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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-May-17 9:52 PM View:  | Headwaters Inc. (HW) | 08-May-17 | Disposition | 88,595 | -- | -- | (100%) 88.59K to 0 | |
| 15-Dec-16 2:52 PM View: | Headwaters Inc. (HW) | 15-Dec-16 | Market Option Sale | 11,475 | $23.64 | $271,232.00 | (27%) 41.76K to 30.29K | < 1% |
| 15-Dec-16 2:52 PM View: | Headwaters Inc. (HW) | 14-Dec-16 | Option Exercise | 41,764 | $9.55 | $398,963.00 | 100% 0 to 41.76K | |
| 05-Nov-15 7:14 PM View: | Headwaters Inc. (HW) | 04-Nov-15 | Grant | 2,562 | -- | -- | 5% 50.78K to 53.35K | |
| 19-Aug-15 6:11 PM View: | Headwaters Inc. (HW) | 19-Aug-15 | Disposition | 43,962 | $20.92 | $919,685.00 | (100%) 43.96K to 0 | (13%) |
| 19-Aug-15 6:11 PM View: | Headwaters Inc. (HW) | 19-Aug-15 | Option Exercise | 43,962 | $1.85 | $81,329.70 | 100% 0 to 43.96K | |
| 06-Nov-14 5:59 PM View: | Headwaters Inc. (HW) | 06-Nov-14 | Market Sale | 1,750 | $13.11 | $22,942.50 | (4%) 49.08K to 47.33K | (80%) |
| 07-Nov-14 7:10 PM View: | Headwaters Inc. (HW) | 05-Nov-14 | Grant | 3,454 | -- | -- | 7% 49.08K to 52.53K | |
| 12-Nov-13 10:53 AM View: | Headwaters Inc. (HW) | 07-Nov-13 | Grant | 4,929 | -- | -- | 11% 44.15K to 49.08K | |
| 09-Nov-12 4:32 PM View: | Headwaters Inc. (HW) | 08-Nov-12 | Grant | 9,666 | -- | -- | 28% 34.48K to 44.15K | |
| 05-May-05 11:33 AM View: | Headwaters Inc. (HW) | 02-Jul-04 | Grant | 2,000 | -- | -- | 100% 0 to 2.0K |