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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Nov-21 10:10 AM View:  | Flexion Therapeutics, Inc. (FLXN) | 19-Nov-21 | Disposition | 9,000 | $8.50 | $76,500.00 | (100%) 9.0K to 0 | (7%) |
| 28-Jun-21 6:38 PM View: | Flexion Therapeutics, Inc. (FLXN) | 24-Jun-21 | Grant | 4,500 | -- | -- | 100% 4.5K to 9.0K | |
| 23-Oct-20 5:34 PM View: | Immunomedics Inc. (IMMU) | 23-Oct-20 | Disposition | 13,516 | -- | -- | (100%) 13.52K to 0 | |
| 22-Jun-20 5:19 PM View: | Immunomedics Inc. (IMMU) | 18-Jun-20 | Grant | 3,718 | -- | -- | 28% 13.52K to 17.23K | |
| 12-Jun-20 4:11 PM View: | Flexion Therapeutics, Inc. (FLXN) | 10-Jun-20 | Grant | 4,500 | -- | -- | 100% 0 to 4.5K | |
| 11-Jun-19 4:29 PM View: | Immunomedics Inc. (IMMU) | 07-Jun-19 | Grant | 9,667 | -- | -- | 251% 3.85K to 13.52K | |
| 10-Jun-19 4:03 PM View: | Akebia Therapeutics, Inc. (AKBA) | 06-Jun-19 | Grant | 13,700 | -- | -- | 100% 0 to 13.7K | |
| 18-Sep-18 2:59 PM View: | Immunomedics Inc. (IMMU) | 02-Apr-18 | Grant | 3,849 | -- | -- | 100% 0 to 3.85K | |
| 30-Nov-16 5:22 PM View: | Outlook Therapeutics, Inc. (OTLK) | 28-Nov-16 | Acquisition (other) | 57,408 | -- | -- | 30% 188.93K to 246.34K | |
| 14-Nov-16 6:18 PM View: | Outlook Therapeutics, Inc. (OTLK) | 09-Nov-16 | Conversion | 57,971 | -- | -- | (23%) 246.91K to 188.93K | |
| 14-Nov-16 6:18 PM View: | Outlook Therapeutics, Inc. (OTLK) | 09-Nov-16 | Option Exercise | 57,971 | -- | -- | 31% 188.93K to 246.91K | |
| 18-May-16 1:23 PM View: | Outlook Therapeutics, Inc. (OTLK) | 18-May-16 | Conversion | 58,500 | -- | -- | 81% 72.46K to 130.96K | |
| 06-Apr-11 11:44 AM View: | Genzyme Corp. (GENZ) | 04-Apr-11 | Disposition | 25,000 | $74.00 | $1,850,000.00 | (100%) 25.0K to 0 | (3%) |
| 06-Apr-11 11:44 AM View: | Genzyme Corp. (GENZ) | 04-Apr-11 | Option Exercise | 25,000 | -- | -- | 100% 0 to 25.0K | |
| 05-Feb-07 6:23 PM View: | Eli Lilly & Co. (LLY) | 01-Feb-07 | Payment of Exercise | 3,668 | $54.12 | $198,512.00 | (7%) 53.07K to 49.4K | (279%) |
| 19-Jan-07 10:00 PM View: | Eli Lilly & Co. (LLY) | 17-Jan-07 | Grant | 17,355 | $52.86 | $917,385.00 | 49% 35.69K to 53.05K | 288% |
| 12-Feb-07 10:00 PM View: | Eli Lilly & Co. (LLY) | 13-Jun-06 | Gift | 1,293 | -- | -- | (3%) 36.99K to 35.69K | |
| 24-Jan-06 3:00 PM View: | Eli Lilly & Co. (LLY) | 20-Jan-06 | Grant | 11,680 | $57.04 | $666,227.00 | 47% 24.9K to 36.58K | 271% |
| 14-Feb-06 10:00 PM View: | Eli Lilly & Co. (LLY) | 29-Aug-05 | Gift | 6,000 | -- | -- | 24% 24.9K to 30.9K | |
| 14-Feb-06 10:00 PM View: | Eli Lilly & Co. (LLY) | 29-Aug-05 | Gift | 6,000 | -- | -- | (19%) 30.9K to 24.9K | |
| 17-Aug-05 4:22 PM View: | Eli Lilly & Co. (LLY) | 16-Aug-05 | Option Exercise | 6,000 | $27.10 | $162,600.00 | 30% 20.16K to 26.16K | |
| 17-Aug-05 4:22 PM View: | Eli Lilly & Co. (LLY) | 15-Aug-05 | Market Option Sale | 3,200 | $53.30 | $170,564.00 | (14%) 23.36K to 20.16K | (299%) |
| 17-Aug-05 4:22 PM View: | Eli Lilly & Co. (LLY) | 10-Aug-05 | Gift | 2,091 | -- | -- | 9% 23.36K to 25.45K | |
| 17-Aug-05 4:22 PM View: | Eli Lilly & Co. (LLY) | 10-Aug-05 | Gift | 2,091 | -- | -- | (8%) 25.45K to 23.36K | |
| 05-Aug-05 2:38 PM View: | Eli Lilly & Co. (LLY) | 03-Aug-05 | Payment of Exercise | 3,909 | $54.88 | $214,526.00 | (25%) 15.41K to 11.51K | (291%) |
| 05-Aug-05 2:38 PM View: | Eli Lilly & Co. (LLY) | 03-Aug-05 | Option Exercise | 6,000 | $27.14 | $162,840.00 | 64% 9.41K to 15.41K | |
| 14-Feb-06 10:00 PM View: | Eli Lilly & Co. (LLY) | 28-Jun-05 | Gift | 6 | -- | -- | (< 1%) 20.02K to 20.01K | |
| 14-Feb-06 10:00 PM View: | Eli Lilly & Co. (LLY) | 23-Jun-05 | Gift | 1,324 | -- | -- | (6%) 21.34K to 20.02K | |
| 21-Jul-05 4:59 PM View: | Eli Lilly & Co. (LLY) | 23-May-05 | Payment of Exercise | 926 | $58.90 | $54,541.40 | (19%) 4.88K to 3.95K | (264%) |
| 14-Feb-06 10:00 PM View: | Eli Lilly & Co. (LLY) | 23-May-05 | Gift | 2,074 | -- | -- | 10% 21.34K to 23.42K | |
| 14-Feb-06 10:00 PM View: | Eli Lilly & Co. (LLY) | 23-May-05 | Gift | 2,074 | -- | -- | (9%) 23.42K to 21.34K | |
| 14-Feb-06 10:00 PM View: | Eli Lilly & Co. (LLY) | 06-May-05 | Gift | 1,879 | -- | -- | 8% 22.27K to 24.15K | |
| 14-Feb-06 10:00 PM View: | Eli Lilly & Co. (LLY) | 06-May-05 | Gift | 1,879 | -- | -- | (8%) 24.15K to 22.27K | |
| 18-Jan-05 3:04 PM View: | Eli Lilly & Co. (LLY) | 14-Jan-05 | Grant | 1,879 | $56.79 | $106,708.00 | 9% 20.07K to 21.95K | 283% |