 41.03K | 25% |
| 02-Jul-14 9:27 AM View: | Phillips 66 (PSX) | 30-Jun-14 | Market Purchase | 3,105 | $80.60 | $250,254.00 | 8% 41.03K to 44.14K | 25% |
| 24-Jun-14 9:35 AM View: | Phillips 66 (PSX) | 20-Jun-14 | Market Purchase | 3,485 | $86.04 | $299,841.00 | 9% 37.4K to 40.89K | 17% |
| 03-Jun-14 10:38 AM View: | Phillips 66 (PSX) | 30-May-14 | Grant | 138 | $84.64 | $11,681.00 | < 1% 37.21K to 37.35K | 19% |
| 08-May-14 5:32 PM View: | Phillips 66 (PSX) | 06-May-14 | Market Purchase | 5,907 | $84.57 | $499,554.00 | 19% 31.3K to 37.21K | 20% |
| 02-May-14 3:31 PM View: | Phillips 66 (PSX) | 30-Apr-14 | Grant | 140 | $83.81 | $11,732.70 | < 1% 31.16K to 31.3K | 21% |
| 02-Apr-14 4:55 PM View: | Phillips 66 (PSX) | 31-Mar-14 | Grant | 152 | $77.21 | $11,736.70 | < 1% 30.96K to 31.11K | 32% |
| 04-Mar-14 4:21 PM View: | Phillips 66 (PSX) | 28-Feb-14 | Grant | 153 | $76.64 | $11,725.40 | < 1% 30.81K to 30.96K | 33% |
| 04-Feb-14 12:31 PM View: | Phillips 66 (PSX) | 31-Jan-14 | Grant | 159 | $73.67 | $11,712.70 | (4%) (-4.31K) to (-4.15K) | 39% |
| 04-Feb-14 12:31 PM View: | Phillips 66 (PSX) | 31-Jan-14 | Market Purchase | 13,600 | $73.55 | $1,000,280.00 | (327%) (-4.15K) to 9.45K | 39% |
| 17-Jan-14 5:54 PM View: | Phillips 66 (PSX) | 15-Jan-14 | Grant | 2,248 | $75.64 | $170,033.00 | 15% 14.8K to 17.05K | 35% |
| 06-Nov-13 5:19 PM View: | Phillips 66 (PSX) | 05-Nov-13 | Market Purchase | 7,760 | $64.42 | $499,905.00 | 111% 7.0K to 14.76K | 59% |
| 02-Apr-13 7:22 PM View: | Limited Brands Inc. (BBWI) | 29-Mar-13 | Grant | 2,240 | -- | -- | 96% 2.32K to 4.56K | |
| 17-Jan-13 6:58 PM View: | Phillips 66 (PSX) | 15-Jan-13 | Grant | 3,285 | $51.76 | $170,048.00 | 91% 3.61K to 6.9K | 101% |
| 17-May-12 1:35 PM View: | Phillips 66 (PSX) | 15-May-12 | Grant | 3,577 | $31.69 | $113,355.00 | 100% 0 to 3.58K | 225% |
| 20-Sep-11 5:00 PM View: | Limited Brands Inc. (BBWI) | 19-Sep-11 | Market Sale | 56,390 | $40.09 | $2,260,680.00 | (96%) 58.71K to 2.32K | (125%) |
| 12-May-11 4:58 PM View: | Pacific Capital Bancorp (PCBC) | 12-May-11 | Market Purchase | 15,363 | $30.85 | $473,933.00 | 43% 35.71K to 51.08K | (< 1%) |
| 12-May-11 4:58 PM View: | Pacific Capital Bancorp (PCBC) | 11-May-11 | Grant | 1,459 | $30.84 | $44,995.60 | 4% 34.17K to 35.63K | 0% |
| 12-May-11 4:58 PM View: | Pacific Capital Bancorp (PCBC) | 11-May-11 | Market Purchase | 85 | $30.75 | $2,613.75 | < 1% 35.63K to 35.71K | < 1% |
| 12-May-11 4:58 PM View: | Pacific Capital Bancorp (PCBC) | 10-May-11 | Market Purchase | 812 | $30.74 | $24,959.30 | 2% 33.36K to 34.17K | < 1% |
| 06-Dec-10 12:48 PM View: | Pacific Capital Bancorp (PCBC) | 03-Dec-10 | Market Purchase | 3,000,000 | $0.33 | $992,700.00 | 894% 335.65K to 3.34M | (8%) |
| 01-Dec-10 3:08 PM View: | Pacific Capital Bancorp (PCBC) | 29-Nov-10 | Exercise (in-the money or at-the-money) | 315,104 | $0.20 | $63,020.80 | 1534% 20.55K to 335.65K | |
| 27-Nov-07 8:20 PM View: | Limited Brands Inc. (BBWI) | 23-Nov-07 | Market Purchase | 50,000 | $18.49 | $924,617.00 | 574% 8.71K to 58.71K | 558% |
| 06-Feb-06 4:33 PM View: | Limited Brands Inc. (BBWI) | 03-Feb-06 | Grant | 634 | $23.70 | $15,025.80 | 8% 8.08K to 8.71K | 434% |
| 09-Nov-05 4:43 PM View: | Limited Brands Inc. (BBWI) | 07-Nov-05 | Grant | 634 | $23.70 | $15,025.80 | 9% 7.45K to 8.08K | |
| 04-Aug-05 6:24 PM View: | Limited Brands Inc. (BBWI) | 03-Aug-05 | Grant | 634 | $23.70 | $15,025.80 | 9% 6.81K to 7.45K | 442% |
| 06-May-05 1:06 PM View: | Limited Brands Inc. (BBWI) | 04-May-05 | Grant | 422 | $23.70 | $10,001.40 | 7% 6.39K to 6.81K | 446% |