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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Mar-24 3:06 PM View:  | ESCO Technologies Inc. (ESE) | 05-Mar-24 | Private Sale | 900 | $100.26 | $90,234.00 | (100%) 0.9K to 0 | |
| 24-Feb-20 5:20 PM View: | Northeast Utilities (ES) | 21-Feb-20 | Payment of Exercise | 9,521 | $95.65 | $910,684.00 | (9%) 102.57K to 93.05K | 16% |
| 19-Feb-20 6:15 PM View: | Northeast Utilities (ES) | 18-Feb-20 | Disposition | 5,561 | $93.66 | $520,843.00 | (6%) 87.55K to 81.98K | 14% |
| 24-Feb-20 5:20 PM View: | Northeast Utilities (ES) | 05-Feb-20 | Grant | 20,584 | -- | -- | 25% 81.98K to 102.57K | |
| 30-Dec-19 12:25 PM View: | Northeast Utilities (ES) | 26-Dec-19 | Gift | 2,501 | -- | -- | (3%) 89.7K to 87.2K | |
| 15-May-19 3:48 PM View: | Northeast Utilities (ES) | 14-May-19 | Market Sale | 7,000 | $72.95 | $510,660.00 | (7%) 96.3K to 89.3K | (10%) |
| 22-Feb-19 6:22 PM View: | Northeast Utilities (ES) | 21-Feb-19 | Payment of Exercise | 6,030 | $70.27 | $423,728.00 | (6%) 102.09K to 96.06K | (15%) |
| 20-Feb-19 6:05 PM View: | Northeast Utilities (ES) | 15-Feb-19 | Payment of Exercise | 5,553 | $70.10 | $389,265.00 | (5%) 107.65K to 102.09K | (15%) |
| 08-Feb-19 5:53 PM View: | Northeast Utilities (ES) | 06-Feb-19 | Grant | 23,578 | -- | -- | 28% 83.93K to 107.51K | |
| 30-Aug-18 12:05 PM View: | Northeast Utilities (ES) | 29-Aug-18 | Market Sale | 7,362 | $62.01 | $456,518.00 | (8%) 90.71K to 83.35K | (29%) |
| 30-Aug-18 12:05 PM View: | Northeast Utilities (ES) | 28-Aug-18 | Market Sale | 42,638 | $62.03 | $2,644,840.00 | (32%) 133.35K to 90.71K | (28%) |
| 23-Feb-18 5:19 PM View: | Northeast Utilities (ES) | 21-Feb-18 | Payment of Exercise | 5,559 | $58.17 | $323,367.00 | (4%) 138.36K to 132.8K | (35%) |
| 20-Feb-18 6:32 PM View: | Northeast Utilities (ES) | 15-Feb-18 | Payment of Exercise | 5,166 | $57.58 | $297,458.00 | (4%) 143.53K to 138.36K | (36%) |
| 09-Feb-18 6:25 PM View: | Northeast Utilities (ES) | 07-Feb-18 | Grant | 23,517 | -- | -- | 20% 119.84K to 143.36K | |
| 14-Feb-18 10:00 PM View: | Northeast Utilities (ES) | 22-Nov-17 | Gift | 3,150 | -- | -- | (3%) 122.92K to 119.77K | |
| 28-Feb-17 10:00 PM View: | Northeast Utilities (ES) | 27-Feb-17 | Market Sale | 35,000 | $58.89 | $2,060,990.00 | (22%) 156.92K to 121.92K | (31%) |
| 27-Feb-17 7:50 PM View: | Northeast Utilities (ES) | 23-Feb-17 | Grant | 13,333 | -- | -- | 9% 150.06K to 163.39K | |
| 27-Feb-17 7:50 PM View: | Northeast Utilities (ES) | 23-Feb-17 | Payment of Exercise | 6,475 | $56.15 | $363,571.00 | (4%) 163.39K to 156.92K | (37%) |
| 22-Feb-17 8:26 PM View: | Northeast Utilities (ES) | 17-Feb-17 | Payment of Exercise | 4,378 | $55.95 | $244,949.00 | (3%) 154.44K to 150.06K | (38%) |
| 06-Feb-17 7:39 PM View: | Northeast Utilities (ES) | 02-Feb-17 | Grant | 12,526 | -- | -- | 9% 144.43K to 156.96K | |
| 14-Feb-17 10:00 PM View: | Northeast Utilities (ES) | 08-Dec-16 | Gift | 2,692 | -- | -- | (2%) 144.36K to 141.67K | |
| 23-Feb-16 5:01 PM View: | Northeast Utilities (ES) | 22-Feb-16 | Payment of Exercise | 8,505 | $54.67 | $464,968.00 | (6%) 151.88K to 143.38K | (46%) |
| 23-Feb-16 5:01 PM View: | Northeast Utilities (ES) | 19-Feb-16 | Payment of Exercise | 5,384 | $53.51 | $288,098.00 | (3%) 157.27K to 151.88K | (49%) |
| 05-Feb-16 6:49 PM View: | Northeast Utilities (ES) | 03-Feb-16 | Grant | 30,017 | -- | -- | 24% 127.05K to 157.07K | |
| 09-Dec-15 5:54 PM View: | Northeast Utilities (ES) | 07-Dec-15 | Gift | 2,745 | -- | -- | (2%) 129.5K to 126.75K | |
