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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Apr-18 5:35 PM View:  | DST Systems Inc. (DST) | 16-Apr-18 | Disposition | 3,340 | $84.00 | $280,560.00 | (47%) 7.05K to 3.71K | < 1% |
| 18-Apr-18 5:35 PM View: | DST Systems Inc. (DST) | 16-Apr-18 | Disposition | 3,714 | $84.00 | $312,018.00 | (100%) 3.71K to 0 | < 1% |
| 12-Dec-17 9:35 AM View: | DST Systems Inc. (DST) | 08-Dec-17 | Grant | 11 | -- | -- | < 1% 3.7K to 3.71K | |
| 11-Sep-17 1:07 PM View: | DST Systems Inc. (DST) | 08-Sep-17 | Grant | 13 | -- | -- | < 1% 7.03K to 7.04K | |
| 12-Jun-17 3:49 PM View: | DST Systems Inc. (DST) | 09-Jun-17 | Grant | 11 | -- | -- | < 1% 7.02K to 7.03K | |
| 12-Jun-17 3:49 PM View: | DST Systems Inc. (DST) | 08-Jun-17 | Grant | 1,670 | -- | -- | 48% 3.51K to 5.18K | |
| 12-Jun-17 3:49 PM View: | DST Systems Inc. (DST) | 08-Jun-17 | Grant | 1,840 | -- | -- | 36% 5.18K to 7.02K | |
| 11-May-17 4:28 PM View: | DST Systems Inc. (DST) | 09-May-17 | Grant Duplicate | 1,840 | $125.00 | $230,009.00 | 110% 1.67K to 3.51K | 33% |
| 12-May-16 2:07 PM View: | DST Systems Inc. (DST) | 10-May-16 | Grant | 1,158 | $120.97 | $140,089.00 | 226% 0.51K to 1.67K | 36% |
| 17-Dec-15 5:35 PM View: | DST Systems Inc. (DST) | 15-Dec-15 | Grant | 512 | -- | -- | 100% 0 to 0.51K | |
| 29-May-15 4:11 PM View: | State Street Corp. (STT) | 27-May-15 | Gift | 530 | -- | -- | (< 1%) 318.49K to 317.96K | |
| 21-May-15 6:26 PM View: | State Street Corp. (STT) | 19-May-15 | Disposition | 78,717 | $78.97 | $6,216,280.00 | (19%) 406.88K to 328.16K | 8% |
| 21-May-15 6:26 PM View: | State Street Corp. (STT) | 19-May-15 | Payment of Exercise | 9,673 | $78.97 | $763,877.00 | (3%) 328.16K to 318.49K | 8% |
| 21-May-15 6:26 PM View: | State Street Corp. (STT) | 19-May-15 | Option Exercise | 99,254 | $62.63 | $6,216,280.00 | 32% 307.62K to 406.88K | |
| 23-Feb-15 4:39 PM View: | State Street Corp. (STT) | 19-Feb-15 | Grant | 69,106 | -- | -- | 28% 244.03K to 313.14K | |
| 23-Feb-15 4:39 PM View: | State Street Corp. (STT) | 19-Feb-15 | Payment of Exercise | 5,619 | $76.54 | $430,078.00 | (2%) 313.14K to 307.52K | 5% |
| 18-Feb-15 5:59 PM View: | State Street Corp. (STT) | 15-Feb-15 | Payment of Exercise | 37,312 | $76.93 | $2,870,410.00 | (13%) 281.35K to 244.03K | 6% |
| 01-Dec-14 4:05 PM View: | State Street Corp. (STT) | 26-Nov-14 | Gift | 454 | -- | -- | (< 1%) 281.7K to 281.25K | |
| 13-Nov-14 10:00 PM View: | State Street Corp. (STT) | 11-Nov-14 | Option Exercise | 48,675 | $44.53 | $2,167,500.00 | 15% 316.77K to 365.44K | |
| 13-Nov-14 10:00 PM View: | State Street Corp. (STT) | 11-Nov-14 | Market Option Sale | 48,675 | $77.76 | $3,784,970.00 | (13%) 365.44K to 316.77K | 6% |
| 13-Nov-14 10:00 PM View: | State Street Corp. (STT) | 11-Nov-14 | Market Sale | 35,064 | $77.76 | $2,726,580.00 | (11%) 316.77K to 281.7K | 6% |
| 24-Feb-14 4:23 PM View: | State Street Corp. (STT) | 20-Feb-14 | Grant | 84,116 | -- | -- | 35% 243.31K to 327.42K | |
| 24-Feb-14 4:23 PM View: | State Street Corp. (STT) | 20-Feb-14 | Payment of Exercise | 10,957 | $67.82 | $743,104.00 | (3%) 327.42K to 316.46K | (9%) |
| 19-Feb-14 5:12 PM View: | State Street Corp. (STT) | 15-Feb-14 | Payment of Exercise | 31,465 | $68.81 | $2,165,110.00 | (11%) 274.77K to 243.31K | (7%) |
| 24-Jul-13 4:41 PM View: | State Street Corp. (STT) | 22-Jul-13 | Option Exercise | 32,867 | $49.81 | $1,637,110.00 | 12% 271.22K to 304.08K | |
