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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Dec-19 1:56 PM View:  | The China Fund, Inc. (CHN) | 27-Dec-19 | Market Purchase | 500 | $21.11 | $10,555.00 | 100% 0 to 0.5K | |
| 27-Jul-17 3:57 PM View: | JF China Region Fund Inc. (JFC) | 12-Jul-17 | Disposition (other) | 632 | -- | -- | (100%) 0.63K to 0 | |
| 23-Dec-09 9:33 AM View: | ASA Ltd. (ASA) | 22-Dec-09 | Market Purchase | 100 | $73.71 | $7,371.00 | 100% 0 to 100 | (25%) |
| 16-Mar-07 3:48 PM View: | The Korea Fund Inc. (KF) | 16-Mar-07 | Market Purchase | 200 | $32.50 | $6,500.00 | 100% 0 to 0.2K | 21% |