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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Mar-16 5:41 PM View:  | China BAK Battery, Inc. (CBAT) | 04-Mar-16 | Market Sale | 3,000,000 | $2.40 | $7,200,000.00 | (80%) 3.76M to 760.56K | (162%) |
| 30-Jun-15 4:08 PM View: | China BAK Battery, Inc. (CBAT) | 26-Jun-15 | Market Sale | 300 | $3.30 | $990.00 | (< 1%) 3.76M to 3.76M | (91%) |
| 25-Jun-15 7:11 PM View: | China BAK Battery, Inc. (CBAT) | 25-Jun-15 | Market Sale | 2,836 | $3.32 | $9,428.28 | (< 1%) 3.76M to 3.76M | (90%) |
| 25-Jun-15 7:11 PM View: | China BAK Battery, Inc. (CBAT) | 24-Jun-15 | Market Sale | 32,700 | $3.37 | $110,284.00 | (< 1%) 3.8M to 3.76M | (87%) |
| 25-Jun-15 7:11 PM View: | China BAK Battery, Inc. (CBAT) | 23-Jun-15 | Market Sale | 5,164 | $3.54 | $18,286.20 | (< 1%) 3.8M to 3.8M | (78%) |
| 22-Jun-15 5:58 PM View: | China BAK Battery, Inc. (CBAT) | 22-Jun-15 | Market Sale | 2,308 | $3.49 | $8,054.23 | (< 1%) 3.8M to 3.8M | (81%) |
| 22-Jun-15 5:58 PM View: | China BAK Battery, Inc. (CBAT) | 19-Jun-15 | Market Sale | 7,100 | $3.54 | $25,117.70 | (< 1%) 3.81M to 3.8M | (78%) |
| 22-Jun-15 5:58 PM View: | China BAK Battery, Inc. (CBAT) | 18-Jun-15 | Market Sale | 5,900 | $3.71 | $21,907.30 | (< 1%) 3.82M to 3.81M | (70%) |
| 17-Jun-15 5:45 PM View: | China BAK Battery, Inc. (CBAT) | 17-Jun-15 | Market Sale | 8,500 | $3.73 | $31,738.20 | (< 1%) 3.83M to 3.82M | (69%) |
| 17-Jun-15 5:45 PM View: | China BAK Battery, Inc. (CBAT) | 16-Jun-15 | Market Sale | 2,500 | $3.64 | $9,092.00 | (< 1%) 3.83M to 3.83M | (73%) |
| 17-Jun-15 5:45 PM View: | China BAK Battery, Inc. (CBAT) | 15-Jun-15 | Market Sale | 23,100 | $3.64 | $84,010.10 | (< 1%) 3.85M to 3.83M | (73%) |
| 12-Jun-15 6:51 PM View: | China BAK Battery, Inc. (CBAT) | 12-Jun-15 | Market Sale | 3,400 | $3.62 | $12,322.60 | (< 1%) 3.85M to 3.85M | (74%) |
| 12-Jun-15 6:51 PM View: | China BAK Battery, Inc. (CBAT) | 11-Jun-15 | Market Sale | 2,113 | $3.70 | $7,826.34 | (< 1%) 3.86M to 3.85M | (70%) |
| 12-Jun-15 6:51 PM View: | China BAK Battery, Inc. (CBAT) | 10-Jun-15 | Market Sale | 54,300 | $3.74 | $203,044.00 | (1%) 3.91M to 3.86M | (69%) |
| 26-Jun-09 3:53 PM View: | China BAK Battery, Inc. (CBAT) | 22-Jun-09 | Grant | 500,000 | -- | -- | 3% 19.05M to 19.55M | |
| 08-Dec-08 11:15 AM View: | China BAK Battery, Inc. (CBAT) | 22-Oct-07 | Disposition (other) | 1,089,780 | -- | -- | (5%) 20.14M to 19.05M | |
| 02-Apr-07 2:41 PM View: | China BAK Battery, Inc. (CBAT) | 21-Dec-06 | Disposition (other) | 1,089,780 | -- | -- | (5%) 21.23M to 20.14M |