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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jul-20 4:16 PM View:  | Akouos, Inc. (AKUS) | 30-Jun-20 | Conversion | 1,056,260 | -- | -- | 100% 0 to 1.06M | |
| 02-Jul-20 4:16 PM View: | Akouos, Inc. (AKUS) | 30-Jun-20 | Purchase | 125,000 | $17.00 | $2,125,000.00 | 12% 1.06M to 1.18M | |
| 22-Jun-20 4:52 PM View: | Galera Therapeutics, Inc. (GRTX) | 19-Jun-20 | Sale | 1,001,310 | $8.25 | $8,260,820.00 | (29%) 3.47M to 2.47M | |
| 22-Jun-20 4:52 PM View: | Galera Therapeutics, Inc. (GRTX) | 18-Jun-20 | Sale | 900 | $9.04 | $8,136.00 | (< 1%) 3.47M to 3.47M | |
| 17-Jun-20 5:47 PM View: | Galera Therapeutics, Inc. (GRTX) | 17-Jun-20 | Sale | 4,622 | $9.27 | $42,845.90 | (< 1%) 3.47M to 3.47M | |
| 17-Jun-20 5:47 PM View: | Galera Therapeutics, Inc. (GRTX) | 16-Jun-20 | Sale | 8,600 | $9.30 | $79,980.00 | (< 1%) 3.48M to 3.47M | |
| 17-Jun-20 5:47 PM View: | Galera Therapeutics, Inc. (GRTX) | 15-Jun-20 | Sale | 6,164 | $9.05 | $55,784.20 | (< 1%) 3.49M to 3.48M | |
| 12-Jun-20 6:33 PM View: | Galera Therapeutics, Inc. (GRTX) | 12-Jun-20 | Sale | 1,500 | $9.19 | $13,785.00 | (< 1%) 3.49M to 3.49M | |
| 12-Jun-20 6:33 PM View: | Galera Therapeutics, Inc. (GRTX) | 11-Jun-20 | Sale | 7,200 | $9.21 | $66,312.00 | (< 1%) 3.5M to 3.49M | |
| 12-Jun-20 6:33 PM View: | Galera Therapeutics, Inc. (GRTX) | 10-Jun-20 | Sale | 8,532 | $9.46 | $80,712.70 | (< 1%) 3.51M to 3.5M | |
| 09-Jun-20 8:02 PM View: | Galera Therapeutics, Inc. (GRTX) | 09-Jun-20 | Sale | 7,000 | $9.38 | $65,660.00 | (< 1%) 3.51M to 3.51M | |
| 09-Jun-20 8:02 PM View: | Galera Therapeutics, Inc. (GRTX) | 08-Jun-20 | Sale | 5,659 | $9.66 | $54,665.90 | (< 1%) 3.52M to 3.51M | |
| 09-Jun-20 8:02 PM View: | Galera Therapeutics, Inc. (GRTX) | 05-Jun-20 | Sale | 8,652 | $9.66 | $83,578.30 | (< 1%) 3.53M to 3.52M | |
| 04-Jun-20 5:36 PM View: | Galera Therapeutics, Inc. (GRTX) | 04-Jun-20 | Sale | 4,088 | $9.55 | $39,040.40 | (< 1%) 3.53M to 3.53M | |
| 04-Jun-20 5:36 PM View: | Galera Therapeutics, Inc. (GRTX) | 03-Jun-20 | Sale | 5,208 | $9.78 | $50,934.20 | (< 1%) 3.54M to 3.53M | |
| 04-Jun-20 5:36 PM View: | Galera Therapeutics, Inc. (GRTX) | 02-Jun-20 | Sale | 5,669 | $9.68 | $54,875.90 | (< 1%) 3.54M to 3.54M | |
| 12-Nov-19 4:15 PM View: | Galera Therapeutics, Inc. (GRTX) | 12-Nov-19 | Conversion | 3,293,070 | -- | -- | 100% 0 to 3.29M | |
