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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Jun-15 5:22 PM View:  | Investment Technology Group... (ITG) | 11-Jun-15 | Grant | 2,722 | -- | -- | 5% 53.37K to 56.09K | |
| 10-Jun-15 4:11 PM View: | Investment Technology Group... (ITG) | 08-Jun-15 | Grant | 2 | $27.44 | $53.23 | < 1% 53.37K to 53.37K | 11% |
| 09-Jun-15 5:11 PM View: | Investment Technology Group... (ITG) | 05-Jun-15 | Grant | 62 | $27.44 | $1,702.93 | < 1% 53.31K to 53.37K | 11% |
| 23-Feb-15 4:22 PM View: | Investment Technology Group... (ITG) | 19-Feb-15 | Payment of Exercise | 4,503 | $22.06 | $99,336.20 | (8%) 57.81K to 53.31K | (38%) |
| 23-Feb-15 4:22 PM View: | Investment Technology Group... (ITG) | 19-Feb-15 | Option Exercise | 5,695 | $17.44 | $99,320.80 | 11% 52.12K to 57.81K | |
| 13-Jun-14 4:11 PM View: | Investment Technology Group... (ITG) | 12-Jun-14 | Grant | 3,996 | -- | -- | 8% 48.12K to 52.12K | |
| 03-Oct-13 4:12 PM View: | Investment Technology Group... (ITG) | 01-Oct-13 | Grant | 952 | $15.77 | $15,013.00 | 2% 47.17K to 48.12K | 93% |
| 03-Jul-13 4:43 PM View: | Investment Technology Group... (ITG) | 01-Jul-13 | Grant | 1,040 | $14.43 | $15,007.20 | 2% 46.13K to 47.17K | 111% |
| 12-Jun-13 4:15 PM View: | Investment Technology Group... (ITG) | 11-Jun-13 | Grant | 5,129 | -- | -- | 13% 41.0K to 46.13K | |
| 03-Apr-13 4:50 PM View: | Investment Technology Group... (ITG) | 01-Apr-13 | Grant | 1,379 | $10.88 | $15,003.50 | 3% 39.62K to 41.0K | 180% |
| 04-Jan-13 4:34 PM View: | Investment Technology Group... (ITG) | 02-Jan-13 | Grant | 1,581 | $9.49 | $15,003.70 | 4% 38.04K to 39.62K | 221% |
| 03-Oct-12 6:46 PM View: | Investment Technology Group... (ITG) | 01-Oct-12 | Grant | 1,711 | $8.77 | $15,005.50 | 5% 36.33K to 38.04K | 248% |
| 05-Jul-12 4:45 PM View: | Investment Technology Group... (ITG) | 02-Jul-12 | Grant | 1,620 | $9.26 | $15,001.20 | 5% 34.71K to 36.33K | 229% |
| 14-Jun-12 5:18 PM View: | Investment Technology Group... (ITG) | 12-Jun-12 | Grant | 7,742 | -- | -- | 29% 26.96K to 34.71K | |
| 04-Apr-12 4:31 PM View: | Investment Technology Group... (ITG) | 02-Apr-12 | Grant | 1,266 | $11.85 | $15,002.10 | 5% 25.7K to 26.96K | 157% |
| 05-Jan-12 6:28 PM View: | Investment Technology Group... (ITG) | 03-Jan-12 | Grant | 1,339 | $11.21 | $15,010.20 | 5% 24.36K to 25.7K | 172% |
| 04-Oct-11 5:20 PM View: | Investment Technology Group... (ITG) | 03-Oct-11 | Grant | 1,624 | $9.24 | $15,005.80 | 7% 22.74K to 24.36K | 230% |
| 02-Aug-11 5:18 PM View: | Investment Technology Group... (ITG) | 29-Jul-11 | Grant | 2,959 | -- | -- | 15% 19.78K to 22.74K | |
| 06-Jul-11 5:29 PM View: | Investment Technology Group... (ITG) | 01-Jul-11 | Grant | 1,070 | $14.02 | $15,001.40 | 6% 18.71K to 19.78K | 118% |
| 05-Apr-11 6:22 PM View: | Investment Technology Group... (ITG) | 01-Apr-11 | Grant | 801 | $18.73 | $15,002.70 | 4% 17.91K to 18.71K | 63% |
| 05-Jan-11 6:34 PM View: | Investment Technology Group... (ITG) | 03-Jan-11 | Grant | 907 | $16.54 | $15,001.80 | 5% 17.0K to 17.91K | 84% |
