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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Apr-14 1:46 PM View:  | BPZ Resources, Inc. (BPZ) | 02-Apr-14 | Market Sale (Planned) | 41,627 | $3.00 | $125,002.00 | (< 1%) 5.28M to 5.24M | < 1% |
| 02-Apr-14 6:15 PM View: | BPZ Resources, Inc. (BPZ) | 01-Apr-14 | Market Sale (Planned) | 32,000 | $3.13 | $100,134.00 | (< 1%) 5.31M to 5.28M | < 1% |
| 03-Mar-14 6:34 PM View: | BPZ Resources, Inc. (BPZ) | 20-Feb-14 | Grant | 208,333 | -- | -- | 4% 5.1M to 5.31M | |
| 13-Mar-13 7:30 PM View: | BPZ Resources, Inc. (BPZ) | 01-Mar-13 | Grant | 163,235 | -- | -- | 3% 4.94M to 5.1M | |
| 05-Mar-13 10:52 AM View: | BPZ Resources, Inc. (BPZ) | 01-Mar-13 | Market Sale (Planned) | 7,850 | $2.46 | $19,303.90 | (< 1%) 4.95M to 4.94M | 13% |
| 03-Jul-12 6:05 PM View: | BPZ Resources, Inc. (BPZ) | 02-Jul-12 | Market Sale (Planned) | 15,500 | $2.45 | $38,026.10 | (< 1%) 4.96M to 4.95M | 17% |
| 13-Jun-12 2:58 PM View: | BPZ Resources, Inc. (BPZ) | 12-Jun-12 | Market Sale (Planned) | 100,000 | $2.51 | $251,470.00 | (2%) 5.06M to 4.96M | 19% |
| 06-Apr-12 3:51 PM View: | BPZ Resources, Inc. (BPZ) | 04-Apr-12 | Grant | 78,750 | -- | -- | 2% 4.98M to 5.06M | |
| 17-Mar-11 6:10 PM View: | BPZ Resources, Inc. (BPZ) | 16-Mar-11 | Market Sale (Planned) | 20,000 | $5.86 | $117,196.00 | (< 1%) 5.0M to 4.98M | 65% |
| 11-Mar-11 8:26 PM View: | BPZ Resources, Inc. (BPZ) | 09-Mar-11 | Market Sale (Planned) | 20,000 | $6.39 | $127,900.00 | (< 1%) 5.02M to 5.0M | 68% |
| 03-Mar-11 7:58 PM View: | BPZ Resources, Inc. (BPZ) | 01-Mar-11 | Grant | 22,411 | -- | -- | < 1% 5.0M to 5.02M | |
| 17-Feb-11 7:11 PM View: | BPZ Resources, Inc. (BPZ) | 16-Feb-11 | Market Sale (Planned) | 20,000 | $6.20 | $123,984.00 | (< 1%) 5.02M to 5.0M | 67% |
| 11-Feb-11 6:20 PM View: | BPZ Resources, Inc. (BPZ) | 09-Feb-11 | Market Sale (Planned) | 20,000 | $5.74 | $114,876.00 | (< 1%) 5.04M to 5.02M | 64% |
| 30-Jun-10 11:14 AM View: | BPZ Resources, Inc. (BPZ) | 01-Jul-10 | Grant | 44,400 | -- | -- | < 1% 5.04M to 5.08M | |
| 21-Jan-11 6:04 PM View: | BPZ Resources, Inc. (BPZ) | 19-Jan-10 | Sale (Planned) | 20,000 | $5.01 | $100,100.00 | (< 1%) 5.06M to 5.04M | |
| 13-Jan-11 5:17 PM View: | BPZ Resources, Inc. (BPZ) | 12-Jan-10 | Private Sale (Planned) | 20,000 | $5.21 | $104,200.00 | < 1% 5.04M to 5.06M | |
| 01-Jul-09 12:57 PM View: | BPZ Resources, Inc. (BPZ) | 01-Jul-09 | Grant | 38,250 | -- | -- | < 1% 5.0M to 5.04M | |
| 23-Sep-08 9:50 PM View: | BPZ Resources, Inc. (BPZ) | 23-Sep-08 | Market Sale | 5,000 | $18.08 | $90,380.00 | (< 1%) 5.1M to 5.1M | 90% |
| 23-Sep-08 9:50 PM View: | BPZ Resources, Inc. (BPZ) | 22-Sep-08 | Market Sale | 5,000 | $18.27 | $91,366.90 | (< 1%) 5.11M to 5.1M | 90% |
| 02-Sep-08 6:27 PM View: | BPZ Resources, Inc. (BPZ) | 29-Aug-08 | Market Sale | 6,300 | $20.00 | $125,983.00 | (< 1%) 5.11M to 5.11M | 91% |
| 02-Sep-08 6:27 PM View: | BPZ Resources, Inc. (BPZ) | 28-Aug-08 | Market Sale | 7,500 | $20.34 | $152,550.00 | (< 1%) 5.12M to 5.11M | 91% |
| 29-Jul-08 6:50 PM View: | BPZ Resources, Inc. (BPZ) | 29-Jul-08 | Market Sale | 7,500 | $19.30 | $144,714.00 | (< 1%) 5.13M to 5.12M | 91% |
| 29-Jul-08 6:50 PM View: | BPZ Resources, Inc. (BPZ) | 28-Jul-08 | Market Sale | 7,500 | $20.03 | $150,225.00 | (< 1%) 5.14M to 5.13M | 91% |
| 18-Jul-08 6:06 PM View: | BPZ Resources, Inc. (BPZ) | 17-Jul-08 | Market Sale | 7,500 | $22.47 | $168,523.00 | (< 1%) 5.14M to 5.14M | 92% |
| 18-Jul-08 6:06 PM View: | BPZ Resources, Inc. (BPZ) | 16-Jul-08 | Market Sale | 10,000 | $24.50 | $245,046.00 | (< 1%) 5.15M to 5.14M | 93% |
| 29-Jan-09 12:54 PM View: | BPZ Resources, Inc. (BPZ) | 27-Jan-08 | Gift | 100,000 | -- | -- | (2%) 5.1M to 5.0M | |
| 03-Jan-08 6:25 PM View: | BPZ Resources, Inc. (BPZ) | 01-Jan-08 | Grant | 150,000 | -- | -- | 5% 3.3M to 3.45M | |
| 03-Jan-08 6:25 PM View: | BPZ Resources, Inc. (BPZ) | 01-Jan-08 | Acquisition (other) | 1,699,480 | -- | -- | 49% 3.45M to 5.15M | |
| 01-Aug-05 5:00 PM View: | BPZ Resources, Inc. (BPZ) | 28-Jul-05 | Acquisition (other) | 1,699,480 | -- | -- | 106% 1.61M to 3.3M |