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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-Mar-23 4:35 PM View:  | 9 Meters Biopharma, Inc. (NMTR) | 29-Mar-23 | Grant | 7,885 | -- | -- | 10% 79.1K to 86.98K | |
| 06-Jul-22 4:43 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 01-Jul-22 | Private Purchase | 175,000 | $0.25 | $42,962.50 | 13% 1.3M to 1.48M | |
| 19-May-22 4:01 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 18-May-22 | Private Purchase | 106,383 | $0.47 | $50,000.00 | 8% 1.3M to 1.41M | |
| 22-Mar-22 5:15 PM View: | BioDelivery Sciences Intern... (BDSI) | 22-Mar-22 | Disposition (other) | 1,166,870 | -- | -- | (100%) 1.17M to 0 | |
| 07-Mar-22 8:01 AM View: | 9 Meters Biopharma, Inc. (NMTR) | 03-Mar-22 | Private Purchase | 86,450 | $0.58 | $50,002.40 | 7% 1.21M to 1.3M | |
| 31-Jan-22 6:04 PM View: | BioDelivery Sciences Intern... (BDSI) | 27-Jan-22 | Option Exercise | 7,684 | -- | -- | < 1% 1.16M to 1.17M | |
| 06-Dec-21 8:06 AM View: | BioDelivery Sciences Intern... (BDSI) | 02-Dec-21 | Private Purchase | 18,587 | $2.69 | $49,999.00 | 2% 1.14M to 1.16M | |
| 03-Dec-21 7:34 AM View: | 9 Meters Biopharma, Inc. (NMTR) | 02-Dec-21 | Market Purchase | 50,000 | $0.89 | $44,500.00 | 4% 1.21M to 1.26M | 6% |
| 19-Nov-21 8:15 AM View: | BioDelivery Sciences Intern... (BDSI) | 18-Nov-21 | Private Sale | 10,000 | $3.04 | $30,400.00 | < 1% 1.13M to 1.14M | |
| 22-Nov-21 7:30 AM View: | 9 Meters Biopharma, Inc. (NMTR) | 18-Nov-21 | Market Purchase | 20,000 | $1.06 | $21,200.00 | 2% 1.19M to 1.21M | |
| 12-Nov-21 8:03 AM View: | BioDelivery Sciences Intern... (BDSI) | 11-Nov-21 | Private Purchase | 16,000 | $3.20 | $51,200.00 | 1% 1.11M to 1.13M | |
| 08-Sep-21 8:15 AM View: | 9 Meters Biopharma, Inc. (NMTR) | 07-Sep-21 | Market Purchase | 73,529 | $1.36 | $99,999.40 | 7% 1.12M to 1.19M | (2%) |
| 23-Aug-21 8:15 AM View: | 9 Meters Biopharma, Inc. (NMTR) | 20-Aug-21 | Market Purchase | 25,000 | $1.10 | $27,500.00 | 2% 1.1M to 1.12M | 0% |
| 10-Aug-21 6:24 PM View: | BioDelivery Sciences Intern... (BDSI) | 06-Aug-21 | Option Exercise | 4,000 | -- | -- | < 1% 1.11M to 1.11M | |
| 13-May-21 5:36 PM View: | BioDelivery Sciences Intern... (BDSI) | 13-May-21 | Purchase | 3,000 | $3.16 | $9,480.00 | < 1% 1.1M to 1.11M | |
| 13-May-21 5:36 PM View: | BioDelivery Sciences Intern... (BDSI) | 12-May-21 | Purchase | 5,000 | $3.24 | $16,200.00 | < 1% 1.1M to 1.1M | |
| 13-May-21 5:36 PM View: | BioDelivery Sciences Intern... (BDSI) | 11-May-21 | Private Purchase | 7,500 | $3.16 | $23,700.00 | < 1% 1.09M to 1.1M | |
| 06-Apr-21 4:19 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 05-Apr-21 | Private Purchase | 300,000 | $1.00 | $300,000.00 | 38% 795.55K to 1.1M | (11%) |
| 17-Dec-20 4:17 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 15-Dec-20 | Private Purchase | 230,769 | $0.65 | $150,000.00 | 41% 564.78K to 795.55K | |
| 03-Nov-20 4:14 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 30-Oct-20 | Acquisition (other) | 4,513 | -- | -- | < 1% 560.27K to 564.78K | |
| 14-Sep-20 8:06 AM View: | 9 Meters Biopharma, Inc. (NMTR) | 11-Sep-20 | Market Purchase | 77,000 | $0.68 | $52,360.00 | 17% 461.78K to 538.78K | 68% |
| 14-Sep-20 8:06 AM View: | 9 Meters Biopharma, Inc. (NMTR) | 11-Sep-20 | Market Purchase | 21,485 | $0.65 | $14,003.90 | 4% 538.78K to 560.27K | 75% |
| 14-Sep-20 8:06 AM View: | 9 Meters Biopharma, Inc. (NMTR) | 10-Sep-20 | Market Purchase | 50,000 | $0.60 | $30,000.00 | 12% 411.78K to 461.78K | 92% |
| 18-Aug-20 5:19 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 17-Aug-20 | Market Purchase | 100,000 | $0.56 | $56,000.00 | 32% 311.78K to 411.78K | 108% |
