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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Jul-24 4:45 PM View:  | Journey Medical Corp (DERM) | 08-Jul-24 | Grant | 9,728 | -- | -- | 14% 71.72K to 81.44K | |
| 16-May-24 7:31 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 14-May-24 | Grant | 82,051 | -- | -- | 234% 35.12K to 117.17K | |
| 25-Jul-23 4:07 PM View: | Journey Medical Corp (DERM) | 21-Jul-23 | Grant | 27,472 | -- | -- | 62% 44.24K to 71.72K | |
| 07-Jul-23 4:06 PM View: | Mustang Bio, Inc. (MBIO) | 05-Jul-23 | Grant | 7,246 | -- | -- | 58% 12.46K to 19.7K | |
| 15-Jun-23 8:00 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 13-Jun-23 | Grant | 17,483 | -- | -- | 99% 17.64K to 35.12K | |
| 03-Apr-23 4:50 PM View: | Mustang Bio, Inc. (MBIO) | 29-Jul-22 | Grant | 71,664 | -- | -- | 62% 115.2K to 186.86K | |
| 25-Jul-22 9:36 AM View: | Journey Medical Corp (DERM) | 21-Jul-22 | Grant | 14,245 | -- | -- | 47% 30.0K to 44.24K | |
| 24-Jun-22 9:54 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 16-Jun-22 | Grant | 47,619 | -- | -- | 37% 128.78K to 176.4K | |
| 04-Apr-22 4:51 PM View: | Journey Medical Corp (DERM) | 14-Jan-22 | Grant | 30,000 | -- | -- | 100% 0 to 30.0K | |
| 21-Dec-21 4:26 PM View: | Avenue Therapeutics, Inc. (ATXI) | 17-Dec-21 | Grant | 69,020 | -- | -- | 60% 114.72K to 183.74K | |
| 08-Jul-21 4:31 PM View: | Mustang Bio, Inc. (MBIO) | 28-Jun-21 | Grant | 13,774 | -- | -- | 14% 101.42K to 115.2K | |
| 11-Jun-21 7:59 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 10-Jun-21 | Grant | 16,502 | -- | -- | 15% 112.28K to 128.78K | |
| 07-May-21 8:02 AM View: | Avenue Therapeutics, Inc. (ATXI) | 06-May-21 | Market Purchase | 2,500 | $3.99 | $9,975.00 | 2% 132.22K to 134.72K | |
| 19-Aug-20 4:32 PM View: | Mustang Bio, Inc. (MBIO) | 14-Jul-20 | Grant | 16,611 | -- | -- | 20% 84.81K to 101.42K | |
| 16-Jun-20 5:09 PM View: | Avenue Therapeutics, Inc. (ATXI) | 16-Jun-20 | Grant | 10,000 | -- | -- | 8% 122.22K to 132.22K | |
| 09-Jun-20 4:32 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 05-Jun-20 | Grant | 24,390 | -- | -- | 28% 87.89K to 112.28K | |
| 02-Mar-20 8:10 AM View: | Avenue Therapeutics, Inc. (ATXI) | 27-Feb-20 | Market Purchase | 2,400 | $8.20 | $19,680.00 | 2% 119.82K to 122.22K | (19%) |
| 02-Mar-20 8:10 AM View: | Avenue Therapeutics, Inc. (ATXI) | 26-Feb-20 | Market Purchase | 161 | $8.73 | $1,405.53 | < 1% 119.66K to 119.82K | (24%) |
| 25-Feb-20 4:53 PM View: | Avenue Therapeutics, Inc. (ATXI) | 25-Feb-20 | Market Purchase | 10,000 | $9.31 | $93,100.00 | 9% 109.66K to 119.66K | (29%) |
| 17-Jan-20 5:44 PM View: | Mustang Bio, Inc. (MBIO) | 28-Aug-19 | Grant | 13,812 | -- | -- | 19% 71.0K to 84.81K | |
| 28-Aug-19 4:17 PM View: | Avenue Therapeutics, Inc. (ATXI) | 27-Aug-19 | Grant | 10,000 | -- | -- | 10% 99.66K to 109.66K | |
| 19-Jun-19 4:54 PM View: | Avenue Therapeutics, Inc. (ATXI) | 18-Jun-19 | Market Purchase | 2,000 | $5.83 | $11,660.00 | 2% 97.66K to 99.66K | 14% |
| 19-Jun-19 4:54 PM View: | Avenue Therapeutics, Inc. (ATXI) | 17-Jun-19 | Market Purchase | 3,000 | $5.88 | $17,640.00 | 3% 94.66K to 97.66K | 13% |
| 14-Jun-19 4:47 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 13-Jun-19 | Grant | 11,442 | -- | -- | 15% 76.45K to 87.89K | |
| 15-Apr-19 4:33 PM View: | Avenue Therapeutics, Inc. (ATXI) | 15-Apr-19 | Market Purchase | 1,000 | $4.52 | $4,520.00 | 1% 93.66K to 94.66K | 47% |
