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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Sep-21 10:00 PM View:  | ION Geophysical Corporation (IO) | 23-Sep-21 | Market Sale | 100,000 | $1.34 | $134,000.00 | (2%) 6.24M to 6.14M | 3% |
| 23-Sep-21 10:00 PM View: | ION Geophysical Corporation (IO) | 22-Sep-21 | Market Sale | 135,146 | $1.32 | $178,393.00 | (2%) 6.38M to 6.24M | 2% |
| 23-Sep-21 10:00 PM View: | ION Geophysical Corporation (IO) | 21-Sep-21 | Market Sale | 112,107 | $1.23 | $137,892.00 | (2%) 6.49M to 6.38M | (6%) |
| 20-Sep-21 6:21 PM View: | ION Geophysical Corporation (IO) | 20-Sep-21 | Market Sale | 202,420 | $1.34 | $271,243.00 | (3%) 7.25M to 7.05M | (9%) |
| 20-Sep-21 6:21 PM View: | ION Geophysical Corporation (IO) | 17-Sep-21 | Market Sale | 241,084 | $1.45 | $349,572.00 | (3%) 7.49M to 7.25M | (< 1%) |
| 20-Sep-21 6:21 PM View: | ION Geophysical Corporation (IO) | 16-Sep-21 | Market Sale | 968,747 | $1.63 | $1,579,060.00 | (11%) 8.46M to 7.49M | 10% |
| 06-Oct-08 4:17 PM View: | Dover Downs Gaming & Entert... (DDE) | 01-Oct-08 | Exercise (in-the money or at-the-money) | 5,000 | $7.50 | $37,500.00 | (< 1%) 2.69M to 2.69M | 59% |
| 13-Jun-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 12-Jun-08 | Market Purchase | 100,000 | $8.02 | $802,210.00 | 4% 2.59M to 2.69M | (61%) |
| 13-Jun-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 11-Jun-08 | Market Purchase | 56,500 | $8.05 | $454,576.00 | 2% 2.54M to 2.59M | (61%) |
| 04-Jun-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 03-Jun-08 | Market Purchase | 61,400 | $8.54 | $524,393.00 | 2% 2.48M to 2.54M | (64%) |
| 04-Jun-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 02-Jun-08 | Market Purchase | 22,163 | $8.43 | $186,934.00 | < 1% 2.45M to 2.48M | (63%) |
| 06-May-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 02-May-08 | Market Purchase | 12,300 | $8.22 | $101,127.00 | < 1% 2.44M to 2.45M | (62%) |
| 02-May-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 01-May-08 | Market Purchase | 54,172 | $8.35 | $452,287.00 | 2% 2.39M to 2.44M | (63%) |
| 02-May-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 30-Apr-08 | Market Purchase | 25,000 | $8.14 | $203,420.00 | 1% 2.36M to 2.39M | (62%) |
| 30-Apr-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 29-Apr-08 | Market Purchase | 59,244 | $8.20 | $485,599.00 | 3% 2.3M to 2.36M | (62%) |
| 30-Apr-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 28-Apr-08 | Market Purchase | 85,913 | $8.11 | $696,720.00 | 4% 2.22M to 2.3M | (61%) |
| 28-Apr-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 25-Apr-08 | Market Purchase | 30,900 | $8.34 | $257,564.00 | 1% 2.19M to 2.22M | (62%) |
| 28-Apr-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 24-Apr-08 | Market Purchase | 25,643 | $8.90 | $228,097.00 | 1% 2.16M to 2.19M | (65%) |
| 02-Apr-08 5:01 PM View: | Dover Downs Gaming & Entert... (DDE) | 31-Mar-08 | Market Purchase | 16,044 | $8.65 | $138,842.00 | < 1% 2.14M to 2.16M | (64%) |
| 20-Mar-08 5:01 PM View: | Dover Downs Gaming & Entert... (DDE) | 18-Mar-08 | Market Purchase | 16,800 | $8.45 | $141,894.00 | < 1% 2.13M to 2.14M | (63%) |
| 28-Jan-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 24-Jan-08 | Market Purchase | 37,764 | $9.40 | $355,076.00 | 2% 2.09M to 2.13M | (67%) |
| 23-Jan-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 22-Jan-08 | Market Purchase | 9,649 | $9.42 | $90,940.90 | < 1% 2.08M to 2.09M | (67%) |
| 23-Jan-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 18-Jan-08 | Market Purchase | 8,900 | $9.33 | $83,023.60 | < 1% 2.07M to 2.08M | (66%) |
| 11-Jan-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 10-Jan-08 | Market Purchase | 42,764 | $10.02 | $428,568.00 | 2% 2.03M to 2.07M | (69%) |
| 11-Jan-08 4:00 PM View: | Dover Downs Gaming & Entert... (DDE) | 09-Jan-08 | Market Purchase | 31,985 | $9.91 | $317,102.00 | 2% 2.0M to 2.03M | (68%) |
| 01-Nov-07 5:06 PM View: | Dover Downs Gaming & Entert... (DDE) | 01-Nov-07 | Market Purchase | 160,400 | $10.87 | $1,742,990.00 | 9% 1.84M to 2.0M | (71%) |
| 01-Nov-07 5:06 PM View: | Dover Downs Gaming & Entert... (DDE) | 30-Oct-07 | Market Purchase | 41,316 | $11.11 | $458,889.00 | 2% 1.79M to 1.84M | (72%) |
| 30-Oct-07 4:26 PM View: | Dover Downs Gaming & Entert... (DDE) | 29-Oct-07 | Market Purchase | 36,575 | $11.68 | $427,020.00 | 1% 3.52M to 3.55M | (73%) |
| 30-Oct-07 4:26 PM View: | Dover Downs Gaming & Entert... (DDE) | 26-Oct-07 | Market Purchase | 71,842 | $11.20 | $804,444.00 | 2% 3.44M to 3.52M | (72%) |
| 14-Feb-08 10:00 PM View: | Pioneer Companies Inc (PONR) | 31-Aug-07 | Disposition (change in control) | 1,721,210 | $35.00 | $60,242,300.00 | (100%) 1.72M to 0 | (< 1%) |
| 23-Mar-07 5:24 PM View: | Pioneer Companies Inc (PONR) | 21-Mar-07 | Market Purchase | 100,000 | $27.89 | $2,789,280.00 | 6% 1.62M to 1.72M | 26% |