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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Dec-14 6:53 PM View:  | Dune Energy Inc. (DUNR) | 10-Dec-14 | Payment of Exercise | 4,396 | $0.28 | $1,230.88 | (1%) 320.26K to 315.87K | 93% |
| 05-Dec-14 6:36 PM View: | Dune Energy Inc. (DUNR) | 03-Dec-14 | Payment of Exercise | 4,686 | $0.29 | $1,358.94 | (1%) 324.95K to 320.26K | 93% |
| 06-Oct-14 5:48 PM View: | Dune Energy Inc. (DUNR) | 01-Oct-14 | Payment of Exercise | 9,116 | $0.29 | $2,643.64 | (3%) 334.07K to 324.95K | 94% |
| 10-Mar-14 7:09 PM View: | Dune Energy Inc. (DUNR) | 07-Mar-14 | Grant | 110,000 | $1.00 | $110,000.00 | 49% 224.07K to 334.07K | (98%) |
| 07-Mar-14 2:42 PM View: | Dune Energy Inc. (DUNR) | 05-Mar-14 | Grant | 5,633 | $0.96 | $5,407.68 | 3% 222.9K to 228.54K | (98%) |
| 07-Mar-14 2:42 PM View: | Dune Energy Inc. (DUNR) | 05-Mar-14 | Payment of Exercise | 4,470 | $0.96 | $4,291.20 | (2%) 228.54K to 224.07K | 98% |
| 16-Dec-13 4:28 PM View: | Dune Energy Inc. (DUNR) | 10-Dec-13 | Grant | 48,227 | $1.18 | $56,907.90 | 28% 174.68K to 222.9K | |
| 09-Dec-13 3:20 PM View: | Dune Energy Inc. (DUNR) | 03-Dec-13 | Payment of Exercise | 4,686 | $1.16 | $5,435.76 | (3%) 179.36K to 174.68K | 99% |
| 20-Nov-13 4:15 PM View: | Dune Energy Inc. (DUNR) | 18-Nov-13 | Payment of Exercise | 60 | $1.47 | $88.20 | (< 1%) 179.42K to 179.36K | 99% |
| 03-Oct-13 5:14 PM View: | Dune Energy Inc. (DUNR) | 01-Oct-13 | Payment of Exercise | 9,117 | $1.55 | $14,131.30 | (5%) 188.54K to 179.42K | 99% |
| 07-Mar-13 11:50 AM View: | Dune Energy Inc. (DUNR) | 05-Mar-13 | Grant | 5,634 | -- | -- | 3% 187.38K to 193.01K | |
| 07-Mar-13 11:50 AM View: | Dune Energy Inc. (DUNR) | 05-Mar-13 | Payment of Exercise | 4,470 | $1.90 | $8,493.00 | (2%) 193.01K to 188.54K | 99% |
| 04-Dec-12 7:53 PM View: | Dune Energy Inc. (DUNR) | 03-Dec-12 | Grant | 51,400 | -- | -- | 38% 135.97K to 187.38K | |
| 30-Nov-12 11:24 AM View: | Dune Energy Inc. (DUNR) | 29-Nov-12 | Payment of Exercise | 59 | $1.70 | $100.30 | (< 1%) 136.03K to 135.97K | 99% |
| 01-Oct-12 3:03 PM View: | Dune Energy Inc. (DUNR) | 01-Oct-12 | Grant | 100,000 | -- | -- | 278% 36.03K to 136.03K | |
| 01-Oct-12 3:03 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-12 | Disposition | 660 | -- | -- | (2%) 36.69K to 36.03K | |
| 07-Mar-12 5:27 PM View: | Dune Energy Inc. (DUNR) | 05-Mar-12 | Grant | 33,800 | -- | -- | 1168% 2.89K to 36.69K | |
| 06-Dec-11 4:55 PM View: | Dune Energy Inc. (DUNR) | 18-Nov-11 | Payment of Exercise | 5,907 | $0.05 | $324.89 | (2%) 295.27K to 289.37K | 99% |
| 13-Oct-11 4:12 PM View: | Dune Energy Inc. (DUNR) | 03-Oct-11 | Payment of Exercise | 11,814 | $0.10 | $1,181.40 | (4%) 307.09K to 295.27K | 100% |
| 13-Oct-11 4:12 PM View: | Dune Energy Inc. (DUNR) | 01-Aug-11 | Payment of Exercise | 2,627 | $0.24 | $638.36 | (< 1%) 309.71K to 307.09K | 100% |
| 03-Feb-11 8:15 PM View: | Dune Energy Inc. (DUNR) | 31-Dec-10 | Payment of Exercise | 2,627 | $0.10 | $275.83 | (< 1%) 312.34K to 309.71K | |
| 22-Nov-10 7:23 PM View: | Dune Energy Inc. (DUNR) | 18-Nov-10 | Grant | 67,000 | -- | -- | 27% 246.66K to 313.66K | |
| 22-Nov-10 7:23 PM View: | Dune Energy Inc. (DUNR) | 30-Sep-10 | Payment of Exercise | 11,814 | $0.10 | $1,181.40 | (5%) 258.48K to 246.66K | 100% |
| 03-Feb-11 8:15 PM View: | Dune Energy Inc. (DUNR) | 01-Aug-10 | Payment of Exercise | 1,322 | $0.40 | $522.19 | (< 1%) 308.41K to 307.09K | |
| 05-Oct-09 9:26 AM View: | Dune Energy Inc. (DUNR) | 01-Oct-09 | Grant | 1,000,000 | -- | -- | 334% 299.0K to 1.3M | |
| 22-Nov-10 7:23 PM View: | Dune Energy Inc. (DUNR) | 17-Dec-08 | Payment of Exercise | 1,322 | $1.23 | $1,619.45 | (< 1%) 259.8K to 258.48K | |
| 04-Aug-08 10:00 PM View: | Dune Energy Inc. (DUNR) | 01-Aug-08 | Grant | 149,000 | $0.81 | $120,690.00 | 99% 150.0K to 299.0K | (100%) |
| 26-Dec-07 4:33 PM View: | Dune Energy Inc. (DUNR) | 17-Dec-07 | Grant | 75,000 | $1.77 | $132,750.00 | 100% 75.0K to 150.0K | (100%) |
| 06-Jul-06 10:00 PM View: | Remington Oil & Gas Corp (REM) | 01-Jul-06 | Disposition | 6,062 | -- | -- | 27% 22.47K to 28.53K | |
| 06-Jul-06 10:00 PM View: | Remington Oil & Gas Corp (REM) | 01-Jul-06 | Disposition | 28,531 | -- | -- | (100%) 28.53K to 0 | |
| 05-May-05 12:06 PM View: | Remington Oil & Gas Corp (REM) | 03-May-05 | Grant | 35,100 | -- | -- | 100% 0 to 35.1K |