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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Jun-18 5:15 PM View:  | Advaxis Inc. (ADXS) | 26-Jun-18 | Grant | 25,000 | -- | -- | 10% 261.75K to 286.75K | |
| 13-Jun-18 6:36 PM View: | Advaxis Inc. (ADXS) | 12-Jun-18 | Grant | 50,000 | $1.84 | $92,000.00 | 24% 211.75K to 261.75K | (98%) |
| 06-Nov-15 6:00 PM View: | Advaxis Inc. (ADXS) | 05-Nov-15 | Grant | 4,459 | -- | -- | 2% 207.29K to 211.75K | |
| 01-Apr-15 6:03 PM View: | Advaxis Inc. (ADXS) | 30-Mar-15 | Grant | 15,000 | -- | -- | 8% 192.29K to 207.29K | |
| 04-Feb-15 9:44 PM View: | Advaxis Inc. (ADXS) | 03-Nov-14 | Grant | 33,762 | -- | -- | 21% 158.53K to 192.29K | |
| 18-Jul-14 5:08 PM View: | Advaxis Inc. (ADXS) | 17-Jul-14 | Grant | 50,000 | -- | -- | 46% 108.53K to 158.53K | |
| 25-Nov-13 5:45 PM View: | Advaxis Inc. (ADXS) | 18-Nov-13 | Grant | 20,619 | $4.85 | $100,002.00 | 23% 87.91K to 108.53K | |
| 29-Oct-13 7:25 PM View: | Advaxis Inc. (ADXS) | 24-Oct-13 | Purchase | 25,000 | $4.00 | $100,000.00 | 40% 62.91K to 87.91K | |
| 10-Jul-13 8:33 PM View: | Advaxis Inc. (ADXS) | 25-Jun-13 | Conversion | 2,636,440 | $0.03 | $66,702.00 | 50% 5.23M to 7.86M | |
| 10-Jul-13 8:33 PM View: | Advaxis Inc. (ADXS) | 12-Jun-13 | Grant | 2,286,660 | -- | -- | 78% 2.94M to 5.23M | |
| 28-Feb-13 4:39 PM View: | Advaxis Inc. (ADXS) | 01-Mar-12 | Grant | 120,000 | -- | -- | 4% 2.82M to 2.94M |