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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Feb-16 8:24 AM View:  | Duke Energy Corp. (DUK) | 25-Feb-16 | Payment of Exercise | 715 | $76.44 | $54,654.60 | (2%) 29.24K to 28.52K | (15%) |
| 26-Feb-16 4:23 PM View: | Duke Energy Corp. (DUK) | 24-Feb-16 | Grant | 2,702 | $74.95 | $202,515.00 | 11% 24.62K to 27.32K | 17% |
| 26-Feb-16 4:23 PM View: | Duke Energy Corp. (DUK) | 24-Feb-16 | Payment of Exercise | 953 | $74.95 | $71,427.30 | (3%) 30.19K to 29.24K | (17%) |
| 26-Feb-16 4:23 PM View: | Duke Energy Corp. (DUK) | 24-Feb-16 | Option Exercise | 2,869 | $74.95 | $215,032.00 | 11% 27.32K to 30.19K | 17% |
| 12-Nov-15 4:20 PM View: | Duke Energy Corp. (DUK) | 11-Nov-15 | Market Sale | 1,000 | $68.16 | $68,162.00 | (4%) 25.62K to 24.62K | (28%) |
| 12-Nov-15 4:20 PM View: | Duke Energy Corp. (DUK) | 20-May-15 | Gift | 10,000 | -- | -- | 39% 25.62K to 35.62K | |
| 12-Nov-15 4:20 PM View: | Duke Energy Corp. (DUK) | 20-May-15 | Gift | 10,000 | -- | -- | (28%) 35.62K to 25.62K | |
| 03-Mar-15 5:35 PM View: | Duke Energy Corp. (DUK) | 27-Feb-15 | Payment of Exercise | 229 | $78.55 | $17,988.00 | (< 1%) 25.85K to 25.62K | (7%) |
| 27-Feb-15 7:20 PM View: | Duke Energy Corp. (DUK) | 25-Feb-15 | Grant | 2,563 | $79.01 | $202,503.00 | 13% 19.85K to 22.41K | 6% |
| 27-Feb-15 7:20 PM View: | Duke Energy Corp. (DUK) | 25-Feb-15 | Payment of Exercise | 2,346 | $79.01 | $185,357.00 | (8%) 28.2K to 25.85K | (6%) |
| 27-Feb-15 7:20 PM View: | Duke Energy Corp. (DUK) | 25-Feb-15 | Option Exercise | 5,783 | $79.01 | $456,915.00 | 26% 22.41K to 28.2K | 6% |
| 05-Apr-06 5:24 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 3,378 | -- | -- | (6%) 54.3K to 50.92K | |
| 05-Apr-06 5:24 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 50,919 | -- | -- | (100%) 50.92K to 0 | |
| 02-Mar-06 7:24 PM View: | Duke Power Co LLC (DUK) | 28-Feb-06 | Payment of Exercise | 805 | -- | -- | (1%) 54.75K to 53.94K | |
| 02-Mar-06 7:24 PM View: | Duke Power Co LLC (DUK) | 28-Feb-06 | Option Exercise | 2,408 | -- | -- | 5% 52.34K to 54.75K | |
| 28-Feb-06 4:54 PM View: | Duke Power Co LLC (DUK) | 24-Feb-06 | Payment of Exercise | 889 | -- | -- | (2%) 53.18K to 52.29K | |
| 28-Feb-06 4:54 PM View: | Duke Power Co LLC (DUK) | 24-Feb-06 | Option Exercise | 2,664 | -- | -- | 5% 50.51K to 53.18K | |
| 21-Dec-05 5:29 PM View: | Duke Power Co LLC (DUK) | 19-Dec-05 | Payment of Exercise | 297 | $27.28 | $8,102.16 | (< 1%) 50.65K to 50.35K | (3%) |
| 21-Dec-05 5:29 PM View: | Duke Power Co LLC (DUK) | 19-Dec-05 | Option Exercise | 915 | -- | -- | 2% 49.73K to 50.65K | |
| 23-Aug-05 4:49 PM View: | Duke Power Co LLC (DUK) | 19-Aug-05 | Gift | 2,972 | -- | -- | (6%) 53.16K to 50.19K | |
| 17-Aug-05 4:50 PM View: | Duke Power Co LLC (DUK) | 15-Aug-05 | Option Exercise | 4,018 | -- | -- | 8% 49.14K to 53.16K | |
| 25-Apr-05 3:54 PM View: | Duke Power Co LLC (DUK) | 08-Mar-05 | Gift | 1,500 | -- | -- | (3%) 50.42K to 48.92K | |
| 09-Mar-05 4:09 PM View: | Duke Power Co LLC (DUK) | 07-Mar-05 | Option Exercise | 3,500 | $13.43 | $47,005.00 | 8% 46.37K to 49.87K | |
| 28-Feb-05 6:11 PM View: | Duke Power Co LLC (DUK) | 24-Feb-05 | Payment of Exercise | 865 | $26.35 | $22,792.80 | (2%) 47.23K to 46.37K | (9%) |
| 28-Feb-05 6:11 PM View: | Duke Power Co LLC (DUK) | 24-Feb-05 | Option Exercise | 2,664 | -- | -- | 6% 44.57K to 47.23K | |
| 21-Dec-04 4:47 PM View: | Duke Power Co LLC (DUK) | 20-Dec-04 | Payment of Exercise | 175 | $25.77 | $4,509.75 | (< 1%) 44.74K to 44.57K | (12%) |
| 21-Dec-04 4:47 PM View: | Duke Power Co LLC (DUK) | 20-Dec-04 | Option Exercise | 540 | -- | -- | 1% 44.2K to 44.74K | |
| 21-Dec-04 4:47 PM View: | Duke Power Co LLC (DUK) | 19-Dec-04 | Payment of Exercise | 297 | $25.77 | $7,653.69 | (< 1%) 44.5K to 44.2K | (12%) |
| 21-Dec-04 4:47 PM View: | Duke Power Co LLC (DUK) | 19-Dec-04 | Option Exercise | 915 | -- | -- | 2% 43.58K to 44.5K | |
| 14-Dec-04 5:31 PM View: | Duke Power Co LLC (DUK) | 13-Dec-04 | Option Exercise | 3,029 | $9.99 | $30,259.70 | 7% 40.46K to 43.49K | |
| 04-Nov-05 10:00 PM View: | Duke Power Co LLC (DUK) | 15-Nov-04 | Gift | 100 | -- | -- | (< 1%) 44.07K to 43.97K | |
| 04-Nov-05 10:00 PM View: | Duke Power Co LLC (DUK) | 09-Nov-04 | Gift | 500 | -- | -- | (1%) 44.57K to 44.07K |