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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Sep-11 5:18 PM View:  | Protea Biosciences Group, I... (NONE) | 02-Sep-11 | Acquisition (other) | 200,000 | -- | -- | 31% 639.5K to 839.5K | |
| 08-Sep-11 5:18 PM View: | Protea Biosciences Group, I... (NONE) | 02-Sep-11 | Disposition (other) | 839,500 | -- | -- | (100%) 839.5K to 0 | |
| 20-Dec-10 7:11 PM View: | Feigeda Electronic Technolo... (NONE) | 16-Dec-10 | Disposition (other) | 585,705 | -- | -- | (49%) 1.2M to 614.29K | |
| 20-Dec-10 7:11 PM View: | Feigeda Electronic Technolo... (NONE) | 16-Dec-10 | Disposition (other) | 117,140 | -- | -- | (19%) 614.29K to 497.15K | |
| 24-Nov-10 6:51 PM View: | China Wesen Recycling Techn... (NONE) | 23-Nov-10 | Disposition (other) | 840,978 | -- | -- | (70%) 1.2M to 359.02K | |
| 24-Nov-10 6:51 PM View: | China Wesen Recycling Techn... (NONE) | 23-Nov-10 | Disposition (other) | 167,026 | -- | -- | (47%) 359.02K to 192.0K | |
| 04-May-10 2:27 PM View: | China Century Dragon Media,... (NONE) | 30-Apr-10 | Disposition (other) | 690,510 | -- | -- | (59%) 1.16M to 474.01K | |
| 04-May-10 2:27 PM View: | China Century Dragon Media,... (NONE) | 30-Apr-10 | Disposition (other) | 143,184 | -- | -- | (30%) 474.01K to 330.82K | |
| 20-Jan-10 7:18 PM View: | China Intelligent Lighting ... (NONE) | 15-Jan-10 | Disposition (other) | 741,227 | -- | -- | (62%) 1.2M to 458.72K | |
| 20-Jan-10 7:18 PM View: | China Intelligent Lighting ... (NONE) | 15-Jan-10 | Disposition (other) | 148,256 | -- | -- | (32%) 458.72K to 310.47K | |
| 08-May-09 9:46 PM View: | China Electric Motor, Inc. (NONE) | 06-May-09 | Disposition (other) | 706,893 | -- | -- | (59%) 1.2M to 493.11K | |
| 08-May-09 9:46 PM View: | China Electric Motor, Inc. (NONE) | 06-May-09 | Disposition (other) | 141,378 | -- | -- | (29%) 493.11K to 351.73K | |
| 15-Jan-09 7:08 PM View: | Zst Digital Networks, Inc. (NONE) | 14-Jan-09 | Disposition (other) | 585,705 | -- | -- | (49%) 1.2M to 614.29K | |
| 15-Jan-09 7:08 PM View: | Zst Digital Networks, Inc. (NONE) | 14-Jan-09 | Disposition (other) | 117,140 | -- | -- | (19%) 614.29K to 497.15K | |
| 17-Nov-08 5:14 PM View: | Yinlips Technology, Inc. (NONE) | 14-Nov-08 | Disposition (other) | 841,468 | -- | -- | (70%) 1.2M to 358.53K | |
| 17-Nov-08 5:14 PM View: | Yinlips Technology, Inc. (NONE) | 14-Nov-08 | Disposition (other) | 168,294 | -- | -- | (47%) 358.53K to 190.24K | |
| 29-Jul-08 8:05 PM View: | Nivs Intellimedia Technolog... (NONE) | 25-Jul-08 | Disposition (other) | 804,306 | -- | -- | (67%) 1.2M to 395.69K | |
| 13-Feb-09 4:04 PM View: | Srkp 27 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | 472% 42.41K to 242.41K | |
| 13-Feb-09 4:04 PM View: | Srkp 27 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (45%) 441.91K to 241.91K | |
| 13-Feb-09 4:06 PM View: | Srkp 28 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (173%) (-115.77K) to 84.23K | |
| 13-Feb-09 4:06 PM View: | Srkp 28 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (71%) 282.52K to 82.52K | |
| 13-Feb-09 4:55 PM View: | Srkp 12 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | 20% 1.01M to 1.21M | |
| 13-Feb-09 4:55 PM View: | Srkp 12 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (52%) 386.0K to 186.0K | |
