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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jan-24 4:07 PM View:  | NRDC Acquisition Corp. (ROIC) | 01-Jan-24 | Grant | 7,127 | -- | -- | 5% 129.91K to 137.03K | |
| 04-Jan-23 4:43 PM View: | NRDC Acquisition Corp. (ROIC) | 01-Jan-23 | Grant | 6,653 | -- | -- | 5% 123.25K to 129.91K | |
| 04-Jan-22 4:14 PM View: | NRDC Acquisition Corp. (ROIC) | 01-Jan-22 | Grant | 5,102 | -- | -- | 4% 118.15K to 123.25K | |
| 05-Jan-21 4:26 PM View: | NRDC Acquisition Corp. (ROIC) | 01-Jan-21 | Grant | 7,468 | -- | -- | 7% 110.68K to 118.15K | |
| 03-Jan-20 4:53 PM View: | NRDC Acquisition Corp. (ROIC) | 01-Jan-20 | Grant | 5,662 | -- | -- | 5% 105.02K to 110.68K | |
| 18-Nov-19 9:13 PM View: | Trinity Merger Corp. (TMCX) | 14-Nov-19 | Disposition | 8,625,000 | $0.00 | $862.50 | (100%) 8.63M to 0 | |
| 03-Jan-19 9:17 PM View: | NRDC Acquisition Corp. (ROIC) | 01-Jan-19 | Grant | 6,297 | -- | -- | 6% 98.72K to 105.02K | |
| 03-Jan-18 4:32 PM View: | NRDC Acquisition Corp. (ROIC) | 01-Jan-18 | Grant | 5,012 | -- | -- | 5% 93.71K to 98.72K | |
| 24-Feb-17 4:48 PM View: | NRDC Acquisition Corp. (ROIC) | 22-Feb-17 | Grant | 938 | -- | -- | 1% 92.78K to 93.71K | |
| 04-Jan-17 7:07 PM View: | NRDC Acquisition Corp. (ROIC) | 01-Jan-17 | Grant | 3,786 | -- | -- | 4% 88.99K to 92.78K | |
| 05-Jan-16 8:14 PM View: | NRDC Acquisition Corp. (ROIC) | 01-Jan-16 | Grant | 4,469 | -- | -- | 5% 84.52K to 88.99K | |
| 26-Feb-15 3:14 PM View: | NRDC Acquisition Corp. (ROIC) | 24-Feb-15 | Grant | 4,670 | -- | -- | 6% 79.85K to 84.52K | |
| 18-Mar-14 4:58 PM View: | NRDC Acquisition Corp. (ROIC) | 14-Mar-14 | Grant | 3,000 | -- | -- | 4% 76.85K to 79.85K | |
| 08-May-13 8:05 PM View: | NRDC Acquisition Corp. (ROIC) | 07-May-13 | Grant | 3,000 | -- | -- | < 1% 693.5K to 696.5K | |
| 05-Feb-13 6:09 PM View: | NRDC Acquisition Corp. (ROIC) | 01-Feb-13 | Payment of Exercise Duplicate | 7,311,500 | $13.13 | $96,000,000.00 | (91%) 8.01M to 693.5K | (< 1%) |
| 05-Feb-13 6:09 PM View: | NRDC Acquisition Corp. (ROIC) | 01-Feb-13 | Exercise (in-the money or at-the-money) Duplicate | 8,000,000 | $12.00 | $96,000,000.00 | 160000% 5.0K to 8.01M | |
| 04-Apr-12 4:38 PM View: | NRDC Acquisition Corp. (ROIC) | 02-Apr-12 | Grant | 3,000 | -- | -- | 150% 2.0K to 5.0K | |
| 24-Feb-11 1:57 PM View: | NRDC Acquisition Corp. (ROIC) | 22-Feb-11 | Grant | 2,000 | -- | -- | 100% 0 to 2.0K | |
| 22-Oct-09 6:59 PM View: | NRDC Acquisition Corp. (ROIC) | 20-Oct-09 | Disposition Duplicate | 10,125,000 | -- | -- | (100%) 10.13M to 0 | |
| 18-Oct-07 6:10 AM View: | NRDC Acquisition Corp. (ROIC) | 17-Oct-07 | Purchase Duplicate | 1,680,000 | $0.02 | $33,600.00 | 20% 8.4M to 10.08M |