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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Mar-22 7:26 PM View:  | Alternative Strategies Fund (LTIFX) | 10-Mar-22 | Purchase | 551,181 | $6.35 | $3,500,000.00 | 76% 724.64K to 1.28M | |
| 02-Oct-18 7:37 PM View: | Rmg Networks Holding Corp (RMGN) | 28-Sep-18 | Disposition (change in control) | 2,012,260 | -- | -- | (100%) 2.01M to 0 | |
| 03-Jan-17 9:30 PM View: | Rmg Networks Holding Corp (RMGN) | 29-Dec-16 | Exercise (in-the money or at-the-money) | 161,291 | $0.62 | $100,000.00 | 2% 7.89M to 8.05M | |
| 22-May-15 5:08 PM View: | Rmg Networks Holding Corp (RMGN) | 20-May-15 | Conversion | 7,333,330 | -- | -- | 1052% 697.27K to 8.03M | |
| 22-May-15 5:08 PM View: | Rmg Networks Holding Corp (RMGN) | 20-May-15 | Disposition | 142,857 | -- | -- | (2%) 8.03M to 7.89M | |
| 11-Jul-14 4:07 PM View: | Rmg Networks Holding Corp (RMGN) | 10-Jul-14 | Acquisition (other) | 542,798 | -- | -- | 351% 154.47K to 697.26K | |
| 03-Dec-13 3:12 PM View: | Rmg Networks Holding Corp (RMGN) | 29-Nov-13 | Market Purchase | 11,608 | $5.16 | $59,893.20 | 2% 761.9K to 773.51K | (94%) |
| 30-Nov-12 4:20 PM View: | Rmg Networks Holding Corp (RMGN) | 20-Nov-12 | Disposition | 761,905 | -- | -- | (50%) 1.52M to 761.9K | |
| 14-Feb-12 3:34 PM View: | Rmg Networks Holding Corp (RMGN) | 03-Jun-11 | Disposition | 182,857 | -- | -- | (14%) 1.32M to 1.14M | |
| 26-Dec-07 5:37 PM View: | Deerfield Capital Corp. (CIFC) | 21-Dec-07 | Grant | 3,914,420 | -- | -- | 10% 38.76M to 42.67M | |
| 26-Dec-07 5:37 PM View: | Deerfield Capital Corp. (CIFC) | 21-Dec-07 | Acquisition (other) | 83,595 | -- | -- | < 1% 42.67M to 42.76M | |
| 26-Dec-07 5:37 PM View: | Deerfield Capital Corp. (CIFC) | 21-Dec-07 | Disposition (other) | 329,692 | -- | -- | (< 1%) 42.76M to 42.43M | |
| 12-Jun-07 3:41 PM View: | Deerfield Capital Corp. (CIFC) | 11-Jun-07 | Acquisition (other) | 20,654 | $15.87 | $327,717.00 | 7% 309.04K to 329.69K | 13% |
| 29-May-07 5:02 PM View: | Triarc Companies Inc. (WEN) | 19-Apr-07 | Gift | 100 | -- | -- | 100% 0 to 100 | |
| 30-Mar-07 3:18 PM View: | Deerfield Capital Corp. (CIFC) | 28-Mar-07 | Acquisition (other) Duplicate | 163 | $15.19 | $2,475.32 | < 1% 406.28K to 406.44K | 22% |
| 30-Mar-07 3:18 PM View: | Deerfield Capital Corp. (CIFC) | 28-Mar-07 | Disposition (other) Duplicate | 97,403 | -- | -- | (24%) 406.44K to 309.04K | |
| 16-Nov-06 2:47 PM View: | Deerfield Capital Corp. (CIFC) | 15-Nov-06 | Acquisition (other) | 13,722 | $14.38 | $197,295.00 | 3% 392.56K to 406.28K | 32% |
| 27-Sep-06 1:14 PM View: | Deerfield Capital Corp. (CIFC) | 25-Sep-06 | Acquisition (other) Duplicate | 9,321 | $13.17 | $122,739.00 | 2% 383.24K to 392.56K | 48% |
| 15-Jun-06 4:35 PM View: | Deerfield Capital Corp. (CIFC) | 13-Jun-06 | Acquisition (other) Duplicate | 29,159 | $12.97 | $378,192.00 | 5% 537.35K to 566.51K | 54% |
| 15-Jun-06 4:35 PM View: | Deerfield Capital Corp. (CIFC) | 13-Jun-06 | Disposition (other) Duplicate | 49,771 | -- | -- | (9%) 566.51K to 516.74K | |
| 19-Dec-05 2:52 PM View: | Deerfield Capital Corp. (CIFC) | 16-Dec-05 | Market Purchase | 50,000 | $12.82 | $641,028.00 | 10% 487.35K to 537.35K | (95%) |
| 30-Jun-05 10:00 PM View: | Deerfield Capital Corp. (CIFC) | 29-Jun-05 | Market Purchase | 50,000 | $15.75 | $787,500.00 | 11% 442.35K to 492.35K | (96%) |