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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Oct-17 5:56 PM View:  | Galena Biopharma, Inc. (SLS) | 10-Oct-17 | Grant | 20,997 | $0.38 | $7,978.86 | 58% 35.95K to 56.95K | |
| 06-Jul-17 5:36 PM View: | Galena Biopharma, Inc. (SLS) | 06-Jul-17 | Grant | 13,390 | $0.59 | $7,900.10 | 59% 22.56K to 35.95K | |
| 12-Apr-17 5:06 PM View: | Galena Biopharma, Inc. (SLS) | 10-Apr-17 | Grant | 13,394 | $0.59 | $7,902.46 | 146% 9.17K to 22.56K | |
| 24-Jan-17 6:05 PM View: | Galena Biopharma, Inc. (SLS) | 20-Jan-17 | Grant | 3,998 | $1.98 | $7,916.04 | 77% 5.17K to 9.17K | |
| 24-Aug-16 2:18 PM View: | Iovance Biotherapeutics, Inc. (IOVA) | 22-Aug-16 | Sale | 54,000 | $9.11 | $491,740.00 | (35%) 154.0K to 100.0K | |
| 09-Sep-15 1:13 PM View: | Iovance Biotherapeutics, Inc. (IOVA) | 08-Sep-15 | Sale | 16,500 | $7.13 | $117,645.00 | (10%) 170.5K to 154.0K | |
| 09-Sep-15 1:13 PM View: | Iovance Biotherapeutics, Inc. (IOVA) | 04-Sep-15 | Sale | 16,000 | $6.84 | $109,440.00 | (9%) 186.5K to 170.5K | |
| 04-Aug-15 5:05 PM View: | Iovance Biotherapeutics, Inc. (IOVA) | 03-Aug-15 | Sale | 32,500 | $8.15 | $264,875.00 | (15%) 219.0K to 186.5K | |
| 07-May-15 5:49 PM View: | Iovance Biotherapeutics, Inc. (IOVA) | 06-May-15 | Sale | 50,000 | $10.00 | $500,000.00 | (19%) 269.0K to 219.0K | |
| 29-Jan-15 6:36 PM View: | Iovance Biotherapeutics, Inc. (IOVA) | 28-Jan-15 | Disposition (other) | 25,000 | -- | -- | (8%) 319.0K to 294.0K | |
| 29-Jan-15 6:36 PM View: | Iovance Biotherapeutics, Inc. (IOVA) | 16-Dec-14 | Grant | 25,000 | -- | -- | 9% 294.0K to 319.0K | |
| 13-Feb-15 4:35 PM View: | Galena Biopharma, Inc. (SLS) | 03-Feb-14 | Gift | 10,000 | -- | -- | (9%) 113.42K to 103.42K | |
| 31-Jan-14 8:32 PM View: | Galena Biopharma, Inc. (SLS) | 30-Jan-14 | Gift | 15,000 | -- | -- | (4%) 378.42K to 363.42K | |
| 31-Jan-14 8:32 PM View: | Galena Biopharma, Inc. (SLS) | 30-Jan-14 | Option Exercise | 250,000 | $1.29 | $321,500.00 | 195% 128.42K to 378.42K | |
| 31-Jan-14 8:32 PM View: | Galena Biopharma, Inc. (SLS) | 30-Jan-14 | Private Option Sale | 250,000 | $5.41 | $1,352,500.00 | (69%) 363.42K to 113.42K | |
| 22-Jan-14 9:22 PM View: | Galena Biopharma, Inc. (SLS) | 17-Jan-14 | Private Sale | 200,000 | $6.93 | $1,385,000.00 | (61%) 328.42K to 128.42K | |
| 16-Jan-14 2:42 PM View: | Galena Biopharma, Inc. (SLS) | 14-Jan-14 | Payment of Exercise | 24,426 | $6.96 | $170,005.00 | (7%) 352.85K to 328.42K | |
| 16-Jan-14 2:42 PM View: | Galena Biopharma, Inc. (SLS) | 14-Jan-14 | Option Exercise | 200,000 | $0.85 | $170,000.00 | 131% 152.85K to 352.85K | |
| 16-Jan-14 2:26 PM View: | Iovance Biotherapeutics, Inc. (IOVA) | 30-Dec-13 | Grant | 67,500 | -- | -- | 33% 201.5K to 269.0K | |
| 13-Dec-13 2:27 PM View: | Galena Biopharma, Inc. (SLS) | 12-Dec-13 | Payment of Exercise | 8,592 | $4.19 | $36,000.50 | (5%) 161.44K to 152.85K | 95% |
| 13-Dec-13 2:27 PM View: | Galena Biopharma, Inc. (SLS) | 12-Dec-13 | Option Exercise | 50,000 | $0.72 | $36,000.00 | 45% 111.44K to 161.44K | |
| 13-Dec-13 2:27 PM View: | Galena Biopharma, Inc. (SLS) | 12-Nov-13 | Gift | 37,001 | -- | -- | (25%) 148.35K to 111.35K | |
| 07-Nov-13 7:53 PM View: | Iovance Biotherapeutics, Inc. (IOVA) | 05-Nov-13 | Grant | 67,500 | -- | -- | 50% 134.0K to 201.5K | |
| 15-Oct-13 12:43 PM View: | Galena Biopharma, Inc. (SLS) | 11-Oct-13 | Grant | 2,630 | -- | -- | 2% 145.72K to 148.35K | |