| 12-Nov-19 4:15 PM View: | Galera Therapeutics, Inc. (GRTX) | 12-Nov-19 | Purchase | 250,000 | $12.00 | $3,000,000.00 | 8% 3.29M to 3.54M | |
| 30-May-19 9:27 PM View: | Bicycle Therapeutics Plc (BCYC) | 28-May-19 | Conversion | 1,529,560 | -- | -- | 100% 0 to 1.53M | |
| 30-May-19 9:27 PM View: | Bicycle Therapeutics Plc (BCYC) | 28-May-19 | Purchase | 168,630 | $14.00 | $2,360,820.00 | 11% 1.53M to 1.7M | |
| 30-May-19 9:27 PM View: | Bicycle Therapeutics Plc (BCYC) | 28-May-19 | Exercise (in-the money or at-the-money) | 71,450 | -- | -- | 4% 1.7M to 1.77M | |
| 29-Apr-19 5:23 PM View: | Aadi Bioscience, Inc. (ARPO) | 26-Apr-19 | Market Sale | 138,704 | $1.03 | $142,865.00 | (3%) 4.19M to 4.05M | (94%) |
| 29-Apr-19 5:23 PM View: | Aadi Bioscience, Inc. (ARPO) | 25-Apr-19 | Market Sale | 563,096 | $1.03 | $579,989.00 | (12%) 4.75M to 4.19M | (95%) |
| 24-Apr-19 7:03 PM View: | Aadi Bioscience, Inc. (ARPO) | 24-Apr-19 | Market Sale | 16,403 | $1.03 | $16,895.10 | (< 1%) 4.77M to 4.75M | (95%) |
| 24-Apr-19 7:03 PM View: | Aadi Bioscience, Inc. (ARPO) | 23-Apr-19 | Market Sale | 27,554 | $1.03 | $28,380.60 | (< 1%) 4.8M to 4.77M | (95%) |
| 24-Apr-19 7:03 PM View: | Aadi Bioscience, Inc. (ARPO) | 22-Apr-19 | Market Sale | 7,100 | $0.97 | $6,887.00 | (< 1%) 4.8M to 4.8M | (107%) |
| 15-Apr-19 9:26 PM View: | Aadi Bioscience, Inc. (ARPO) | 15-Apr-19 | Market Sale | 28,794 | $0.99 | $28,506.10 | (< 1%) 4.83M to 4.8M | (103%) |
| 15-Apr-19 9:26 PM View: | Aadi Bioscience, Inc. (ARPO) | 12-Apr-19 | Market Sale | 30,908 | $1.04 | $32,144.30 | (< 1%) 4.86M to 4.83M | (93%) |
| 15-Apr-19 9:26 PM View: | Aadi Bioscience, Inc. (ARPO) | 11-Apr-19 | Market Sale | 57,438 | $1.08 | $62,033.00 | (1%) 4.92M to 4.86M | (85%) |
| 10-Apr-19 6:26 PM View: | Aadi Bioscience, Inc. (ARPO) | 10-Apr-19 | Market Sale | 140,230 | $1.09 | $152,851.00 | (3%) 5.06M to 4.92M | (84%) |
| 10-Apr-19 6:26 PM View: | Aadi Bioscience, Inc. (ARPO) | 09-Apr-19 | Market Sale | 32,991 | $1.01 | $33,320.90 | (< 1%) 5.09M to 5.06M | (98%) |
| 10-Apr-19 6:26 PM View: | Aadi Bioscience, Inc. (ARPO) | 08-Apr-19 | Market Sale | 27,525 | $1.02 | $28,075.50 | (< 1%) 5.12M to 5.09M | (96%) |
| 05-Apr-19 5:14 PM View: | Aadi Bioscience, Inc. (ARPO) | 05-Apr-19 | Market Sale | 24,661 | $1.02 | $25,154.20 | (< 1%) 5.15M to 5.12M | (96%) |
| 05-Apr-19 5:14 PM View: | Aadi Bioscience, Inc. (ARPO) | 04-Apr-19 | Market Sale | 47,900 | $1.01 | $48,379.00 | (< 1%) 5.19M to 5.15M | (98%) |
