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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Mar-16 3:19 PM View:  | Gi Dynamics, Inc. (NONE) | 23-Mar-16 | Option Exercise | 1,000 | -- | -- | 100% 0 to 1.0K | |
| 23-Sep-11 6:10 PM View: | TranS1, Inc. (BAXS) | 21-Sep-11 | Market Purchase | 1,000,000 | $3.25 | $3,250,000.00 | 48% 2.08M to 3.08M | (99%) |
| 07-May-08 7:37 PM View: | TranS1, Inc. (BAXS) | 06-May-08 | Market Sale | 399,242 | $14.45 | $5,769,050.00 | (16%) 2.48M to 2.08M | 100% |
| 07-May-08 7:37 PM View: | TranS1, Inc. (BAXS) | 05-May-08 | Market Sale | 102,805 | $15.01 | $1,543,100.00 | (4%) 2.59M to 2.48M | 100% |
| 23-Oct-07 9:37 PM View: | TranS1, Inc. (BAXS) | 22-Oct-07 | Conversion Duplicate | 2,586,000 | -- | -- | 100% 0 to 2.59M | |
| 07-Feb-07 4:26 PM View: | XTENT, Inc. (XTNT) | 06-Feb-07 | Conversion | 2,995,600 | -- | -- | 100% 0 to 3.0M |