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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Sep-15 4:58 PM View:  | Immunocellular Therapeutics... (IMUC) | 18-Sep-15 | Grant | 10,000 | -- | -- | 56% 18.0K to 28.0K | |
| 20-Dec-13 1:25 PM View: | Immunocellular Therapeutics... (IMUC) | 20-Dec-13 | Market Purchase | 18,000 | $0.78 | $14,040.00 | 100% 0 to 18.0K | (92%) |
| 18-Jun-12 4:58 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 15-Jun-12 | Option Exercise | 66,578 | $0.95 | $63,249.10 | 179% 37.09K to 103.67K | |
| 18-Jun-12 4:58 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 15-Jun-12 | Market Option Sale | 66,578 | $6.99 | $465,380.00 | (64%) 103.67K to 37.09K | (38%) |
| 18-Jun-12 4:58 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 14-Jun-12 | Option Exercise | 15,029 | $0.95 | $14,277.50 | 41% 37.09K to 52.12K | |
| 18-Jun-12 4:58 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 14-Jun-12 | Market Option Sale | 15,029 | $7.05 | $105,954.00 | (29%) 52.12K to 37.09K | (37%) |
| 18-Jun-12 4:58 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 31-May-12 | Private Purchase | 261 | $3.84 | $1,002.76 | < 1% 36.83K to 37.09K | |
| 16-May-12 1:01 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 14-May-12 | Option Exercise | 9,357 | -- | -- | 34% 27.48K to 36.83K | |
| 04-Apr-12 12:57 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 29-Feb-12 | Private Purchase | 241 | $3.78 | $911.58 | < 1% 27.24K to 27.48K | |
| 04-Apr-12 12:57 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 30-Nov-11 | Private Purchase | 241 | $3.78 | $911.58 | < 1% 27.0K to 27.24K | |
| 04-Apr-12 12:57 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 31-Aug-11 | Private Purchase | 229 | $3.98 | $910.96 | < 1% 26.77K to 27.0K | |
| 18-Aug-11 6:11 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 18-Aug-11 | Market Purchase | 1,075 | $4.65 | $4,998.75 | 4% 25.69K to 26.77K | 108% |
| 16-Jun-11 3:18 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 15-Jun-11 | Market Purchase | 2,197 | $4.96 | $10,891.00 | 9% 23.49K to 25.69K | 95% |
| 16-Jun-11 3:18 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 31-May-11 | Private Purchase | 258 | $3.60 | $927.64 | 1% 23.24K to 23.49K | |
| 16-May-11 3:27 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 28-Feb-11 | Private Purchase | 411 | $3.29 | $1,351.98 | 2% 22.82K to 23.24K | |
| 16-May-11 3:27 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 30-Nov-10 | Private Purchase | 269 | $2.15 | $578.48 | 1% 22.56K to 22.82K | |
| 16-May-11 3:27 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 31-Aug-10 | Private Purchase | 431 | $2.05 | $882.90 | 2% 22.13K to 22.56K | |
| 12-May-10 11:15 AM View: | SciClone Pharmaceuticals, I... (SCLN) | 11-May-10 | Market Purchase | 2,500 | $3.39 | $8,475.00 | 13% 19.63K to 22.13K | 188% |
| 26-May-09 12:53 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 22-May-09 | Market Purchase | 4,625 | $1.74 | $8,034.65 | 31% 15.0K to 19.63K | 423% |
