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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Jun-18 3:12 PM View:  | Finish Line Inc. (FINL) | 18-Jun-18 | Disposition | 38,987 | $13.50 | $526,324.00 | (100%) 38.99K to 0 | (< 1%) |
| 17-Jul-17 5:06 PM View: | Finish Line Inc. (FINL) | 14-Jul-17 | Option Exercise | 4,532 | -- | -- | 13% 34.45K to 38.99K | |
| 17-Jul-17 5:06 PM View: | Finish Line Inc. (FINL) | 13-Jul-17 | Grant | 7,025 | -- | -- | 26% 27.43K to 34.45K | |
| 24-Jul-12 6:51 PM View: | Finish Line Inc. (FINL) | 23-Jul-12 | Grant | 4,394 | -- | -- | 53% 8.24K to 12.63K | |
| 24-Jul-12 6:51 PM View: | Finish Line Inc. (FINL) | 20-Jul-12 | Conversion | 8,237 | -- | -- | 100% 0 to 8.24K | |
| 27-Aug-09 4:11 PM View: | New York & Company Inc. (RTW) | 26-Aug-09 | Disposition | 121,961 | -- | -- | (15%) 810.35K to 688.39K | |
| 21-Nov-08 5:32 PM View: | New York & Company Inc. (RTW) | 19-Nov-08 | Grant | 121,961 | -- | -- | 18% 688.39K to 810.35K | |
| 23-Sep-08 4:34 PM View: | New York & Company Inc. (RTW) | 22-Sep-08 | Market Sale | 17,300 | $10.45 | $180,872.00 | (2%) 705.69K to 688.39K | 42% |
| 17-Sep-08 5:02 PM View: | New York & Company Inc. (RTW) | 15-Sep-08 | Market Sale | 100,000 | $10.56 | $1,056,400.00 | (12%) 805.69K to 705.69K | 42% |
| 09-Sep-08 5:06 PM View: | New York & Company Inc. (RTW) | 08-Sep-08 | Market Sale | 100,000 | $11.64 | $1,163,900.00 | (11%) 905.69K to 805.69K | 48% |
| 03-Sep-08 4:14 PM View: | New York & Company Inc. (RTW) | 02-Sep-08 | Market Sale | 100,000 | $11.62 | $1,162,000.00 | (10%) 1.01M to 905.69K | 48% |
| 27-Aug-07 5:17 PM View: | New York & Company Inc. (RTW) | 24-Aug-07 | Option Exercise | 347,136 | $0.11 | $38,185.00 | 53% 658.55K to 1.01M | |
| 25-May-07 3:57 PM View: | New York & Company Inc. (RTW) | 25-May-07 | Option Exercise | 300,000 | $0.11 | $33,000.00 | 84% 358.55K to 658.55K | |
| 21-Feb-07 5:11 PM View: | New York & Company Inc. (RTW) | 20-Feb-07 | Option Exercise | 50,000 | $0.11 | $5,500.00 | 14% 358.55K to 408.55K | |
| 21-Feb-07 5:11 PM View: | New York & Company Inc. (RTW) | 20-Feb-07 | Market Option Sale | 50,000 | $15.85 | $792,450.00 | (12%) 408.55K to 358.55K | 62% |
| 14-Feb-07 10:00 PM View: | New York & Company Inc. (RTW) | 13-Feb-07 | Option Exercise | 50,000 | $0.11 | $5,500.00 | 14% 358.55K to 408.55K | |
| 14-Feb-07 10:00 PM View: | New York & Company Inc. (RTW) | 13-Feb-07 | Market Option Sale | 50,000 | $15.00 | $750,000.00 | (12%) 408.55K to 358.55K | 59% |
| 08-Feb-07 6:10 PM View: | New York & Company Inc. (RTW) | 07-Feb-07 | Option Exercise | 17,000 | $0.11 | $1,870.00 | 5% 358.55K to 375.55K | |
| 08-Feb-07 6:10 PM View: | New York & Company Inc. (RTW) | 07-Feb-07 | Market Option Sale | 17,000 | $15.00 | $255,000.00 | (5%) 375.55K to 358.55K | 59% |
| 30-Jan-07 5:51 PM View: | New York & Company Inc. (RTW) | 29-Jan-07 | Option Exercise | 2,700 | $0.11 | $297.00 | < 1% 358.55K to 361.25K | |
| 30-Jan-07 5:51 PM View: | New York & Company Inc. (RTW) | 29-Jan-07 | Market Option Sale | 2,700 | $15.00 | $40,502.70 | (< 1%) 361.25K to 358.55K | 59% |
| 25-Jan-07 6:26 PM View: | New York & Company Inc. (RTW) | 24-Jan-07 | Option Exercise | 60,000 | $0.11 | $6,600.00 | 17% 358.55K to 418.55K | |
| 25-Jan-07 6:26 PM View: | New York & Company Inc. (RTW) | 24-Jan-07 | Market Option Sale | 60,000 | $15.00 | $900,180.00 | (14%) 418.55K to 358.55K | 59% |
| 19-Jan-07 4:28 PM View: | New York & Company Inc. (RTW) | 18-Jan-07 | Option Exercise | 172,600 | $0.11 | $18,986.00 | 48% 358.55K to 531.15K | |
| 19-Jan-07 4:28 PM View: | New York & Company Inc. (RTW) | 18-Jan-07 | Market Option Sale | 172,600 | $15.00 | $2,589,170.00 | (32%) 531.15K to 358.55K | 59% |