| 17-Aug-20 6:58 PM View: | BioDelivery Sciences Intern... (BDSI) | 14-Aug-20 | Private Sale | 115,000 | $4.90 | $563,500.00 | (10%) 1.21M to 1.09M | |
| 17-Aug-20 6:58 PM View: | BioDelivery Sciences Intern... (BDSI) | 13-Aug-20 | Market Sale | 85,000 | $4.53 | $385,050.00 | (7%) 1.29M to 1.21M | 4% |
| 11-Aug-20 4:55 PM View: | BioDelivery Sciences Intern... (BDSI) | 07-Aug-20 | Option Exercise | 4,000 | -- | -- | < 1% 1.29M to 1.29M | |
| 02-Jul-20 4:23 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 30-Jun-20 | Conversion | 254,400 | -- | -- | 443% 57.38K to 311.78K | |
| 16-Jun-20 4:05 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 15-Jun-20 | Market Purchase | 17,943 | $0.60 | $10,720.90 | 45% 39.44K to 57.38K | 89% |
| 12-May-20 6:48 PM View: | BioDelivery Sciences Intern... (BDSI) | 11-May-20 | Option Exercise | 22,500 | -- | -- | 2% 1.26M to 1.29M | |
| 12-May-20 6:48 PM View: | BioDelivery Sciences Intern... (BDSI) | 08-May-20 | Private Option Sale | 22,500 | $5.07 | $114,075.00 | (2%) 1.36M to 1.34M | |
| 12-May-20 6:48 PM View: | BioDelivery Sciences Intern... (BDSI) | 08-May-20 | Sale | 77,500 | $5.07 | $392,925.00 | (6%) 1.34M to 1.26M | |
| 29-Apr-20 4:10 PM View: | BioDelivery Sciences Intern... (BDSI) | 27-Apr-20 | Market Sale | 100,000 | $4.58 | $458,000.00 | (7%) 1.46M to 1.36M | 5% |
| 21-Apr-20 4:57 PM View: | Biomerica Inc. (BMRA) | 21-Apr-20 | Market Sale | 5,000 | $8.11 | $40,531.50 | (15%) 32.4K to 27.4K | 39% |
| 21-Apr-20 4:57 PM View: | Biomerica Inc. (BMRA) | 17-Apr-20 | Market Sale | 5,000 | $8.07 | $40,346.00 | (13%) 37.4K to 32.4K | 39% |
| 17-Apr-20 4:05 PM View: | BioDelivery Sciences Intern... (BDSI) | 15-Apr-20 | Market Sale | 50,000 | $4.13 | $206,500.00 | (3%) 1.51M to 1.46M | (5%) |
| 18-Mar-20 4:17 PM View: | BioDelivery Sciences Intern... (BDSI) | 16-Mar-20 | Grant | 36,471 | -- | -- | 2% 1.48M to 1.51M | |
| 09-Jan-20 4:03 PM View: | BioDelivery Sciences Intern... (BDSI) | 07-Jan-20 | Private Sale | 13,353 | $5.65 | $75,444.50 | (< 1%) 1.49M to 1.48M | |
| 06-Jan-20 8:48 PM View: | BioDelivery Sciences Intern... (BDSI) | 06-Jan-20 | Sale | 18,600 | $5.84 | $108,624.00 | (1%) 1.51M to 1.49M | |
| 06-Jan-20 8:48 PM View: | BioDelivery Sciences Intern... (BDSI) | 03-Jan-20 | Sale | 13,857 | $6.00 | $83,142.00 | (< 1%) 1.52M to 1.51M | |
| 06-Jan-20 8:48 PM View: | BioDelivery Sciences Intern... (BDSI) | 02-Jan-20 | Private Sale | 54,190 | $6.09 | $330,017.00 | (3%) 1.58M to 1.52M | |
| 22-Oct-19 4:36 PM View: | BioDelivery Sciences Intern... (BDSI) | 18-Oct-19 | Private Sale | 84,228 | $5.15 | $433,774.00 | (5%) 1.66M to 1.58M | |
| 17-Oct-19 5:32 PM View: | BioDelivery Sciences Intern... (BDSI) | 17-Oct-19 | Sale | 31,860 | $5.15 | $164,079.00 | (2%) 1.69M to 1.66M | |
| 17-Oct-19 5:32 PM View: | BioDelivery Sciences Intern... (BDSI) | 16-Oct-19 | Sale | 8,912 | $5.15 | $45,896.80 | (< 1%) 1.7M to 1.69M | |
| 17-Oct-19 5:32 PM View: | BioDelivery Sciences Intern... (BDSI) | 15-Oct-19 | Private Sale | 103,321 | $4.98 | $514,539.00 | (6%) 1.81M to 1.7M | |
| 19-Sep-19 5:02 PM View: | BioDelivery Sciences Intern... (BDSI) | 19-Sep-19 | Private Sale | 24,506 | $4.79 | $117,384.00 | (1%) 1.83M to 1.81M | |
| 19-Sep-19 5:02 PM View: | BioDelivery Sciences Intern... (BDSI) | 18-Sep-19 | Private Sale | 43,686 | $4.77 | $208,382.00 | (2%) 1.87M to 1.83M | |
| 19-Sep-19 5:02 PM View: | BioDelivery Sciences Intern... (BDSI) | 17-Sep-19 | Private Sale | 157,177 | $4.79 | $752,878.00 | (8%) 2.03M to 1.87M | |
| 27-Jun-19 6:00 PM View: | BioDelivery Sciences Intern... (BDSI) | 25-Jun-19 | Market Sale | 90,706 | $4.39 | $398,199.00 | (4%) 2.12M to 2.03M | 1% |
| 13-Jun-19 6:00 PM View: | BioDelivery Sciences Intern... (BDSI) | 12-Jun-19 | Market Sale | 177,495 | $4.21 | $747,254.00 | (8%) 2.3M to 2.12M |