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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jan-15 1:51 PM View:  | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 38,748 | -- | -- | (100%) 38.75K to 0 | |
| 12-Mar-14 3:47 PM View: | Scientific Learning Corp. (SCILED.PK) | 10-Mar-14 | Option Exercise | 939 | -- | -- | 4% 21.37K to 22.31K | |
| 18-Nov-13 4:35 PM View: | SWS Group Inc. (SWS) | 14-Nov-13 | Grant | 5,963 | -- | -- | 18% 32.78K to 38.75K | |
| 12-Sep-13 1:41 PM View: | Scientific Learning Corp. (SCILED.PK) | 10-Sep-13 | Option Exercise | 936 | -- | -- | 5% 20.43K to 21.37K | |
| 13-Mar-13 9:04 PM View: | Scientific Learning Corp. (SCILED.PK) | 11-Mar-13 | Option Exercise | 939 | -- | -- | 5% 19.5K to 20.43K | |
| 26-Nov-12 5:21 PM View: | SWS Group Inc. (SWS) | 21-Nov-12 | Grant | 7,231 | -- | -- | 28% 25.55K to 32.78K | |
| 12-Sep-12 8:41 PM View: | Scientific Learning Corp. (SCILED.PK) | 10-Sep-12 | Grant | 936 | -- | -- | 5% 18.56K to 19.5K | |
| 13-Mar-12 9:19 PM View: | Scientific Learning Corp. (SCILED.PK) | 10-Mar-12 | Grant | 1,043 | -- | -- | 6% 17.52K to 18.56K | |
| 21-Nov-11 5:00 PM View: | SWS Group Inc. (SWS) | 17-Nov-11 | Grant | 6,731 | -- | -- | 36% 18.82K to 25.55K | |
| 12-Sep-11 8:18 PM View: | Scientific Learning Corp. (SCILED.PK) | 10-Sep-11 | Grant | 1,041 | -- | -- | 6% 16.48K to 17.52K | |
| 14-Mar-11 2:49 PM View: | Scientific Learning Corp. (SCILED.PK) | 10-Mar-11 | Grant | 914 | -- | -- | 6% 15.56K to 16.48K | |
| 14-Jan-11 5:44 PM View: | Scientific Learning Corp. (SCILED.PK) | 12-Jan-11 | Option Exercise | 8,144 | $3.07 | $25,001.30 | 110% 7.42K to 15.56K | 5% |
| 19-Nov-10 5:45 PM View: | SWS Group Inc. (SWS) | 18-Nov-10 | Grant | 5,663 | -- | -- | 43% 13.16K to 18.82K | |
| 14-Sep-10 9:47 PM View: | Scientific Learning Corp. (SCILED.PK) | 10-Sep-10 | Grant | 911 | -- | -- | 14% 6.51K to 7.42K | |
| 10-Sep-10 5:46 PM View: | SWS Group Inc. (SWS) | 10-Sep-10 | Market Purchase | 3,000 | $7.41 | $22,229.70 | 30% 10.16K to 13.16K | (11%) |
| 12-Mar-10 8:03 PM View: | Scientific Learning Corp. (SCILED.PK) | 10-Mar-10 | Grant | 600 | -- | -- | 10% 5.91K to 6.51K | |
| 19-Feb-10 5:15 PM View: | SWS Group Inc. (SWS) | 19-Feb-10 | Market Purchase | 1,300 | $12.78 | $16,612.80 | 15% 8.86K to 10.16K | (48%) |
| 07-Jan-10 7:16 PM View: | Scientific Learning Corp. (SCILED.PK) | 06-Jan-10 | Option Exercise | 4,941 | $5.06 | $25,001.50 | 511% 0.97K to 5.91K | 3% |
| 11-Sep-09 8:45 PM View: | Scientific Learning Corp. (SCILED.PK) | 10-Sep-09 | Grant | 600 | -- | -- | 164% 0.37K to 0.97K | |
| 26-Aug-09 6:14 PM View: | SWS Group Inc. (SWS) | 24-Aug-09 | Grant | 2,000 | -- | -- | 29% 6.86K to 8.86K | |
| 10-Mar-09 8:27 PM View: | Scientific Learning Corp. (SCILED.PK) | 10-Mar-09 | Grant | 183 | -- | -- | 100% 0.18K to 0.37K | |
| 12-Sep-08 8:39 PM View: | Scientific Learning Corp. (SCILED.PK) | 10-Sep-08 | Grant | 183 | -- | -- | 100% 0 to 0.18K | |
| 26-Aug-08 5:19 PM View: | SWS Group Inc. (SWS) | 25-Aug-08 | Grant | 2,000 | -- | -- | 41% 4.86K to 6.86K | |
| 26-Nov-07 5:52 PM View: | SWS Group Inc. (SWS) | 26-Nov-07 | Market Purchase | 750 | $13.04 | $9,779.00 | 18% 4.11K to 4.86K | (56%) |
| 26-Nov-07 5:52 PM View: | SWS Group Inc. (SWS) | 23-Nov-07 | Market Purchase | 765 | $13.03 | $9,964.95 | 23% 3.35K to 4.11K | (55%) |
| 27-Aug-07 5:21 PM View: | SWS Group Inc. (SWS) | 24-Aug-07 | Grant | 1,500 | -- | -- | 81% 1.84K to 3.35K | |
| 16-Feb-07 5:25 PM View: | SWS Group Inc. (SWS) | 16-Feb-07 | Market Purchase | 345 | $28.60 | $9,867.00 | 23% 1.5K to 1.84K | (79%) |
| 20-Dec-06 3:52 PM View: | Trammell Crow Co (TCC) | 20-Dec-06 | Disposition | 400 | $49.51 | $19,804.00 | (100%) 0.4K to 0 | |
| 29-Aug-06 5:28 PM View: | SWS Group Inc. (SWS) | 25-Aug-06 | Grant | 1,000 | -- | -- | 100% 0 to 1.0K | |
| 03-Mar-06 3:54 PM View: | Trammell Crow Co (TCC) | 02-Mar-06 | Market Purchase | 300 | $33.90 | $10,169.00 | 100% 0 to 0.3K |