| 24-Jul-13 4:41 PM View: | State Street Corp. (STT) | 22-Jul-13 | Market Option Sale | 29,491 | $69.76 | $2,057,290.00 | (10%) 304.08K to 274.59K | (6%) |
| 28-Feb-13 4:02 PM View: | State Street Corp. (STT) | 26-Feb-13 | Market Sale | 35,000 | $56.31 | $1,970,850.00 | (11%) 306.08K to 271.08K | (33%) |
| 25-Feb-13 6:38 PM View: | State Street Corp. (STT) | 21-Feb-13 | Grant | 129,005 | -- | -- | 65% 197.05K to 326.06K | |
| 25-Feb-13 6:38 PM View: | State Street Corp. (STT) | 21-Feb-13 | Payment of Exercise | 19,973 | $56.09 | $1,120,290.00 | (6%) 326.06K to 306.08K | (34%) |
| 20-Feb-13 4:50 PM View: | State Street Corp. (STT) | 15-Feb-13 | Payment of Exercise | 13,474 | $57.24 | $771,252.00 | (6%) 210.53K to 197.05K | (31%) |
| 15-Nov-12 4:06 PM View: | State Street Corp. (STT) | 14-Nov-12 | Market Sale | 33,256 | $44.19 | $1,469,580.00 | (14%) 243.71K to 210.45K | (70%) |
| 05-Nov-12 4:38 PM View: | State Street Corp. (STT) | 01-Nov-12 | Payment of Exercise | 8,809 | $45.05 | $396,845.00 | (3%) 252.52K to 243.71K | (67%) |
| 05-Nov-12 4:38 PM View: | State Street Corp. (STT) | 01-Nov-12 | Option Exercise | 790 | $40.22 | $31,773.80 | < 1% 251.73K to 252.52K | |
| 29-Feb-12 4:39 PM View: | State Street Corp. (STT) | 27-Feb-12 | Market Sale | 44,673 | $41.52 | $1,854,790.00 | (15%) 295.85K to 251.18K | (79%) |
| 17-Feb-12 8:39 PM View: | State Street Corp. (STT) | 16-Feb-12 | Grant | 232,341 | -- | -- | 240% 96.95K to 329.3K | |
| 17-Feb-12 8:39 PM View: | State Street Corp. (STT) | 16-Feb-12 | Payment of Exercise | 33,444 | $40.36 | $1,349,800.00 | (10%) 329.3K to 295.85K | (84%) |
| 03-Nov-11 4:07 PM View: | State Street Corp. (STT) | 01-Nov-11 | Payment of Exercise | 8,945 | $38.76 | $346,708.00 | (8%) 105.51K to 96.57K | (92%) |
| 28-Feb-11 8:11 PM View: | State Street Corp. (STT) | 24-Feb-11 | Grant | 28,320 | -- | -- | 33% 84.8K to 113.12K | |
| 28-Feb-11 8:11 PM View: | State Street Corp. (STT) | 24-Feb-11 | Payment of Exercise | 8,377 | $44.27 | $370,850.00 | (7%) 113.12K to 104.75K | (71%) |
| 01-Feb-11 6:45 PM View: | State Street Corp. (STT) | 31-Jan-11 | Market Sale | 65,000 | $47.05 | $3,058,430.00 | (43%) 149.8K to 84.8K | (60%) |
| 03-Nov-10 4:44 PM View: | State Street Corp. (STT) | 01-Nov-10 | Payment of Exercise | 8,944 | $41.77 | $373,591.00 | (6%) 158.74K to 149.79K | (81%) |
| 26-Feb-10 5:21 PM View: | State Street Corp. (STT) | 25-Feb-10 | Grant | 7,361 | -- | -- | 5% 153.67K to 161.03K | |
| 26-Feb-10 5:21 PM View: | State Street Corp. (STT) | 25-Feb-10 | Payment of Exercise | 2,338 | $44.99 | $105,187.00 | (1%) 161.03K to 158.69K | (68%) |
| 26-Feb-10 5:21 PM View: | State Street Corp. (STT) | 24-Feb-10 | Market Sale | 25,543 | $45.16 | $1,153,520.00 | (14%) 179.21K to 153.67K | (67%) |
| 17-Feb-10 4:04 PM View: | State Street Corp. (STT) | 15-Feb-10 | Payment of Exercise | 4,679 | $44.62 | $208,777.00 | (3%) 183.89K to 179.21K | (69%) |
| 26-Oct-09 5:08 PM View: | State Street Corp. (STT) | 22-Oct-09 | Grant | 64,268 | -- | -- | 54% 119.6K to 183.87K | |
| 06-Mar-09 5:19 PM View: | State Street Corp. (STT) | 05-Mar-09 | Grant | 52,693 | -- | -- | 61% 86.63K to 139.33K | |
| 06-Mar-09 5:19 PM View: | State Street Corp. (STT) | 05-Mar-09 | Payment of Exercise | 19,721 | $19.31 | $380,812.00 | (14%) 139.33K to 119.61K | (314%) |
| 17-Feb-09 10:00 PM View: | State Street Corp. (STT) | 15-Feb-09 | Payment of Exercise | 6,622 | $27.00 | $178,794.00 | (7%) 93.26K to 86.63K | (196%) |
| 03-Mar-08 10:00 PM View: | State Street Corp. (STT) | 28-Feb-08 | Grant | 58,570 | -- | -- | 127% 46.24K to 104.81K |