| 13-Jun-13 6:31 PM View: | Galena Biopharma, Inc. (SLS) | 04-Jun-13 | Grant | 9,327 | -- | -- | 7% 136.38K to 145.7K | |
| 05-Nov-12 6:56 PM View: | Galena Biopharma, Inc. (SLS) | 02-Nov-12 | Gift | 20,000 | -- | -- | (13%) 156.38K to 136.38K | |
| 10-Jul-12 3:44 PM View: | Galena Biopharma, Inc. (SLS) | 15-Jun-12 | Grant | 31,966 | -- | -- | 26% 124.41K to 156.38K | |
| 15-Apr-11 5:07 PM View: | Galena Biopharma, Inc. (SLS) | 13-Apr-11 | Grant | 135,159 | -- | -- | 2253% 6.0K to 141.16K | |
| 30-Mar-10 5:46 PM View: | Galena Biopharma, Inc. (SLS) | 26-Mar-10 | Market Sale | 25,000 | $5.66 | $141,500.00 | (81%) 31.0K to 6.0K | 96% |
| 20-Oct-09 5:12 PM View: | Galena Biopharma, Inc. (SLS) | 16-Oct-09 | Grant | 25,000 | -- | -- | 417% 6.0K to 31.0K | |
| 09-Mar-09 12:30 PM View: | Galena Biopharma, Inc. (SLS) | 09-Feb-09 | Gift | 4,000 | -- | -- | (40%) 10.0K to 6.0K | |
| 05-Jan-07 5:43 PM View: | Duska Therapeutics Inc. (CDXP) | 04-Jan-07 | Sale | 12,500 | $0.05 | $562.50 | (< 1%) 3.22M to 3.21M | |
| 25-Oct-06 4:57 PM View: | Duska Therapeutics Inc. (CDXP) | 23-Oct-06 | Sale | 50,000 | $0.09 | $4,500.00 | (2%) 3.27M to 3.22M | |
| 07-Sep-06 1:39 PM View: | Duska Therapeutics Inc. (CDXP) | 06-Sep-06 | Sale | 16,400 | $0.10 | $1,704.00 | (< 1%) 3.29M to 3.27M | |
| 04-Aug-06 2:14 PM View: | Duska Therapeutics Inc. (CDXP) | 03-Aug-06 | Sale | 7,200 | $0.11 | $792.00 | (< 1%) 3.29M to 3.29M | |
| 04-Aug-06 2:14 PM View: | Duska Therapeutics Inc. (CDXP) | 02-Aug-06 | Sale | 7,000 | $0.11 | $770.00 | (< 1%) 3.3M to 3.29M | |
| 27-Jul-06 3:43 PM View: | Duska Therapeutics Inc. (CDXP) | 25-Jul-06 | Sale | 10,000 | $0.09 | $900.00 | (< 1%) 3.31M to 3.3M | |
| 18-Jul-06 2:47 PM View: | Duska Therapeutics Inc. (CDXP) | 14-Jul-06 | Sale | 10,000 | $0.16 | $1,600.00 | (< 1%) 3.32M to 3.31M | |
| 12-Jul-06 5:14 PM View: | Duska Therapeutics Inc. (CDXP) | 11-Jul-06 | Sale | 30,000 | $0.16 | $4,800.00 | (< 1%) 3.35M to 3.32M | |
| 12-Jul-06 5:14 PM View: | Duska Therapeutics Inc. (CDXP) | 10-Jul-06 | Sale | 20,000 | $0.15 | $3,050.00 | (< 1%) 3.37M to 3.35M | |
| 29-Jun-06 10:00 PM View: | Duska Therapeutics Inc. (CDXP) | 29-Jun-06 | Sale | 25,000 | $0.21 | $5,250.00 | (< 1%) 3.4M to 3.37M | |
| 29-Jun-06 10:00 PM View: | Duska Therapeutics Inc. (CDXP) | 27-Jun-06 | Sale | 10,000 | $0.26 | $2,600.00 | (< 1%) 3.41M to 3.4M | |
| 15-Jun-06 3:11 PM View: | Duska Therapeutics Inc. (CDXP) | 13-Jun-06 | Sale | 10,000 | $0.31 | $3,150.00 | (< 1%) 6.74M to 6.73M | |
| 12-Jun-06 5:12 PM View: | Duska Therapeutics Inc. (CDXP) | 09-Jun-06 | Sale | 30,000 | $0.41 | $12,155.00 | (< 1%) 3.43M to 3.4M | |
| 12-Jun-06 5:12 PM View: | Duska Therapeutics Inc. (CDXP) | 08-Jun-06 | Sale | 20,000 | $0.41 | $8,125.00 | (< 1%) 3.45M to 3.43M | |
| 06-Jun-06 1:28 PM View: | Duska Therapeutics Inc. (CDXP) | 06-Jun-06 | Market Sale | 10,000 | $0.41 | $4,100.00 | (< 1%) 3.46M to 3.45M | |
| 06-Jun-06 1:28 PM View: | Duska Therapeutics Inc. (CDXP) | 05-Jun-06 | Sale | 15,000 | $0.45 | $6,750.00 | (< 1%) 3.47M to 3.46M | |
| 06-Jun-06 1:28 PM View: | Duska Therapeutics Inc. (CDXP) | 02-Jun-06 | Sale | 10,000 | $0.47 | $4,650.00 | (< 1%) 3.48M to 3.47M | |
| 01-Jun-06 2:51 PM View: | Duska Therapeutics Inc. (CDXP) | 01-Jun-06 | Market Sale | 14,000 | $0.45 | $6,300.00 | (< 1%) 3.49M to 3.48M | |
| 01-Jun-06 2:51 PM View: | Duska Therapeutics Inc. (CDXP) | 30-May-06 | Sale | 3,500 | $0.50 | $1,750.00 | (< 1%) 3.5M to 3.49M |