| 13-Feb-09 4:23 PM View: | Feigeda Electronic Technolo... (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (103%) (-194.13K) to 5.87K | |
| 13-Feb-09 4:23 PM View: | Feigeda Electronic Technolo... (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (87%) 230.28K to 30.28K | |
| 13-Feb-09 4:30 PM View: | Srkp 10 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (109%) (-183.69K) to 16.31K | |
| 13-Feb-09 4:30 PM View: | Srkp 10 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (3%) 7.78M to 7.58M | |
| 13-Feb-09 4:21 PM View: | China Electric Motor, Inc. (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (107%) (-187.36K) to 12.64K | |
| 13-Feb-09 4:21 PM View: | China Electric Motor, Inc. (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (4%) 5.67M to 5.47M | |
| 13-Feb-09 4:28 PM View: | Srkp 15 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (104%) (-191.47K) to 8.53K | |
| 13-Feb-09 4:28 PM View: | Srkp 15 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (98%) 204.57K to 4.57K | |
| 13-Feb-09 4:20 PM View: | China Intelligent Lighting ... (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | 54% 367.18K to 567.18K | |
| 13-Feb-09 4:20 PM View: | China Intelligent Lighting ... (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (81%) 247.97K to 47.97K | |
| 13-Feb-09 5:05 PM View: | Protea Biosciences Group, I... (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | 19% 1.04M to 1.24M | |
| 13-Feb-09 5:05 PM View: | Protea Biosciences Group, I... (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (16%) 1.24M to 1.04M | |
| 13-Feb-09 4:42 PM View: | Arrogene, Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (140%) (-142.5K) to 57.5K | |
| 13-Feb-09 4:42 PM View: | Arrogene, Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (76%) 261.61K to 61.61K | |
| 13-Feb-09 4:16 PM View: | China Wesen Recycling Techn... (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (101%) (-197.86K) to 2.14K | |
| 13-Feb-09 4:16 PM View: | China Wesen Recycling Techn... (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (85%) 234.72K to 34.72K | |
| 13-Feb-09 4:14 PM View: | Srkp 24 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | 2% 11.8M to 12.0M | |
| 13-Feb-09 4:14 PM View: | Srkp 24 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (25%) 795.12K to 595.12K | |
| 13-Feb-09 4:09 PM View: | China Century Dragon Media,... (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (117%) (-171.39K) to 28.61K | |
| 13-Feb-09 4:09 PM View: | China Century Dragon Media,... (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (9%) 2.27M to 2.07M | |
| 13-Feb-09 4:08 PM View: | Srkp 26 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (129%) (-155.1K) to 44.9K | |
| 13-Feb-09 4:08 PM View: | Srkp 26 Inc (NONE) | 05-Mar-08 | Gift | 200,000 | -- | -- | (99%) 201.75K to 1.75K | |
| 06-Nov-07 8:21 PM View: | Highpower International, Inc. (HPJ) | 02-Nov-07 | Disposition (other) | 920,377 | -- | -- | (47%) 1.94M to 1.02M | |
| 01-Sep-06 8:13 PM View: | China Shenghuo Pharmaceutic... (KUN) | 31-Aug-06 | Disposition (other) | 783,860 | -- | -- | (75%) 1.04M to 255.64K | |
| 07-Apr-06 11:15 AM View: | Cougar Biotechnology, Inc. (CGRB) | 03-Apr-06 | Purchase | 1,039,500 | $0.06 | $62,370.00 | (100%) 1.04M to 0 |