| 10-Jan-07 4:33 PM View: | New York & Company Inc. (RTW) | 08-Jan-07 | Option Exercise | 8,000 | $0.11 | $880.00 | 2% 358.55K to 366.55K | |
| 10-Jan-07 4:33 PM View: | New York & Company Inc. (RTW) | 08-Jan-07 | Market Option Sale | 8,000 | $15.01 | $120,048.00 | (2%) 366.55K to 358.55K | 59% |
| 19-Dec-06 4:57 PM View: | New York & Company Inc. (RTW) | 18-Dec-06 | Option Exercise | 59,400 | $0.11 | $6,534.00 | 17% 358.55K to 417.95K | |
| 19-Dec-06 4:57 PM View: | New York & Company Inc. (RTW) | 18-Dec-06 | Market Option Sale | 59,400 | $14.03 | $833,501.00 | (14%) 417.95K to 358.55K | 57% |
| 15-Dec-06 4:47 PM View: | New York & Company Inc. (RTW) | 14-Dec-06 | Option Exercise | 41,709 | $0.11 | $4,587.99 | 12% 358.55K to 400.26K | |
| 15-Dec-06 4:47 PM View: | New York & Company Inc. (RTW) | 14-Dec-06 | Market Option Sale | 41,709 | $14.05 | $585,886.00 | (10%) 400.26K to 358.55K | 57% |
| 15-Dec-06 4:47 PM View: | New York & Company Inc. (RTW) | 13-Dec-06 | Option Exercise | 9,880 | $0.11 | $1,086.80 | 3% 358.55K to 368.43K | |
| 15-Dec-06 4:47 PM View: | New York & Company Inc. (RTW) | 13-Dec-06 | Market Option Sale | 9,880 | $14.00 | $138,320.00 | (3%) 368.43K to 358.55K | 57% |
| 13-Dec-06 4:33 PM View: | New York & Company Inc. (RTW) | 11-Dec-06 | Option Exercise | 8,411 | $0.11 | $925.21 | 2% 358.55K to 366.96K | |
| 13-Dec-06 4:33 PM View: | New York & Company Inc. (RTW) | 11-Dec-06 | Market Option Sale | 8,411 | $14.04 | $118,116.00 | (2%) 366.96K to 358.55K | 57% |
| 11-Dec-06 5:20 PM View: | New York & Company Inc. (RTW) | 08-Dec-06 | Option Exercise | 60,000 | $0.11 | $6,600.00 | 17% 358.55K to 418.55K | |
| 11-Dec-06 5:20 PM View: | New York & Company Inc. (RTW) | 08-Dec-06 | Market Option Sale | 60,000 | $14.00 | $840,240.00 | (14%) 418.55K to 358.55K | 57% |
| 22-Nov-06 12:39 PM View: | New York & Company Inc. (RTW) | 21-Nov-06 | Option Exercise | 60,000 | $0.11 | $6,600.00 | 17% 358.55K to 418.55K | |
| 22-Nov-06 12:39 PM View: | New York & Company Inc. (RTW) | 21-Nov-06 | Market Option Sale | 60,000 | $14.01 | $840,780.00 | (14%) 418.55K to 358.55K | 57% |
| 05-Oct-06 10:00 PM View: | New York & Company Inc. (RTW) | 04-Oct-06 | Option Exercise | 50,000 | $0.11 | $5,500.00 | 14% 358.55K to 408.55K | |
| 05-Oct-06 10:00 PM View: | New York & Company Inc. (RTW) | 04-Oct-06 | Market Option Sale | 50,000 | $14.03 | $701,650.00 | (12%) 408.55K to 358.55K | 57% |
| 18-Aug-06 4:33 PM View: | New York & Company Inc. (RTW) | 16-Aug-06 | Grant | 15,000 | -- | -- | 4% 343.55K to 358.55K | |
| 02-Aug-06 10:00 PM View: | New York & Company Inc. (RTW) | 01-Aug-06 | Option Exercise | 300,000 | $0.11 | $33,000.00 | 689% 43.55K to 343.55K | |
| 02-Feb-06 6:53 PM View: | New York & Company Inc. (RTW) | 31-Jan-06 | Option Exercise | 400,000 | $1.48 | $592,908.00 | 918% 43.55K to 443.55K | |
| 02-Feb-06 6:53 PM View: | New York & Company Inc. (RTW) | 31-Jan-06 | Market Option Sale | 400,000 | $18.50 | $7,400,000.00 | (90%) 443.55K to 43.55K | 67% |
| 03-Jan-06 8:19 PM View: | New York & Company Inc. (RTW) | 30-Dec-05 | Gift | 30,000 | -- | -- | (41%) 73.55K to 43.55K | |
| 17-Aug-05 10:10 AM View: | New York & Company Inc. (RTW) | 15-Aug-05 | Option Exercise | 25,000 | $0.11 | $2,750.00 | 34% 73.55K to 98.55K | |
| 17-Aug-05 10:10 AM View: | New York & Company Inc. (RTW) | 15-Aug-05 | Market Option Sale | 25,000 | $20.25 | $506,300.00 | (25%) 98.55K to 73.55K | 70% |
| 10-Aug-05 1:16 PM View: | New York & Company Inc. (RTW) | 08-Aug-05 | Option Exercise | 25,000 | $0.11 | $2,750.00 | 34% 73.55K to 98.55K | |
| 10-Aug-05 1:16 PM View: | New York & Company Inc. (RTW) | 08-Aug-05 | Market Option Sale | 25,000 | $21.22 | $530,550.00 | (25%) 98.55K to 73.55K | 71% |