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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Apr-08 8:12 PM View:  | Spectra Energy Corp. (SE) | 07-Apr-08 | Grant | 512 | $23.64 | $12,103.70 | 10% 5.13K to 5.64K | (17%) |
| 28-Feb-08 10:12 AM View: | Spectra Energy Corp. (SE) | 28-Feb-08 | Option Exercise | 182 | -- | -- | 4% 4.95K to 5.13K | |
| 02-Jan-08 4:04 PM View: | Spectra Energy Corp. (SE) | 31-Dec-07 | Grant | 145 | $25.82 | $3,743.90 | 3% 4.8K to 4.95K | (23%) |
| 02-Oct-07 9:42 AM View: | Spectra Energy Corp. (SE) | 28-Sep-07 | Grant | 133 | $25.07 | $3,334.31 | 3% 4.67K to 4.8K | (20%) |
| 13-Jul-07 2:13 PM View: | Spectra Energy Corp. (SE) | 11-Jul-07 | Grant | 96 | $25.96 | $2,492.16 | 2% 4.57K to 4.67K | (22%) |
| 14-May-07 3:25 PM View: | Spectra Energy Corp. (SE) | 12-May-07 | Option Exercise | 54 | -- | -- | 2% 2.4K to 2.46K | |
| 14-May-07 5:39 PM View: | Spectra Energy Corp. (SE) | 11-May-07 | Grant | 2,117 | $25.98 | $54,999.70 | 86% 2.46K to 4.57K | (22%) |
| 24-Apr-07 2:36 PM View: | Spectra Energy Corp. (SE) | 24-Apr-07 | Grant | 159 | $26.01 | $4,135.59 | 7% 2.24K to 2.4K | (21%) |
| 04-Apr-07 6:45 PM View: | Spectra Energy Corp. (SE) | 03-Apr-07 | Option Exercise | 1,300 | -- | -- | 138% 0.94K to 2.24K | |
| 01-Mar-07 6:12 PM View: | Spectra Energy Corp. (SE) | 28-Feb-07 | Option Exercise | 182 | -- | -- | 24% 0.76K to 0.94K | |
| 23-Oct-06 6:19 PM View: | Duke Energy Corp. (DUK) | 19-Oct-06 | Private Purchase | 118 | -- | -- | 8% 1.4K to 1.51K | |
| 25-Jul-06 5:08 PM View: | Duke Energy Corp. (DUK) | 21-Jul-06 | Private Purchase | 204 | -- | -- | 17% 1.18K to 1.39K | |
| 30-May-06 10:00 PM View: | Duke Energy Corp. (DUK) | 12-May-06 | Option Exercise | 108 | -- | -- | 10% 1.07K to 1.18K | |
| 26-Apr-06 11:22 AM View: | Duke Energy Corp. (DUK) | 24-Apr-06 | Grant | 26 | -- | -- | 2% 1.05K to 1.07K | |
| 05-Apr-06 5:00 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 364 | -- | -- | (35%) 1.05K to 0.68K | |
| 05-Apr-06 5:00 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 683 | -- | -- | (100%) 0.68K to 0 | |
| 23-Mar-06 11:34 AM View: | Duke Power Co LLC (DUK) | 21-Mar-06 | Grant | 66 | -- | -- | 7% 0.98K to 1.04K | |
| 02-Mar-06 7:16 PM View: | Duke Power Co LLC (DUK) | 28-Feb-06 | Option Exercise | 364 | -- | -- | 59% 0.61K to 0.98K | |
| 21-Feb-06 10:13 AM View: | Duke Power Co LLC (DUK) | 20-Feb-06 | Grant | 27 | -- | -- | 5% 0.58K to 0.61K | |
| 23-Jan-06 3:11 PM View: | Duke Power Co LLC (DUK) | 19-Jan-06 | Grant | 26 | -- | -- | 5% 0.56K to 0.59K | |
| 30-Dec-05 2:39 PM View: | Duke Power Co LLC (DUK) | 28-Dec-05 | Grant | 27 | -- | -- | 5% 0.53K to 0.56K | |
| 21-Nov-05 4:18 PM View: | Duke Power Co LLC (DUK) | 17-Nov-05 | Grant | 62 | -- | -- | 13% 0.47K to 0.53K | |
| 01-Nov-05 4:59 PM View: | Duke Power Co LLC (DUK) | 28-Oct-05 | Grant | 52 | -- | -- | 13% 0.41K to 0.47K | |
| 28-Sep-05 4:57 PM View: | Duke Power Co LLC (DUK) | 26-Sep-05 | Grant | 60 | -- | -- | 17% 0.35K to 0.41K | |
| 22-Aug-05 10:34 AM View: | Duke Power Co LLC (DUK) | 18-Aug-05 | Grant | 27 | -- | -- | 8% 0.33K to 0.35K | |
| 25-Jul-05 3:16 PM View: | Duke Power Co LLC (DUK) | 21-Jul-05 | Grant | 56 | -- | -- | 21% 0.27K to 0.33K | |
| 27-Jun-05 4:10 PM View: | Duke Power Co LLC (DUK) | 23-Jun-05 | Grant | 56 | -- | -- | 26% 0.22K to 0.27K | |
| 23-May-05 6:17 PM View: | Duke Power Co LLC (DUK) | 19-May-05 | Grant | 27 | $28.00 | $756.00 | 14% 0.19K to 0.21K | 1% |
| 25-Apr-05 3:54 PM View: | Duke Power Co LLC (DUK) | 21-Apr-05 | Grant | 26 | -- | -- | 16% 0.16K to 0.19K | |
| 24-Mar-05 11:26 AM View: | Duke Power Co LLC (DUK) | 22-Mar-05 | Grant | 71 | -- | -- | 79% 90 to 0.16K | |
| 18-Feb-05 3:32 PM View: | Duke Power Co LLC (DUK) | 17-Feb-05 | Grant | 28 | -- | -- | 45% 62 to 90 | |
| 24-Jan-05 5:07 PM View: | Duke Power Co LLC (DUK) | 20-Jan-05 | Grant | 62 | -- | -- | 100% 0 to 62 |