| 14-Apr-15 5:15 PM View: | Northeast Utilities (ES) | 10-Apr-15 | Payment of Exercise | 27,166 | $49.96 | $1,357,210.00 | (17%) 156.13K to 128.96K | (64%) |
| 27-Feb-15 4:45 PM View: | Northeast Utilities (ES) | 25-Feb-15 | Payment of Exercise | 4,355 | $53.34 | $232,296.00 | (3%) 159.79K to 155.43K | (55%) |
| 24-Feb-15 5:49 PM View: | Northeast Utilities (ES) | 20-Feb-15 | Payment of Exercise | 3,438 | $51.02 | $175,407.00 | (2%) 163.23K to 159.79K | (62%) |
| 05-Feb-15 6:26 PM View: | Northeast Utilities (ES) | 03-Feb-15 | Grant | 10,300 | -- | -- | 7% 152.7K to 163.0K | |
| 24-Nov-14 4:05 PM View: | Northeast Utilities (ES) | 20-Nov-14 | Gift | 2,550 | -- | -- | (2%) 156.67K to 154.12K | |
| 24-Nov-14 4:05 PM View: | Northeast Utilities (ES) | 20-Nov-14 | Market Sale | 2,142 | $50.02 | $107,148.00 | (1%) 154.12K to 151.98K | (66%) |
| 07-May-14 4:29 PM View: | ESCO Technologies Inc. (ESE) | 05-May-14 | Grant | 900 | -- | -- | 100% 0 to 0.9K | |
| 26-Feb-14 6:54 PM View: | Northeast Utilities (ES) | 25-Feb-14 | Payment of Exercise | 8,287 | $44.41 | $368,026.00 | (5%) 162.6K to 154.31K | (92%) |
| 25-Feb-14 6:43 PM View: | Northeast Utilities (ES) | 21-Feb-14 | Payment of Exercise | 1,510 | $44.97 | $67,904.70 | (< 1%) 164.11K to 162.6K | (90%) |
| 06-Feb-14 6:26 PM View: | Northeast Utilities (ES) | 04-Feb-14 | Grant | 13,000 | -- | -- | 9% 150.87K to 163.87K | |
| 15-Nov-13 11:51 AM View: | Northeast Utilities (ES) | 13-Nov-13 | Gift | 3,333 | -- | -- | (2%) 174.33K to 171.0K | |
| 15-Nov-13 11:51 AM View: | Northeast Utilities (ES) | 13-Nov-13 | Market Sale | 21,000 | $41.83 | $878,455.00 | (12%) 171.0K to 150.0K | (106%) |
| 27-Feb-13 7:23 PM View: | Northeast Utilities (ES) | 25-Feb-13 | Payment of Exercise | 13,943 | $41.43 | $577,658.00 | (7%) 187.51K to 173.57K | (114%) |
| 07-Feb-13 4:17 PM View: | Northeast Utilities (ES) | 05-Feb-13 | Grant | 13,800 | -- | -- | 8% 173.98K to 187.78K | |
| 28-Jan-13 2:56 PM View: | Northeast Utilities (ES) | 24-Jan-13 | Payment of Exercise | 4,284 | $39.77 | $170,375.00 | (2%) 178.26K to 173.98K | (123%) |
| 28-Nov-12 3:37 PM View: | Northeast Utilities (ES) | 26-Nov-12 | Gift | 2,105 | -- | -- | (1%) 181.53K to 179.43K | |
| 28-Nov-12 3:37 PM View: | Northeast Utilities (ES) | 26-Nov-12 | Market Sale | 2,370 | $38.01 | $90,082.00 | (1%) 179.43K to 177.06K | (135%) |
| 15-May-12 4:57 PM View: | Northeast Utilities (ES) | 11-May-12 | Payment of Exercise | 2,830 | $36.46 | $103,182.00 | (2%) 182.17K to 179.34K | (148%) |
| 12-Apr-12 3:33 PM View: | Northeast Utilities (ES) | 10-Apr-12 | Grant | 57,933 | -- | -- | 47% 124.18K to 182.12K | |
| 04-Apr-12 9:10 PM View: | Northeast Utilities (ES) | 02-Apr-12 | Payment of Exercise | 32 | $37.21 | $1,190.72 | (< 1%) 124.17K to 124.14K | (143%) |
| 19-Mar-12 8:23 PM View: | Northeast Utilities (ES) | 15-Mar-12 | Payment of Exercise | 3,850 | $36.74 | $141,449.00 | (3%) 127.37K to 123.52K | (146%) |
| 29-Feb-12 1:46 PM View: | Northeast Utilities (ES) | 27-Feb-12 | Payment of Exercise | 4,421 | $35.86 | $158,537.00 | (3%) 131.76K to 127.34K | (154%) |
| 21-Feb-12 4:47 PM View: | Northeast Utilities (ES) | 16-Feb-12 | Grant | 16,049 | -- | -- | 14% 115.69K to 131.74K | |
| 14-Feb-13 5:11 PM View: | Northeast Utilities (ES) | 06-Jan-12 | Disposition | 209 | $35.00 | $7,315.00 | (< 1%) 115.81K to 115.6K | (160%) |
| 14-Feb-13 5:11 PM View: | Northeast Utilities (ES) | 06-Jan-12 | Exercise (in-the money or at-the-money) | 209 | -- | -- | < 1% 115.6K to 115.81K |