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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Nov-18 8:21 PM View:  | Liberty All Star Growth Fun... (ASG) | 05-Nov-18 | Market Purchase | 1,710 | $4.81 | $8,225.10 | 36% 4.74K to 6.45K | 11% |
| 21-Nov-17 6:10 PM View: | Clough Global Allocation Fund (GLV) | 17-Nov-17 | Private Sale | 1,741 | $14.65 | $25,505.60 | (67%) 2.6K to 0.86K | |
| 19-Oct-17 3:13 PM View: | Clough Global Equity Fund (GLQ) | 19-Oct-17 | Market Sale | 28 | $13.66 | $383.44 | (100%) 28 to 0 | 25% |
| 11-Jan-16 2:19 PM View: | Clough Global Allocation Fund (GLV) | 08-Jan-16 | Market Sale | 1,500 | $12.61 | $18,915.00 | (42%) 3.55K to 2.05K | 23% |
| 13-May-15 3:52 PM View: | Clough Global Allocation Fund (GLV) | 13-May-15 | Market Purchase | 3,375 | $14.85 | $50,118.80 | 13500% 25 to 3.4K | (30%) |
| 13-May-15 11:07 AM View: | Clough Global Opportunities... (GLO) | 13-May-15 | Market Sale | 7,291 | $12.37 | $90,184.30 | (100%) 7.29K to 0 | 23% |
| 08-May-15 2:42 PM View: | Liberty All Star Equity Fund (USA) | 08-May-15 | Market Purchase | 3,000 | $5.89 | $17,670.00 | 100% 0 to 3.0K | 2% |
| 05-May-15 1:27 PM View: | Liberty All Star Growth Fun... (ASG) | 04-May-15 | Market Sale | 3,425 | $5.16 | $17,673.00 | (50%) 6.85K to 3.43K | 27% |
| 02-Apr-15 3:49 PM View: | Liberty All Star Growth Fun... (ASG) | 02-Apr-15 | Market Purchase | 4,082 | $5.20 | $21,226.40 | 147% 2.77K to 6.85K | (29%) |
| 02-Apr-15 3:42 PM View: | Liberty All Star Equity Fund (USA) | 02-Apr-15 | Market Sale | 3,665 | $5.80 | $21,259.40 | (100%) 3.67K to 0 | (6%) |
| 03-Mar-15 1:04 PM View: | Clough Global Allocation Fund (GLV) | 02-Mar-15 | Market Sale | 3,158 | $15.11 | $47,710.20 | (99%) 3.18K to 25 | 30% |
| 03-Mar-15 12:55 PM View: | Clough Global Equity Fund (GLQ) | 02-Mar-15 | Market Sale | 2,827 | $15.17 | $42,878.80 | (99%) 2.85K to 21 | 19% |
| 03-Mar-15 1:12 PM View: | Clough Global Opportunities... (GLO) | 02-Mar-15 | Market Purchase | 7,175 | $12.63 | $90,620.20 | 100% 0 to 7.17K | (23%) |
| 06-Jun-13 11:41 AM View: | Clough Global Allocation Fund (GLV) | 03-Jun-13 | Market Purchase | 300 | $15.40 | $4,620.00 | 13% 2.39K to 2.69K | (19%) |
| 14-Oct-09 11:33 AM View: | Clough Global Allocation Fund (GLV) | 13-Oct-09 | Market Purchase | 600 | $15.00 | $9,000.00 | 50% 1.19K to 1.79K | 11% |
| 14-Oct-09 11:45 AM View: | Clough Global Equity Fund (GLQ) | 13-Oct-09 | Market Purchase | 800 | $14.04 | $11,232.00 | 80% 0.99K to 1.79K | 41% |
| 09-Feb-07 4:26 PM View: | Liberty All Star Growth Fun... (ASG) | 07-Feb-07 | Market Purchase | 1,800 | $5.72 | $10,296.00 | 100% 0 to 1.8K | (23%) |
| 01-Feb-10 4:29 PM View: | Liberty All Star Equity Fund (USA) | 22-Jan-07 | Market Purchase | 1,800 | $8.47 | $15,246.00 | 171% 1.05K to 2.85K | 23% |
| 08-Jan-07 3:59 PM View: | Clough Global Equity Fund (GLQ) | 04-Jan-07 | Market Sale | 1,336 | $21.25 | $28,389.30 | (46%) 2.89K to 1.55K | (7%) |
| 26-Jul-06 1:01 PM View: | Clough Global Equity Fund (GLQ) | 25-Jul-06 | Market Purchase | 400 | $21.20 | $8,480.00 | 18% 2.25K to 2.65K | 14% |
| 11-May-06 5:15 PM View: | Clough Global Equity Fund (GLQ) | 08-May-06 | Market Purchase | 900 | $25.40 | $22,860.00 | 67% 1.35K to 2.25K | (3%) |
| 08-Jul-05 1:11 PM View: | Clough Global Equity Fund (GLQ) | 06-Jul-05 | Market Purchase | 650 | $20.25 | $13,162.50 | 93% 0.7K to 1.35K | 29% |
| 20-Jun-05 3:17 PM View: | Clough Global Equity Fund (GLQ) | 16-Jun-05 | Market Purchase | 700 | $20.01 | $14,007.00 | 100% 0 to 0.7K | 30% |
| 22-Oct-04 3:05 PM View: | Clough Global Allocation Fund (GLV) | 20-Oct-04 | Market Purchase | 900 | $20.60 | $18,540.00 | 100% 0 to 0.9K | 4% |