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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jan-15 1:21 PM View:  | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 290,995 | -- | -- | (90%) 324.0K to 33.0K | |
| 02-Jan-15 1:21 PM View: | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 33,000 | -- | -- | (100%) 33.0K to 0 | |
| 26-Aug-14 5:38 PM View: | SWS Group Inc. (SWS) | 25-Aug-14 | Payment of Exercise | 1,094 | -- | -- | (< 1%) 325.09K to 324.0K | |
| 22-Aug-14 6:01 PM View: | SWS Group Inc. (SWS) | 21-Aug-14 | Payment of Exercise | 4,099 | -- | -- | (1%) 329.19K to 325.09K | |
| 22-Aug-14 6:01 PM View: | SWS Group Inc. (SWS) | 20-Aug-14 | Grant | 41,152 | -- | -- | 14% 288.04K to 329.19K | |
| 26-Aug-13 5:06 PM View: | SWS Group Inc. (SWS) | 26-Aug-13 | Payment of Exercise | 1,094 | -- | -- | (< 1%) 289.13K to 288.04K | |
| 23-Aug-13 5:00 PM View: | SWS Group Inc. (SWS) | 21-Aug-13 | Grant | 44,964 | -- | -- | 18% 244.17K to 289.13K | |
| 06-Feb-12 10:57 AM View: | SWS Group Inc. (SWS) | 02-Feb-12 | Grant | 174,263 | -- | -- | 249% 69.9K to 244.17K | |
| 08-Sep-11 5:28 PM View: | SWS Group Inc. (SWS) | 06-Sep-11 | Market Purchase | 15,000 | $3.76 | $56,400.00 | 27% 54.9K to 69.9K | 69% |
| 25-May-10 3:00 PM View: | SWS Group Inc. (SWS) | 25-May-10 | Market Purchase | 5,000 | $9.55 | $47,750.00 | 10% 49.9K to 54.9K | (31%) |
| 25-May-10 3:00 PM View: | SWS Group Inc. (SWS) | 21-May-10 | Market Purchase | 1,000 | $9.86 | $9,860.00 | 2% 48.9K to 49.9K | (33%) |
| 26-Aug-09 6:13 PM View: | SWS Group Inc. (SWS) | 25-Aug-09 | Payment of Exercise | 588 | -- | -- | (1%) 49.49K to 48.9K | |
| 26-Aug-09 6:13 PM View: | SWS Group Inc. (SWS) | 24-Aug-09 | Grant | 23,552 | -- | -- | 89% 26.35K to 49.9K | |
| 26-Aug-09 6:13 PM View: | SWS Group Inc. (SWS) | 24-Aug-09 | Payment of Exercise | 408 | -- | -- | (< 1%) 49.9K to 49.49K | |
| 20-Nov-08 6:29 PM View: | SWS Group Inc. (SWS) | 18-Nov-08 | Market Purchase | 12,000 | $11.11 | $133,320.00 | 84% 14.35K to 26.35K | (37%) |
| 26-Aug-08 5:19 PM View: | SWS Group Inc. (SWS) | 25-Aug-08 | Grant | 3,966 | -- | -- | 38% 10.38K to 14.35K | |
| 28-Aug-07 6:26 PM View: | SWS Group Inc. (SWS) | 27-Aug-07 | Payment of Exercise | 508 | -- | -- | (5%) 10.89K to 10.38K | |
| 27-Aug-07 4:36 PM View: | SWS Group Inc. (SWS) | 24-Aug-07 | Grant | 4,630 | -- | -- | 74% 6.26K to 10.89K | |
| 21-Aug-07 5:48 PM View: | SWS Group Inc. (SWS) | 20-Aug-07 | Payment of Exercise | 47 | -- | -- | (< 1%) 6.31K to 6.26K | |
| 29-Aug-06 5:28 PM View: | SWS Group Inc. (SWS) | 25-Aug-06 | Grant | 1,815 | -- | -- | 76% 2.39K to 4.2K | |
| 29-Aug-05 8:46 PM View: | SWS Group Inc. (SWS) | 25-Aug-05 | Grant | 2,028 | -- | -- | 562% 0.36K to 2.39K |