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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-May-14 4:48 PM View:  | James River Coal Co. (JRCC) | 21-May-14 | Disposition (other) | 36,666 | -- | -- | (21%) 178.79K to 142.12K | |
| 29-May-13 4:09 PM View: | James River Coal Co. (JRCC) | 28-May-13 | Market Sale | 3,240 | $3.22 | $10,432.80 | (2%) 182.03K to 178.79K | 58% |
| 29-May-13 4:09 PM View: | James River Coal Co. (JRCC) | 25-May-13 | Payment of Exercise | 13,236 | $3.11 | $41,164.00 | (7%) 195.27K to 182.03K | 56% |
| 24-May-13 5:24 PM View: | James River Coal Co. (JRCC) | 22-May-13 | Market Sale | 9,720 | $3.30 | $32,076.00 | (5%) 204.99K to 195.27K | 59% |
| 13-May-13 5:22 PM View: | James River Coal Co. (JRCC) | 12-May-13 | Grant | 36,666 | -- | -- | 22% 168.32K to 204.99K | |
| 30-May-12 4:05 PM View: | James River Coal Co. (JRCC) | 25-May-12 | Payment of Exercise | 10,560 | $3.10 | $32,736.00 | (6%) 178.88K to 168.32K | 56% |
| 06-Mar-12 4:12 PM View: | James River Coal Co. (JRCC) | 05-Mar-12 | Grant | 30,000 | -- | -- | 20% 148.88K to 178.88K | |
| 06-Jun-11 4:14 PM View: | James River Coal Co. (JRCC) | 25-May-11 | Payment of Exercise | 7,040 | $21.16 | $148,966.00 | (5%) 155.92K to 148.88K | 94% |
| 19-Apr-11 4:10 PM View: | James River Coal Co. (JRCC) | 15-Apr-11 | Grant | 30,000 | -- | -- | 24% 125.92K to 155.92K | |
| 12-Nov-10 4:05 PM View: | James River Coal Co. (JRCC) | 09-Nov-10 | Market Sale | 9,720 | $18.96 | $184,315.00 | (7%) 135.64K to 125.92K | 93% |
| 03-Nov-10 4:06 PM View: | James River Coal Co. (JRCC) | 01-Nov-10 | Payment of Exercise | 5,280 | $17.81 | $94,036.80 | (4%) 140.92K to 135.64K | 92% |
| 22-Jun-10 4:27 PM View: | James River Coal Co. (JRCC) | 18-Jun-10 | Market Sale | 6,000 | $18.09 | $108,540.00 | (4%) 146.92K to 140.92K | 93% |
| 27-May-10 4:24 PM View: | James River Coal Co. (JRCC) | 25-May-10 | Payment of Exercise | 1,760 | $15.06 | $26,505.60 | (1%) 148.68K to 146.92K | 91% |
| 23-Apr-10 5:10 PM View: | James River Coal Co. (JRCC) | 21-Apr-10 | Grant | 60,000 | -- | -- | 68% 88.68K to 148.68K | |
| 03-Nov-09 7:29 AM View: | James River Coal Co. (JRCC) | 01-Nov-09 | Payment of Exercise | 5,280 | $18.99 | $100,267.00 | (6%) 93.96K to 88.68K | 93% |
| 27-May-09 6:18 PM View: | James River Coal Co. (JRCC) | 27-May-09 | Market Sale | 3,240 | $21.98 | $71,214.20 | (3%) 97.2K to 93.96K | 94% |
| 27-May-09 6:18 PM View: | James River Coal Co. (JRCC) | 26-May-09 | Market Sale | 3,720 | $21.62 | $80,431.60 | (4%) 100.92K to 97.2K | 94% |
| 27-May-09 6:18 PM View: | James River Coal Co. (JRCC) | 25-May-09 | Payment of Exercise | 1,760 | $20.73 | $36,484.80 | (2%) 102.68K to 100.92K | 93% |
| 08-Apr-09 4:35 PM View: | James River Coal Co. (JRCC) | 06-Apr-09 | Grant | 20,000 | -- | -- | 24% 82.68K to 102.68K | |
| 03-Nov-08 4:05 PM View: | James River Coal Co. (JRCC) | 01-Nov-08 | Payment of Exercise | 5,280 | $19.22 | $101,482.00 | (6%) 87.96K to 82.68K | 92% |
| 28-May-08 7:33 PM View: | James River Coal Co. (JRCC) | 27-May-08 | Payment of Exercise | 1,760 | $36.30 | $63,888.00 | (2%) 92.96K to 91.2K | 96% |
| 28-May-08 7:33 PM View: | James River Coal Co. (JRCC) | 27-May-08 | Market Sale | 3,240 | $36.21 | $117,320.00 | (4%) 91.2K to 87.96K | 96% |
| 28-May-08 7:33 PM View: | James River Coal Co. (JRCC) | 23-May-08 | Grant | 20,000 | -- | -- | 26% 76.47K to 96.47K | |
| 28-May-08 7:33 PM View: | James River Coal Co. (JRCC) | 23-May-08 | Market Sale | 3,509 | $35.36 | $124,082.00 | (4%) 96.47K to 92.96K | 96% |
| 05-Nov-07 4:47 PM View: | James River Coal Co. (JRCC) | 01-Nov-07 | Payment of Exercise | 5,280 | $6.15 | $32,472.00 | (6%) 81.75K to 76.47K | 76% |
| 30-May-07 8:36 PM View: | James River Coal Co. (JRCC) | 25-May-07 | Payment of Exercise | 1,760 | $14.60 | $25,696.00 | (2%) 93.51K to 91.75K | 90% |
| 30-May-07 8:36 PM View: | James River Coal Co. (JRCC) | 25-May-07 | Market Sale | 10,000 | $14.69 | $146,900.00 | (11%) 91.75K to 81.75K | 90% |
| 05-Dec-06 11:39 AM View: | James River Coal Co. (JRCC) | 01-Nov-06 | Payment of Exercise | 4,868 | $11.02 | $53,645.40 | (5%) 98.38K to 93.51K | 86% |
| 09-Jun-06 2:17 PM View: | James River Coal Co. (JRCC) | 25-May-06 | Payment of Exercise | 1,623 | $32.70 | $53,072.10 | (2%) 100.0K to 98.38K | 95% |
| 20-Oct-05 11:39 AM View: | James River Coal Co. (JRCC) | 01-Jul-05 | Grant | 75,000 | -- | -- | 300% 25.0K to 100.0K |