| 29-Mar-19 4:33 PM View: | Avenue Therapeutics, Inc. (ATXI) | 29-Mar-19 | Market Purchase | 1,400 | $5.11 | $7,154.00 | 2% 92.26K to 93.66K | 30% |
| 29-Mar-19 4:33 PM View: | Avenue Therapeutics, Inc. (ATXI) | 28-Mar-19 | Market Purchase | 600 | $5.11 | $3,066.00 | < 1% 91.66K to 92.26K | 30% |
| 25-Feb-19 4:13 PM View: | Avenue Therapeutics, Inc. (ATXI) | 25-Feb-19 | Market Purchase | 5,000 | $5.46 | $27,300.00 | 6% 86.66K to 91.66K | 22% |
| 06-Mar-19 7:47 PM View: | National Holdings Corp. (NHLD) | 13-Feb-19 | Option Exercise | 32,098 | -- | -- | 113% 28.5K to 60.59K | |
| 06-Mar-19 7:47 PM View: | National Holdings Corp. (NHLD) | 12-Feb-19 | Option Exercise | 28,495 | -- | -- | 100% 0 to 28.5K | |
| 06-Feb-19 4:31 PM View: | Avenue Therapeutics, Inc. (ATXI) | 05-Feb-19 | Market Purchase | 1,850 | $5.77 | $10,674.50 | 2% 84.81K to 86.66K | 15% |
| 06-Feb-19 4:31 PM View: | Avenue Therapeutics, Inc. (ATXI) | 04-Feb-19 | Market Purchase | 7,000 | $5.91 | $41,370.00 | 9% 77.81K to 84.81K | 13% |
| 01-Feb-19 12:48 PM View: | Avenue Therapeutics, Inc. (ATXI) | 30-Jan-19 | Market Purchase | 650 | $5.91 | $3,841.50 | < 1% 77.16K to 77.81K | 13% |
| 30-Jan-19 4:18 PM View: | Avenue Therapeutics, Inc. (ATXI) | 29-Jan-19 | Market Purchase | 8,553 | $5.91 | $50,548.20 | 12% 68.61K to 77.16K | 13% |
| 30-Jan-19 4:18 PM View: | Avenue Therapeutics, Inc. (ATXI) | 28-Jan-19 | Market Purchase | 1,447 | $5.84 | $8,450.48 | 2% 67.16K to 68.61K | 14% |
| 07-Dec-18 4:44 PM View: | Mustang Bio, Inc. (MBIO) | 23-Nov-18 | Purchase | 1,000 | $3.96 | $3,960.00 | 1% 70.0K to 71.0K | |
| 08-Aug-18 9:45 PM View: | Avenue Therapeutics, Inc. (ATXI) | 07-Aug-18 | Gift | 14,663 | -- | -- | 28% 52.5K to 67.16K | |
| 15-Jun-18 5:25 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 14-Jun-18 | Grant | 16,448 | -- | -- | 27% 60.0K to 76.45K | |
| 07-Dec-18 4:44 PM View: | Mustang Bio, Inc. (MBIO) | 14-Jun-18 | Grant | 10,000 | -- | -- | 17% 60.0K to 70.0K | |
| 25-Apr-18 4:30 PM View: | Avenue Therapeutics, Inc. (ATXI) | 25-Apr-18 | Market Purchase | 1,000 | $3.80 | $3,800.00 | 2% 51.5K to 52.5K | 75% |
| 18-Oct-17 12:19 PM View: | Avenue Therapeutics, Inc. (ATXI) | 17-Oct-17 | Market Purchase | 1,000 | $5.01 | $5,010.00 | 2% 50.5K to 51.5K | 33% |
| 10-Oct-17 8:27 AM View: | Avenue Therapeutics, Inc. (ATXI) | 09-Oct-17 | Market Purchase | 500 | $5.24 | $2,620.00 | < 1% 50.0K to 50.5K | 27% |
| 15-Jun-17 5:17 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 15-Jun-17 | Grant | 10,000 | -- | -- | 20% 50.0K to 60.0K | |
| 19-Jan-17 4:35 PM View: | Checkpoint Therapeutics, Inc. (CKPT) | 13-Jan-17 | Grant | 50,000 | -- | -- | 100% 0 to 50.0K | |
| 23-May-16 1:12 PM View: | Origo Acquisition Corp (CNLM) | 20-May-16 | Sale | 10,000 | -- | -- | (100%) 10.0K to 0 | |
| 10-Jun-14 6:08 AM View: | Manhattan Pharmaceuticals I... (TGTX) | 06-Jun-14 | Grant | 11,538 | -- | -- | 17% 68.55K to 80.09K | |
| 07-Jun-13 7:01 PM View: | Manhattan Pharmaceuticals I... (TGTX) | 05-Jun-13 | Grant | 8,404 | -- | -- | 14% 60.15K to 68.55K | |
| 19-Mar-13 4:32 PM View: | Manhattan Pharmaceuticals I... (TGTX) | 15-Mar-13 | Grant | 8,881 | -- | -- | 17% 51.27K to 60.15K | |
| 12-Dec-12 4:30 PM View: | Manhattan Pharmaceuticals I... (TGTX) | 06-Dec-12 | Market Purchase | 1,000 | $2.00 | $2,000.00 | 2% 50.27K to 51.27K | 13579% |
| 17-May-12 5:28 PM View: | Manhattan Pharmaceuticals I... (TGTX) | 16-May-12 | Grant | 50,000 | -- | -- | 18868% 0.27K to 50.27K |