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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-May-17 9:51 PM View:  | Headwaters Inc. (HW) | 08-May-17 | Disposition | 74,560 | -- | -- | (100%) 74.56K to 0 | |
| 08-Aug-16 12:43 PM View: | Headwaters Inc. (HW) | 05-Aug-16 | Acquisition (other) | 1,032 | $19.16 | $19,769.80 | 3% 31.49K to 32.52K | 23% |
| 06-May-16 4:31 PM View: | Headwaters Inc. (HW) | 06-May-16 | Acquisition (other) | 1,055 | $18.71 | $19,738.90 | 3% 30.44K to 31.49K | 26% |
| 05-Feb-16 6:09 PM View: | Headwaters Inc. (HW) | 05-Feb-16 | Acquisition (other) | 1,195 | $16.58 | $19,810.00 | 4% 29.24K to 30.44K | 42% |
| 06-Nov-15 2:56 PM View: | Headwaters Inc. (HW) | 06-Nov-15 | Acquisition (other) | 1,040 | $19.01 | $19,774.70 | 4% 28.2K to 29.24K | 24% |
| 07-Aug-15 1:34 PM View: | Headwaters Inc. (HW) | 07-Aug-15 | Acquisition (other) | 946 | $20.92 | $19,786.30 | 3% 27.26K to 28.2K | 13% |
| 02-Jul-15 12:18 PM View: | UCN Inc. (SAAS) | 01-Jul-15 | Grant | 11,375 | -- | -- | 8% 136.92K to 148.29K | |
| 08-May-15 1:45 PM View: | Headwaters Inc. (HW) | 07-May-15 | Acquisition (other) | 1,011 | $19.54 | $19,752.40 | 4% 26.25K to 27.26K | 21% |
| 06-Feb-15 5:37 PM View: | Headwaters Inc. (HW) | 05-Feb-15 | Acquisition (other) | 1,297 | $15.21 | $19,722.40 | 5% 24.95K to 26.25K | 55% |
| 29-Jan-15 5:36 PM View: | UCN Inc. (SAAS) | 27-Jan-15 | Grant | 2,210 | -- | -- | 2% 134.71K to 136.92K | |
| 06-Nov-14 5:27 PM View: | Headwaters Inc. (HW) | 06-Nov-14 | Acquisition (other) | 1,487 | $13.23 | $19,668.80 | 6% 23.46K to 24.95K | 78% |
| 02-Jul-14 12:52 PM View: | UCN Inc. (SAAS) | 01-Jul-14 | Grant | 7,544 | -- | -- | 6% 127.16K to 134.71K | |
| 29-Nov-13 1:18 PM View: | UCN Inc. (SAAS) | 26-Nov-13 | Gift | 15,000 | -- | -- | (11%) 142.16K to 127.16K | |
| 03-Jul-13 11:11 AM View: | UCN Inc. (SAAS) | 01-Jul-13 | Grant | 8,750 | -- | -- | 7% 133.41K to 142.16K | |
| 13-Jun-13 1:39 PM View: | UCN Inc. (SAAS) | 12-Jun-13 | Option Exercise | 17,107 | $4.57 | $78,179.00 | 13% 133.41K to 150.52K | |
| 13-Jun-13 1:39 PM View: | UCN Inc. (SAAS) | 12-Jun-13 | Market Option Sale | 17,107 | $7.61 | $130,184.00 | (11%) 150.52K to 133.41K | (12%) |
| 13-Jun-13 1:39 PM View: | UCN Inc. (SAAS) | 11-Jun-13 | Option Exercise | 31,500 | $3.97 | $125,159.00 | 24% 133.41K to 164.91K | |
| 13-Jun-13 1:39 PM View: | UCN Inc. (SAAS) | 11-Jun-13 | Market Option Sale | 31,500 | $7.66 | $241,290.00 | (19%) 164.91K to 133.41K | (12%) |
| 16-May-13 11:27 AM View: | UCN Inc. (SAAS) | 14-May-13 | Option Exercise | 30,276 | $2.32 | $70,339.00 | 23% 133.41K to 163.69K | |
| 16-May-13 11:27 AM View: | UCN Inc. (SAAS) | 14-May-13 | Market Option Sale | 30,276 | $8.21 | $248,566.00 | (18%) 163.69K to 133.41K | (4%) |
| 16-May-13 11:27 AM View: | UCN Inc. (SAAS) | 13-May-13 | Option Exercise | 28,117 | $2.25 | $63,263.20 | 21% 133.41K to 161.53K | |
| 16-May-13 11:27 AM View: | UCN Inc. (SAAS) | 13-May-13 | Market Option Sale | 28,117 | $8.30 | $233,371.00 | (17%) 161.53K to 133.41K | (3%) |
| 03-Jul-12 11:13 AM View: | UCN Inc. (SAAS) | 01-Jul-12 | Grant | 11,111 | -- | -- | 9% 122.3K to 133.41K | |
| 05-Jul-11 5:24 PM View: | UCN Inc. (SAAS) | 01-Jul-11 | Grant | 12,320 | -- | -- | 11% 109.98K to 122.3K | |
| 27-Jan-11 6:18 PM View: | Headwaters Inc. (HW) | 25-Jan-11 | Grant | 14,898 | -- | -- | 64% 23.14K to 38.03K | |
| 06-Jul-10 9:06 PM View: | UCN Inc. (SAAS) | 01-Jul-10 | Grant | 24,038 | -- | -- | 28% 85.94K to 109.98K | |
| 02-Feb-10 6:51 PM View: | Headwaters Inc. (HW) | 01-Feb-10 | Grant | 14,572 | -- | -- | 100% 0 to 14.57K | |
| 06-Nov-09 6:11 PM View: | UCN Inc. (SAAS) | 03-Nov-09 | Grant | 13,944 | -- | -- | 19% 72.0K to 85.94K | |
| 06-Nov-08 3:17 PM View: | UCN Inc. (SAAS) | 05-Nov-08 | Grant | 57,000 | -- | -- | 380% 15.0K to 72.0K | |
| 14-Aug-08 4:42 PM View: | UCN Inc. (SAAS) | 14-Aug-08 | Market Purchase | 7,235 | $1.97 | $14,221.70 | 6% 114.77K to 122.0K | (52%) |
| 13-Aug-08 7:02 PM View: | UCN Inc. (SAAS) | 13-Aug-08 | Market Purchase | 2,765 | $1.98 | $5,461.35 | 2% 112.0K to 114.77K | (52%) |
| 13-Aug-08 7:02 PM View: | UCN Inc. (SAAS) | 12-Aug-08 | Market Purchase | 5,000 | $1.93 | $9,626.00 | 5% 107.0K to 112.0K | (51%) |
| 08-Nov-07 12:31 PM View: | Headwaters Inc. (HW) | 08-Nov-07 | Market Purchase | 2,000 | $13.04 | $26,080.00 | 100% 2.0K to 4.0K | 60% |
| 23-Feb-05 4:29 PM View: | Headwaters Inc. (HW) | 23-Feb-05 | Market Purchase | 2,000 | $31.46 | $62,920.00 | 100% 0 to 2.0K | (34%) |