| 12-Dec-08 4:39 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 12-Dec-08 | Market Purchase | 10,000 | $1.02 | $10,200.00 | 200% 5.0K to 15.0K | 780% |
| 12-Dec-08 4:39 PM View: | SciClone Pharmaceuticals, I... (SCLN) | 11-Dec-08 | Market Purchase | 5,000 | $1.00 | $4,980.00 | 100% 0 to 5.0K | 801% |
| 30-Jun-08 6:53 PM View: | Kosan Biosciences Inc. (KOSN) | 26-Jun-08 | Disposition (other) | 21,530 | -- | -- | (100%) 21.53K to 0 | |
| 02-Apr-08 5:24 PM View: | Kosan Biosciences Inc. (KOSN) | 31-Mar-08 | Purchase | 1,092 | $1.45 | $1,587.22 | 5% 20.44K to 21.53K | 29% |
| 11-Mar-08 3:59 PM View: | Kosan Biosciences Inc. (KOSN) | 10-Mar-08 | Market Purchase | 3,040 | $1.31 | $3,978.14 | 17% 17.4K to 20.44K | 12% |
| 06-Mar-08 11:24 AM View: | Kosan Biosciences Inc. (KOSN) | 05-Mar-08 | Market Purchase | 6,250 | $1.57 | $9,812.50 | 56% 11.15K to 17.4K | 205% |
| 02-Nov-06 4:42 PM View: | Kosan Biosciences Inc. (KOSN) | 31-Oct-06 | Market Purchase | 10,000 | $3.99 | $39,934.70 | 28571% 35 to 10.04K | 20% |
| 31-Aug-06 5:04 PM View: | Nuvelo Inc. (ORKA) | 30-Aug-06 | Option Exercise | 14,000 | $2.60 | $36,330.00 | 532% 2.63K to 16.63K | |
| 31-Aug-06 5:04 PM View: | Nuvelo Inc. (ORKA) | 30-Aug-06 | Market Option Sale | 14,000 | $20.70 | $289,800.00 | (84%) 16.63K to 2.63K | 100% |
| 30-Aug-06 5:03 PM View: | Nuvelo Inc. (ORKA) | 29-Aug-06 | Option Exercise | 6,831 | $9.16 | $62,606.10 | 259% 2.63K to 9.46K | |
| 30-Aug-06 5:03 PM View: | Nuvelo Inc. (ORKA) | 29-Aug-06 | Market Option Sale | 6,831 | $20.65 | $141,060.00 | (72%) 9.46K to 2.63K | 100% |
| 28-Aug-06 3:53 PM View: | Nuvelo Inc. (ORKA) | 25-Aug-06 | Option Exercise | 40,000 | $9.30 | $372,100.00 | 1519% 2.63K to 42.63K | |
| 28-Aug-06 3:53 PM View: | Nuvelo Inc. (ORKA) | 25-Aug-06 | Market Option Sale | 40,000 | $19.94 | $797,502.00 | (94%) 42.63K to 2.63K | 100% |
| 25-Aug-06 4:35 PM View: | Nuvelo Inc. (ORKA) | 24-Aug-06 | Option Exercise | 15,000 | $9.82 | $147,375.00 | 570% 2.63K to 17.63K | |
| 25-Aug-06 4:35 PM View: | Nuvelo Inc. (ORKA) | 24-Aug-06 | Market Option Sale | 15,000 | $19.50 | $292,500.00 | (85%) 17.63K to 2.63K | 100% |
| 02-Aug-06 10:00 PM View: | Nuvelo Inc. (ORKA) | 31-May-06 | Acquisition | 90 | $13.90 | $1,251.00 | 4% 2.54K to 2.63K | |
| 02-Aug-06 10:00 PM View: | Nuvelo Inc. (ORKA) | 28-Feb-06 | Acquisition | 169 | $7.38 | $1,247.22 | 12% 1.37K to 1.54K | |
| 02-Aug-06 10:00 PM View: | Nuvelo Inc. (ORKA) | 30-Nov-05 | Acquisition | 169 | $7.40 | $1,250.60 | 14% 1.21K to 1.37K | |
| 02-Aug-06 10:00 PM View: | Nuvelo Inc. (ORKA) | 31-Aug-05 | Acquisition | 176 | $6.33 | $1,114.08 | 17% 1.03K to 1.21K | |
| 03-Aug-05 3:09 PM View: | Nuvelo Inc. (ORKA) | 31-May-05 | Acquisition | 167 | $6.30 | $1,052.10 | 100% 0 to 0.17K | |
| 03-Aug-05 3:09 PM View: | Nuvelo Inc. (ORKA) | 28-Feb-05 | Acquisition | 159 | $6.60 | $1,049.40 | 100% 0 to 0.16K | |
| 24-Feb-05 4:36 PM View: | Nuvelo Inc. (ORKA) | 23-Feb-05 | Market Purchase | 1,500 | $7.51 | $11,265.00 | 396% 0.38K to 1.88K | (100%) |
| 24-Feb-05 4:36 PM View: | Nuvelo Inc. (ORKA) | 30-Nov-04 | Acquisition | 136 | $7.69 | $1,045.84 | 56% 0.24K to 0.38K |