| 05-Apr-19 5:14 PM View: | Aadi Bioscience, Inc. (ARPO) | 03-Apr-19 | Market Sale | 58,033 | $0.96 | $55,711.70 | (1%) 5.25M to 5.19M | (109%) |
| 02-Apr-19 8:09 PM View: | Aadi Bioscience, Inc. (ARPO) | 02-Apr-19 | Market Sale | 51,754 | $0.97 | $50,201.40 | (< 1%) 5.3M to 5.25M | (107%) |
| 02-Apr-19 8:09 PM View: | Aadi Bioscience, Inc. (ARPO) | 01-Apr-19 | Market Sale | 116,909 | $0.95 | $111,064.00 | (2%) 5.42M to 5.3M | (111%) |
| 02-Apr-19 8:23 PM View: | Aileron Therapeutics, Inc. (ALRN) | 01-Apr-19 | Market Sale | 20,610 | $1.90 | $39,159.00 | (< 1%) 2.1M to 2.08M | 45% |
| 02-Apr-19 8:09 PM View: | Aadi Bioscience, Inc. (ARPO) | 29-Mar-19 | Market Sale | 63,100 | $0.91 | $57,421.00 | (1%) 5.48M to 5.42M | (120%) |
| 02-Apr-19 8:23 PM View: | Aileron Therapeutics, Inc. (ALRN) | 29-Mar-19 | Market Sale | 106,540 | $1.85 | $197,099.00 | (5%) 2.21M to 2.1M | 43% |
| 28-Mar-19 5:16 PM View: | Aadi Bioscience, Inc. (ARPO) | 28-Mar-19 | Market Sale | 88,835 | $0.94 | $83,504.90 | (2%) 5.57M to 5.48M | (112%) |
| 28-Mar-19 5:16 PM View: | Aadi Bioscience, Inc. (ARPO) | 27-Mar-19 | Market Sale | 50,749 | $0.99 | $50,241.50 | (< 1%) 5.62M to 5.57M | (102%) |
| 28-Mar-19 5:16 PM View: | Aadi Bioscience, Inc. (ARPO) | 26-Mar-19 | Market Sale | 177,762 | $1.01 | $179,540.00 | (3%) 5.8M to 5.62M | (98%) |
| 15-Mar-19 5:25 PM View: | Aileron Therapeutics, Inc. (ALRN) | 15-Mar-19 | Market Sale | 43,800 | $1.92 | $84,096.00 | (2%) 2.25M to 2.21M | 46% |
| 15-Mar-19 5:25 PM View: | Aileron Therapeutics, Inc. (ALRN) | 14-Mar-19 | Market Sale | 13,800 | $1.88 | $25,944.00 | (< 1%) 2.26M to 2.25M | 44% |
| 15-Mar-19 5:25 PM View: | Aileron Therapeutics, Inc. (ALRN) | 13-Mar-19 | Market Sale | 132,738 | $2.12 | $281,405.00 | (6%) 2.4M to 2.26M | 51% |
| 14-Sep-18 9:14 AM View: | PharmAthene, Inc. (ALT) | 12-Sep-18 | Acquisition (other) | 2,069,990 | -- | -- | 33% 6.28M to 8.35M | |
| 22-Aug-18 4:07 PM View: | Aadi Bioscience, Inc. (ARPO) | 20-Aug-18 | Sale | 5,300 | $3.90 | $20,670.00 | (< 1%) 5.81M to 5.8M | |
| 22-Aug-18 4:34 PM View: | Aileron Therapeutics, Inc. (ALRN) | 20-Aug-18 | Market Sale | 20,388 | $2.30 | $46,892.40 | (< 1%) 2.42M to 2.4M | 55% |
| 20-Aug-18 5:12 PM View: | Aileron Therapeutics, Inc. (ALRN) | 17-Aug-18 | Market Sale | 8,700 | $2.10 | $18,270.00 | (< 1%) 2.43M to 2.42M | 51% |