| 04-Oct-10 5:36 PM View: | Investment Technology Group... (ITG) | 01-Oct-10 | Grant | 1,050 | $14.29 | $15,004.50 | 7% 15.95K to 17.0K | 114% |
| 06-Jul-10 5:16 PM View: | Investment Technology Group... (ITG) | 01-Jul-10 | Grant | 950 | $15.79 | $15,000.50 | 6% 15.0K to 15.95K | 94% |
| 29-Jun-10 5:06 PM View: | Investment Technology Group... (ITG) | 25-Jun-10 | Grant | 2,065 | -- | -- | 16% 12.93K to 15.0K | |
| 06-Apr-10 5:13 PM View: | Investment Technology Group... (ITG) | 01-Apr-10 | Grant | 872 | $17.21 | $15,007.10 | 7% 12.06K to 12.93K | 78% |
| 05-Jan-10 6:19 PM View: | Investment Technology Group... (ITG) | 04-Jan-10 | Grant | 732 | $20.50 | $15,006.00 | 6% 11.33K to 12.06K | 49% |
| 05-Oct-09 5:59 PM View: | Investment Technology Group... (ITG) | 01-Oct-09 | Grant | 545 | $27.54 | $15,009.30 | 5% 10.79K to 11.33K | 11% |
| 06-Jul-09 4:36 PM View: | Investment Technology Group... (ITG) | 01-Jul-09 | Grant | 745 | $20.16 | $15,019.20 | 7% 10.04K to 10.79K | 52% |
| 30-Jun-09 9:47 PM View: | Investment Technology Group... (ITG) | 26-Jun-09 | Grant | 1,792 | -- | -- | 22% 8.25K to 10.04K | |
| 03-Apr-09 5:09 PM View: | Investment Technology Group... (ITG) | 01-Apr-09 | Grant | 568 | $26.43 | $15,012.20 | 7% 7.68K to 8.25K | 16% |
| 06-Jan-09 5:17 PM View: | Investment Technology Group... (ITG) | 02-Jan-09 | Grant | 656 | $22.87 | $15,002.70 | 9% 7.02K to 7.68K | 34% |
| 03-Oct-08 4:17 PM View: | Investment Technology Group... (ITG) | 01-Oct-08 | Grant | 496 | $30.26 | $15,009.00 | 8% 6.53K to 7.02K | 1% |
| 03-Jul-08 11:00 AM View: | Investment Technology Group... (ITG) | 01-Jul-08 | Grant | 454 | $33.10 | $15,027.40 | 7% 6.07K to 6.53K | (8%) |
| 24-Jun-08 6:57 PM View: | Investment Technology Group... (ITG) | 20-Jun-08 | Grant | 960 | -- | -- | 19% 5.11K to 6.07K | |
| 03-Apr-08 5:41 PM View: | Investment Technology Group... (ITG) | 01-Apr-08 | Grant | 311 | $48.24 | $15,002.60 | 6% 4.8K to 5.11K | (37%) |
| 09-Jan-08 12:41 PM View: | Investment Technology Group... (ITG) | 07-Jan-08 | Grant | 304 | $49.45 | $15,032.80 | 7% 4.5K to 4.8K | (38%) |
| 03-Oct-07 6:06 PM View: | Investment Technology Group... (ITG) | 01-Oct-07 | Grant | 344 | $43.66 | $15,019.00 | 8% 4.16K to 4.5K | (30%) |
| 05-Jul-07 8:15 PM View: | Investment Technology Group... (ITG) | 02-Jul-07 | Grant | 344 | $43.68 | $15,025.90 | 9% 3.81K to 4.16K | (30%) |
| 26-Jun-07 6:18 PM View: | Investment Technology Group... (ITG) | 22-Jun-07 | Grant | 838 | -- | -- | 28% 2.97K to 3.81K | |
| 04-Apr-07 4:52 PM View: | Investment Technology Group... (ITG) | 02-Apr-07 | Grant | 670 | -- | -- | 29% 2.3K to 2.97K | |
| 19-Jan-07 4:56 PM View: | Investment Technology Group... (ITG) | 17-Jan-07 | Grant | 2,303 | -- | -- | 100% 0 to 2.3K | |
| 08-Mar-06 8:23 PM View: | Archipelago Holdings Inc (AX) | 07-Mar-06 | Disposition | 32,035 | -- | -- | (100%) 32.03K to 0 | |
| 04-Jan-06 8:06 PM View: | Archipelago Holdings Inc (AX) | 30-Dec-05 | Payment of Exercise | 20,871 | $50.00 | $1,043,550.00 | (77%) 27.22K to 6.35K | |
| 04-Jan-06 8:06 PM View: | Archipelago Holdings Inc (AX) | 30-Dec-05 | Option Exercise | 52,906 | -- | -- | (206%) (-25.68K) to 27.22K |